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Ameriprise Financial Inc

Q3 2020 Holdings

Filed 2020-11-16 | 9226 holdings | $16.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
BlackRock Muni 2020 Term TR(BKK)COM09249X109$48131,9710.0%
Washington Trust Bancorp(WASH)COM940610108$48315,7430.0%
United States 12 Month Oil(USL)COM91288V103$48832,4300.0%
Open Text Corp(OTEX)COM683715106$48811,5540.0%
Ft-Preferred Secur & Inc ETF(FPE)COM33739E108$49225,6700.0%
Invesco AD MIT II(VKI)COM46132E103$49545,7890.0%
BlackRock Munivest Fund(MVF)COM09253R105$49557,0700.0%
Metropolitan Bank Holding Co(MCB)COM591774104$49617,7590.0%
Camden National Corp(CAC)COM133034108$49616,3840.0%
KB Financial Group Inc(KBIA)ADR48241A105$49715,4820.0%
Ionis Pharmaceuticals Inc(IONS)COM462222100$49810,5120.0%
Prothena Corp PLC(PRTA)COMG72800108$49949,8780.0%
Whiting Petroleum Corp(WLL)COM966387508$50229,0270.0%
Ishares North American Natur(IGE)COM464287374$50325,3730.0%
Weis Markets Inc(WMK)COM948849104$50510,5270.0%
Great Ajax CorpCOM38983D300$50661,0150.0%
First Bancshares Inc(FBMSUSD)COM318916103$50624,1070.0%
Republic Bancorp Inc(RBCAA)COM760281204$50717,9790.0%
Ishares China Large-Cap ETF(FXI)COM464287184$51312,2100.0%
Fresenius Medical Care(FMS)ADR358029106$51412,0990.0%
Acamar Partners AcquisitiCOM004285102$51750,5390.0%
Earthstone Energy Inc(ESTEEUR)COM27032D304$519200,4440.0%
Cohen & Steers REIT and Pref(XRNPX)COM19247X100$52024,3640.0%
Sixth Street Specialty Lendi(TSLX)COM83012A109$52130,2850.0%
First Trst Nasd CL EDG Sgiif(GRID)COM33737A108$5248,3210.0%
Bnym High Yield Strat(DHF)COM09660L105$526194,0070.0%
Chico's FAS Inc(CHS1USD)COM168615102$527541,3500.0%
Global X S&P 500 CA VAL ETF(CATH)COM37954Y889$52712,6930.0%
John HAN Premium Dividend FD(PDT)COM41013T105$52942,4700.0%
Credit Suisse GroupADR225401108$53053,2320.0%
Cumulus Media Inc(CMLS)COM231082801$53399,1590.0%
Monmouth Real Estate INV CORCOM609720107$53538,5520.0%
BlackRock Muniholdings Quali(XMUSX)COM09254A101$53841,8150.0%
Star Group LP(SGU)LP85512C105$53855,2000.0%
Entravision Communications(EVC)COM29382R107$539354,4400.0%
Montage Resources Corp(MR)COM61179L100$540123,0180.0%
Trico Bancshares(TCBK)COM896095106$54022,0510.0%
Ishares US Pharmaceuticals E(IHE)COM464288836$5413,3080.0%
Invesco HI Inc 2024 Trgt TRMCOM46136K105$54168,4360.0%
RBB Bancorp(RBB)COM74930B105$54147,7400.0%
BlackRock Credit Allocation(BTZ)COM092508100$54338,1790.0%
DEL Taco Restaurants Inc(TACOEUR)COM245496104$54366,1960.0%
Invesco DWA Energy Momentum(PXI)COM46137V878$54443,6630.0%
BlackRock Muniyield Quality(MQY)COM09254F100$54433,9840.0%
Invesco S&P Midcap 400 Pure(RFG)COM46137V217$5473,2460.0%
Astronics Corp(ATRO)COM046433108$55371,6800.0%
Nicolet Bankshares Inc(NIC)COM65406E102$55410,1500.0%
Dr. Reddy's Laboratories(RDY)ADR256135203$5567,9830.0%
Seritage Growth Prop- A REIT(SRG)COM81752R100$55741,3400.0%
Elanco Animal Health Units IncCONV PRF28414H202$56412,7180.0%
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