Q3 2020 Holdings
Filed 2020-11-12 | 13785 holdings | $8.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Greenvision Acquisition Corp | RIGHT 06/01/2021 | 39678G129 | $1 | 1,123 | 0.0% |
| Greenwich Lifesciences Inc(GLSI) | COM | 396879108 | $1 | 277 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $1 | 1,197 | 0.0% |
| Lineage Cell Therapeutics in(LCTX) | COM | 53566P109 | $1 | 1,119 | 0.0% |
| Kaleido Biosciences Inc(KLDO) | COM | 483347100 | $1 | 95 | 0.0% |
| First TR Exch Traded FD III(FEMB) | EME MRK BD ETF | 33739P202 | $1 | 37 | 0.0% |
| LM FDG Amer Inc | COM NEW | 502074305 | $1 | 761 | 0.0% |
| Mainstreet Bancshares Inc(MNSB) | COM | 56064Y100 | $1 | 64 | 0.0% |
| First TR Exchange-Traded FD(FTXG) | NASDQ FOD BVRG | 33738R852 | $1 | 49 | 0.0% |
| First TR Exchange-Traded FD(SHRY) | LARGE CP US EQ | 33738R761 | $1 | 36 | 0.0% |
| Orisun Acquisition Corp | RIGHT 05/31/2024 | 68632T125 | $1 | 2,420 | 0.0% |
| Companhia Paranaense Energ C | SPON ADR PFD | 20441B407 | $1 | 126 | 0.0% |
| Corenergy Infrastructure TR(CORREUR) | COM NEW | 21870U502 | $1 | 227 | 0.0% |
| Charah Solutions Inc | COM | 15957P105 | $1 | 293 | 0.0% |
| Nuveen Multi-Mkt Income FD | COM | 67075J107 | $1 | 203 | 0.0% |
| Creative Realities Inc(CREXEUR) | COM NEW | 22530J200 | $1 | 857 | 0.0% |
| ETF SER Solutions | AAM S&P EMRG | 26922A586 | $1 | 79 | 0.0% |
| Credit Suisse Nassau Branch | ETN LKD 34 | 22539T456 | $1 | 111 | 0.0% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $1 | 48 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $1 | 268 | 0.0% |
| Pctel Inc | COM | 69325Q105 | $1 | 148 | 0.0% |
| Dare Bioscience Inc(CERUEUR) | COM | 23666P101 | $1 | 500 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $1 | 700 | 0.0% |
| Chimerix Inc(CMRXEUR) | COM | 16934W106 | $1 | 576 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $1 | 711 | 0.0% |
| ETF SER Solutions(HOMZ) | HOYA CAP HOUSI | 26922A230 | $1 | 46 | 0.0% |
| Deerfield Healthcare Tech AC | COM CL A | 244413100 | $1 | 100 | 0.0% |
| China Index Hldgs LTD | SPNSRD ADS A | 16954W101 | $1 | 653 | 0.0% |
| Boqi Intl MED Inc(BIMIEUR) | COM | 099501108 | $1 | 751 | 0.0% |
| Performant Finl Corp(PFMTUSD) | COM | 71377E105 | $1 | 1,382 | 0.0% |
| Churchill Cap Corp III | *W EXP 03/01/202 | 17144C112 | $1 | 432 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $1 | 6,118 | 0.0% |
| Aprea Therapeutics Inc | COM | 03836J102 | $1 | 40 | 0.0% |
| Amplify ETF TR(DIVO) | CWP ENHANCED DIV | 032108409 | $1 | 48 | 0.0% |
| Discovery Inc | COM SER B | 25470F203 | $1 | 19 | 0.0% |
| Cambria ETF TR(TRTY) | TRINITY | 132061839 | $1 | 49 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $1 | 1,000 | 0.0% |
| Americas Gold and Silver COR(SPMEUR) | COM | 03062D100 | $1 | 397 | 0.0% |
| Exchange Listed FDS TR(TDSB) | CABANA TARGET 7 | 30151E723 | $1 | 26 | 0.0% |
| Pavmed Inc | *W EXP 01/29/202 | 70387R114 | $1 | 700 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $1 | 361 | 0.0% |
| Exchange Listed FDS TR | CABANA TARGET 5 | 30151E731 | $1 | 25 | 0.0% |
| Exchange Listed FDS TR(QRFT) | QRAFT AI ENHCD | 30151E798 | $1 | 25 | 0.0% |
| Altair Engr Inc(ALTREUR) | COM CL A | 021369103 | $1 | 18 | 0.0% |
| Canterbury Park Holding Corp(CPHC) | COM | 13811E101 | $1 | 74 | 0.0% |
| Cloudera Inc(CLDR)Call | COM | 18914U100 | $1 | 100 | 0.0% |
| Pgim ETF TR | QMA STRGC GWTH | 69344A503 | $1 | 30 | 0.0% |
| Etfis SER TR I(VWID) | VIRTUS WMC INTNL | 26923G848 | $1 | 42 | 0.0% |
| AIM ETF Products Trust(APRW) | US LRG CP BUF20 | 00888H208 | $1 | 47 | 0.0% |
| Eidos Therapeutics Inc(EIDXGBP) | COM | 28249H104 | $1 | 16 | 0.0% |