Q3 2020 Holdings
Filed 2020-11-16 | 12080 holdings | $5.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $46 | 26,722 | 0.0% |
| Neuberger Berman MLP and ENR(NML) | COM | 64129H104 | $46 | 19,458 | 0.0% |
| Ampio Pharmaceuticals IncPut | COM | 03209T109 | $46 | 48,300 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $46 | 98,249 | 0.0% |
| Ceragon Networks LTD(CRNT)Put | ORD | M22013102 | $46 | 18,600 | 0.0% |
| National Cinemedia IncCall | COM | 635309107 | $46 | 17,000 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK) | COM NEW | 64107N206 | $46 | 13,566 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO)Call | COM | 18453H106 | $47 | 46,700 | 0.0% |
| Selecta Biosciences Inc(SELBUSD)Put | COM | 816212104 | $47 | 18,900 | 0.0% |
| Braemar Hotels & Resorts Inc(BHR)Call | COM | 10482B101 | $47 | 18,700 | 0.0% |
| BRF SA(P5Y)Call | SPONSORED ADR | 10552T107 | $47 | 14,300 | 0.0% |
| Novan Inc | COM | 66988N106 | $47 | 97,255 | 0.0% |
| Assertio Holdings IncCall | COM STK | 04546C106 | $47 | 71,300 | 0.0% |
| Xinyuan Real Estate Co LTD | SPONS ADR | 98417P105 | $47 | 24,737 | 0.0% |
| Genocea Biosciences Inc(GNCAQ)Put | COM NEW | 372427401 | $47 | 20,700 | 0.0% |
| Trinity Biotech PLCCall | SPON ADR NEW | 896438306 | $47 | 23,200 | 0.0% |
| Autoweb Inc(ABTLEUR)Put | COM | 05335B100 | $47 | 14,900 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $47 | 22,282 | 0.0% |
| Mereo Biopharma Group PLC(MREO) | ADS | 589492107 | $47 | 18,109 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Call | COM | 036642106 | $48 | 17,900 | 0.0% |
| Aspira Womens Health Inc | COM | 04537Y109 | $48 | 15,408 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $48 | 23,800 | 0.0% |
| Ardmore Shipping Corp(ASC)Call | COM | Y0207T100 | $48 | 13,500 | 0.0% |
| Durect Corp(DRRXEUR)Put | COM | 266605104 | $48 | 27,800 | 0.0% |
| Nanthealth IncPut | COM | 630104107 | $49 | 20,900 | 0.0% |
| Kezar Life Sciences IncCall | COM | 49372L100 | $49 | 10,200 | 0.0% |
| Zagg IncPut | COM | 98884U108 | $49 | 17,600 | 0.0% |
| Biolase Inc | COM NEW | 090911207 | $49 | 178,890 | 0.0% |
| Evolution Pete Corp(EPM) | COM | 30049A107 | $50 | 22,129 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | COM | 13089P101 | $50 | 14,631 | 0.0% |
| Zagg Inc | COM | 98884U108 | $50 | 17,833 | 0.0% |
| Sesen BIO IncCall | COM | 817763105 | $50 | 35,700 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $51 | 12,724 | 0.0% |
| Neptune Wellness Solutions IPut | COM | 64079L105 | $51 | 24,100 | 0.0% |
| NOW Inc(DNOW)Call | COM | 67011P100 | $51 | 11,300 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $51 | 75,667 | 0.0% |
| Consol Energy Inc Disc Coml(CEIXEUR)Call | COM | 20854L108 | $51 | 11,400 | 0.0% |
| Independence Contract Drilli | COM | 453415606 | $51 | 20,781 | 0.0% |
| Rignet Inc(RNET) | COM | 766582100 | $51 | 12,349 | 0.0% |
| NGL Energy Partners LP(NGL)Put | COM UNIT REPST | 62913M107 | $52 | 13,100 | 0.0% |
| Servicesource Intl Inc | COM | 81763U100 | $52 | 35,601 | 0.0% |
| SAN Juan Basin RTY TR(SJT)Call | UNIT BEN INT | 798241105 | $52 | 20,900 | 0.0% |
| Enlink Midstream LLC(0E41)Call | COM UNIT REP LTD | 29336T100 | $52 | 22,000 | 0.0% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $52 | 10,513 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $52 | 51,910 | 0.0% |
| Genocea Biosciences Inc(GNCAQ)Call | COM NEW | 372427401 | $52 | 22,500 | 0.0% |
| Renesola LTD(VQKA) | SPONSORED ADS | 75971T301 | $52 | 25,095 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD)Call | COM | 09060J106 | $52 | 13,900 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP)Put | COM | 603380106 | $52 | 16,300 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $52 | 12,612 | 0.0% |