Q4 2020 Holdings
Filed 2021-01-27 | 990 holdings | $541.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tidewater Inc New | *W EXP 07/31/202 | 88642R125 | $6 | 16,676 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 6.750% 2/1 | 42330PAK3 | $13 | $12,000 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $14 | 20,458 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $44 | 10,441 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $116 | $105,000 | 0.0% |
| Noodles & Co(NDLSUSD) | COM CL A | 65540B105 | $123 | 15,615 | 0.0% |
| Gaslog LTD | SHS | G37585109 | $196 | 52,725 | 0.0% |
| Ishares TR(PFF) | PFD AND INCM SEC | 464288687 | $213 | 5,525 | 0.0% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $227 | 2,600 | 0.0% |
| Cumulus Media Inc(CMLS) | COM CL A | 231082801 | $229 | 26,233 | 0.0% |
| Ishares TR(IVW) | S&P 500 GRWT ETF | 464287309 | $240 | 3,764 | 0.0% |
| Schwab Strategic TR(SCHA) | US SML CAP ETF | 808524607 | $291 | 3,273 | 0.0% |
| Allied Motion Technologies I(ALNT) | COM | 019330109 | $334 | 6,538 | 0.0% |
| Newell Brands Inc(NWL) | COM | 651229106 | $372 | 17,525 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $372 | 23,500 | 0.0% |
| Ishares TR(IWL) | RUS TOP 200 ETF | 464289446 | $375 | 4,150 | 0.0% |
| Spdr SER TR(CWB) | BLMBRG BRC CNVRT | 78464A359 | $445 | 5,375 | 0.0% |
| GOL Linhas Aereas Inteligent | SPON ADR PFD NEW | 38045R206 | $446 | 45,400 | 0.0% |
| Jumia Technologies AG(JMIA) | SPONSORED ADS | 48138M105 | $463 | 11,480 | 0.0% |
| Dermtech Inc(DMTKQ) | COM | 24984K105 | $470 | 14,494 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $476 | 17,000 | 0.0% |
| Tencent Music Entmt Group(TME) | SPON ADS | 88034P109 | $487 | 25,300 | 0.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $488 | $475,000 | 0.0% |
| Schwab Strategic TR(SCHM) | US MID-CAP ETF | 808524508 | $515 | 7,556 | 0.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $520 | 4,402 | 0.0% |
| Ishares TR(HDV) | CORE HIGH DV ETF | 46429B663 | $535 | 6,097 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $546 | $480,000 | 0.0% |
| Zynex Inc(ZYXIQ) | COM | 98986M103 | $594 | 44,105 | 0.0% |
| Insulet Corp(PODD) | COM | 45784P101 | $600 | 2,349 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $625 | 12,815 | 0.0% |
| Tidewater Inc New(TDW) | COM | 88642R109 | $638 | 73,885 | 0.0% |
| Simulations Plus Inc(SLP) | COM | 829214105 | $684 | 9,505 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $731 | $675,000 | 0.0% |
| Heico Corp New(HEI) | COM | 422806109 | $741 | 5,594 | 0.0% |
| GAN LTD | ORD SHS | G3728V109 | $744 | 36,674 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $757 | $758,000 | 0.0% |
| Globant S A(GLOB) | COM | L44385109 | $762 | 3,500 | 0.0% |
| Ishares TR(IWB) | RUS 1000 ETF | 464287622 | $770 | 3,636 | 0.0% |
| Cutera Inc(CUTREUR) | COM | 232109108 | $816 | 33,871 | 0.0% |
| Quanta Svcs Inc(PWR) | COM | 74762E102 | $821 | 11,400 | 0.0% |
| Icici Bank Limited(IBN) | ADR | 45104G104 | $857 | 57,680 | 0.0% |
| Baidu Inc(BIDUN) | SPON ADR REP A | 056752108 | $862 | 3,984 | 0.0% |
| Kingsoft Cloud Hldgs LTD(KC) | ADS | 49639K101 | $885 | 20,313 | 0.0% |
| Jacobs Engr Group Inc(JECUSD) | COM | 469814107 | $889 | 8,161 | 0.0% |
| Columbus Mckinnon Corp N Y(CMCO) | COM | 199333105 | $898 | 23,339 | 0.0% |
| Trip COM Group LTD(CLV)Call | COM | 89677Q107 | $928 | 27,500 | 0.0% |
| Infosys LTD(INFY) | SPONSORED ADR | 456788108 | $959 | 56,576 | 0.0% |
| Hydrofarm Hldgs Group Inc | COM | 44888K209 | $974 | 18,514 | 0.0% |
| Nevro Corp | NOTE 2.750% 4/0 | 64157FAC7 | $988 | $542,000 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $1.0K | 3,759 | 0.0% |