Q3 2020 Holdings
Filed 2020-11-12 | 13785 holdings | $8.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Utstarcom Holdings Corp(UTSI) | SHS NEW | G9310A114 | $0 | 323 | 0.0% |
| NTN Buzztime Inc | COM PAR | 629410606 | $0 | 30 | 0.0% |
| Nanoviricides Inc(NNVC) | COM | 630087302 | $0 | 60 | 0.0% |
| WAH FU Education Group Limit | SHS | G94184101 | $0 | 99 | 0.0% |
| Seneca Biopharma Inc | COM | 81689B103 | $0 | 62 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $0 | 3,784 | 0.0% |
| Oncolytics Biotech Inc(ONCY) | COM NEW | 682310875 | $0 | 164 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $0 | 37 | 0.0% |
| Yunhong Intl | RIGHT 01/31/2027 | G98882130 | $0 | 529 | 0.0% |
| National Holdings Corp | *W EXP 01/18/202 | 636375115 | $0 | 3,629 | 0.0% |
| Osprey Technlgy Aquistion Co | UNIT 10/30/2024 | 68839R401 | $0 | 5 | 0.0% |
| ETF SER Solutions(DRSK) | APTUS DEFINED | 26922A388 | $0 | 1 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $0 | 75 | 0.0% |
| Rivernorth Doubleline Strate | RIGHT 10/01/2020 | 76882G123 | $0 | 322,077 | 0.0% |
| Pacific Drilling SA Luxembou | COM | L7257P205 | $0 | 2,042 | 0.0% |
| BOS Better Online Solutions(BOSC) | SHS NEW NIS 80 | M20115180 | $0 | 55 | 0.0% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $0 | 1 | 0.0% |
| Psychemedics Corp | COM NEW | 744375205 | $0 | 45 | 0.0% |
| Nextcure Inc | COM | 65343E108 | $0 | 51 | 0.0% |
| Leisure Acquisition Corp | *W EXP 12/05/201 | 52539T115 | $0 | 469 | 0.0% |
| Check Cap LTD(MBAI) | *W EXP 05/03/202 | M2361E161 | $0 | 9,000 | 0.0% |
| Platinum Group Metals LTD(PLG) | COM | 72765Q882 | $0 | 350 | 0.0% |
| Nephros Inc(NEPH) | COM | 640671400 | $0 | 11 | 0.0% |
| Tufin Software Technologis L | SHS | M8893U102 | $0 | 1 | 0.0% |
| Ocean PWR Technologies Inc(OPTT) | COM NEW | 674870506 | $0 | 91 | 0.0% |
| Merida Merger Corp I | *W EXP 11/07/202 | 58953M114 | $0 | 151 | 0.0% |
| Plus Therapeutics Inc | COM NEW | 72941H400 | $0 | 13 | 0.0% |
| Oblong Inc | COM | 674434105 | $0 | 71 | 0.0% |
| Pacific Ethanol Inc | COM | 69423U305 | $0 | 22 | 0.0% |
| Swedish Expt CR Corp | NT LKD 23 | 870297215 | $0 | 109 | 0.0% |
| Synalloy Corp(ACNT) | COM | 871565107 | $0 | 151 | 0.0% |
| Synthetic Biologics Inc | COM NEW | 87164U201 | $0 | 86 | 0.0% |
| Mid CON Energy Partners LP | UNIT REPSTG LTD | 59560V208 | $0 | 7 | 0.0% |
| Optimumbank Holdings Inc(OPHC) | COM | 68401P403 | $0 | 44 | 0.0% |
| Proshares TR | ULSHRT UTILS NEW | 74347B722 | $0 | 20 | 0.0% |
| Sanchez Midsteam Partners LP | COM UNITS REP B | 79971C201 | $1 | 4,184 | 0.0% |
| Union Acquisition Corp II | UNIT 99/99/9999 | G9402Q118 | $1 | 100 | 0.0% |
| Etfis SER TR I(NFLT) | VIRTUS NEWFLEET | 26923G707 | $1 | 22 | 0.0% |
| MDC Partners Inc(MDCA) | CL A SUB VTG | 552697104 | $1 | 591 | 0.0% |
| Spdr SER TR(FITE) | S&P KENSHO FUTRE | 78468R671 | $1 | 39 | 0.0% |
| Novabay Pharmaceuticals Inc | COM NEW | 66987P201 | $1 | 2,000 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $1 | 1,197 | 0.0% |
| New Providence Acquisition | UNIT 09/01/2024 | 64822P205 | $1 | 100 | 0.0% |
| Etfis SER TR I(VWID) | VIRTUS WMC INTNL | 26923G848 | $1 | 42 | 0.0% |
| Performant Finl Corp(PFMTUSD) | COM | 71377E105 | $1 | 1,382 | 0.0% |
| Newage Inc | COM | 650194103 | $1 | 500 | 0.0% |
| ETF SER Solutions | AAM S&P EMRG | 26922A586 | $1 | 79 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $1 | 197 | 0.0% |
| Nova Lifestyle Inc | COM NEW | 66979P201 | $1 | 688 | 0.0% |
| Scienjoy Holding Corp | SHS | G7864D112 | $1 | 113 | 0.0% |