Q3 2020 Holdings
Filed 2020-11-16 | 12080 holdings | $5.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inspiremd Inc | *W EXP 07/07/202 | 45779A127 | $0 | 16,052 | 0.0% |
| Rivernorth Doubleline Strate | RIGHT 10/01/2020 | 76882G123 | $0 | 167,161 | 0.0% |
| AIR T Inc | *W EXP 01/15/202 | 00919P112 | $0 | 12,420 | 0.0% |
| U S Well Svcs Inc | *W EXP 03/15/202 | 91274U119 | $1 | 61,630 | 0.0% |
| Cemtrex Inc | *W EXP 12/02/202 | 15130G113 | $1 | 12,058 | 0.0% |
| Kitov Pharma LTD | *W EXP 11/25/202 | 49803V115 | $1 | 14,592 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $1 | 65,569 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $1 | 88,718 | 0.0% |
| Glry STR NW Mdia Grup Hldg L(CHR) | *W EXP 02/13/202 | G39973113 | $1 | 10,478 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $2 | 35,160 | 0.0% |
| Highpoint RES CorpCall | COM | 43114K108 | $3 | 12,200 | 0.0% |
| The9 LTDCall | SPON ADS | 88337K203 | $3 | 10,500 | 0.0% |
| Gran Tierra Energy IncPut | COM | 38500T101 | $3 | 14,200 | 0.0% |
| Agba Acquisition LTD | *W EXP 05/10/202 | G0120M117 | $3 | 11,776 | 0.0% |
| Intec Pharma LTD JerusalemCall | SHS | M53644106 | $3 | 13,600 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $3 | 30,421 | 0.0% |
| HTG Molecular Diagnostics inCall | COM | 40434H104 | $4 | 12,600 | 0.0% |
| Sundial Growers Inc | COM | 86730L109 | $4 | 16,628 | 0.0% |
| Superior Drilling Prods Inc | COM | 868153107 | $4 | 10,012 | 0.0% |
| Abraxas Pete Corp(AXASEUR)Put | COM | 003830106 | $4 | 27,100 | 0.0% |
| Gran Tierra Energy IncCall | COM | 38500T101 | $4 | 18,100 | 0.0% |
| Oxbridge RE Hldgs LTD | *W EXP 03/26/202 | G6856M114 | $4 | 41,639 | 0.0% |
| Neos Therapeutics Inc(NEOS)Put | COM | 64052L106 | $5 | 10,000 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $5 | 14,546 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $5 | 10,540 | 0.0% |
| Nxt-Id IncPut | COM NEW | 67091J206 | $5 | 13,800 | 0.0% |
| Nxt-Id Inc | COM NEW | 67091J206 | $5 | 13,210 | 0.0% |
| Neos Therapeutics Inc(NEOS) | COM | 64052L106 | $6 | 10,705 | 0.0% |
| Nesco Hldgs Inc | *W EXP 01/01/202 | 64083J112 | $6 | 20,886 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $6 | 21,128 | 0.0% |
| CBL & Assoc Pptys IncPut | COM | 124830100 | $6 | 39,900 | 0.0% |
| Denison Mines Corp(DNN)Call | COM | 248356107 | $7 | 16,200 | 0.0% |
| Capital SR Living Corp | COM | 140475104 | $7 | 10,909 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $7 | 18,694 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $7 | 14,676 | 0.0% |
| Summit Midstream Partners LPCall | COM UNIT LTD | 866142102 | $7 | 10,200 | 0.0% |
| Tottenham Acquisition I LTD | *W EXP 05/06/202 | G8959N114 | $7 | 13,905 | 0.0% |
| Youngevity Intl IncCall | COM NEW | 987537206 | $8 | 13,800 | 0.0% |
| Bristol-Myers Squibb Co(CELG-R) | RIGHT 12/30/2030 | 110122140 | $8 | 20,251 | 0.0% |
| Transenterix IncCall | COM | 89366M300 | $8 | 23,700 | 0.0% |
| ALJ Regl Hldgs Inc | COM | 001627108 | $8 | 10,613 | 0.0% |
| Highpoint RES Corp | COM | 43114K108 | $8 | 37,625 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $9 | 15,291 | 0.0% |
| Tetra Technologies Inc del(TTI)Call | COM | 88162F105 | $9 | 16,800 | 0.0% |
| Assertio Holdings IncPut | COM STK | 04546C106 | $9 | 13,300 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $10 | 23,139 | 0.0% |
| Englobal CorpCall | COM | 293306106 | $10 | 11,600 | 0.0% |
| Ifresh Inc(IFMK) | COM | 449538107 | $10 | 14,844 | 0.0% |
| NCS Multistage Hldgs Inc | COM | 628877102 | $10 | 16,230 | 0.0% |
| Motus GI Hldgs Inc | COM | 62014P108 | $11 | 11,412 | 0.0% |