Q4 2020 Holdings
Filed 2021-02-03 | 32 holdings | $6.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Holding LTD(BABA) | SPONSORED ADS | 01609W102 | $5.1M | 21,700 | 74.5% |
| DWS MUN Income TR(KTF) | COM | 233368109 | $1.4M | 124,452 | 21.4% |
| Vanguard Total Stock Market E(VTI) | TOTAL STK MKT | 922908769 | $52.3K | 268,615 | 0.8% |
| Mplx LP(MPLX) | COM UNIT REP LTD | 55336V100 | $44.6K | 2,060,600 | 0.7% |
| Sixth Street Special(TSLX) | COM | 83012A109 | $32.9K | 1,585,544 | 0.5% |
| Energy Transfer UNT(ET) | COM UT LTD PTN | 29273V100 | $30.9K | 4,992,483 | 0.5% |
| New York Mortgage REIT ORD(NYMTEUR) | COM PAR $.02 | 649604501 | $24.8K | 6,707,963 | 0.4% |
| Ares Commercial REIT ORD(ACRE) | COM | 04013V108 | $18.3K | 1,536,878 | 0.3% |
| Ares Capital ORD(ARCC) | COM | 04010L103 | $13.0K | 770,708 | 0.2% |
| Nuveen Quality Muncp(NAD) | COM | 67066V101 | $7.6K | 497,452 | 0.1% |
| Nuveen AMT Free Qlty(XNEAX) | COM | 670657105 | $7.6K | 501,000 | 0.1% |
| Arbor Realty REIT ORD(ABR) | COM | 038923108 | $7.0K | 495,566 | 0.1% |
| Spdr S&P China ETF(GXC) | S&P CHINA ETF | 78463X400 | $4.6K | 35,562 | 0.1% |
| Ishares Msci China ETF(MCHI) | MSCI CHINA ETF | 46429B671 | $4.6K | 57,067 | 0.1% |
| Amazon.com Inc(AMZN) | COM | 023135106 | $3.9K | 1,200 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $3.9K | 2,200 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $3.6K | 16,200 | 0.1% |
| Invesco Exchange-Tra(BKLN) | SR LN ETF | 46138G508 | $2.9K | 130,200 | 0.0% |
| Vaneck Vectors ETF T(ANGL) | FALLEN ANGEL HG | 92189F437 | $2.6K | 80,000 | 0.0% |
| Kraneshares CSI China Interne(KWEB) | CSI CHI INTERNET | 500767306 | $2.3K | 29,480 | 0.0% |
| Invesco Calif MUN in(IIM) | COM | 46132P108 | $2.0K | 127,445 | 0.0% |
| Invesco TR Invt Grad(VGM) | COM | 46131M106 | $2.0K | 150,242 | 0.0% |
| BlackRock Munihds INV QL | COM | 09254P108 | $1.2K | 88,537 | 0.0% |
| Nuveen AMT Free MUN(NVG) | COM | 67071L106 | $1.1K | 64,787 | 0.0% |
| BlackRock Munihds QLY II | COM | 09254C107 | $903 | 66,127 | 0.0% |
| Golub Capital BDC ORD(GBDC) | COM | 38173M102 | $831 | 58,746 | 0.0% |
| Main Street Capital ORD(MAIN) | COM | 56035L104 | $654 | 20,281 | 0.0% |
| Oxford Lane Cap Corp | COM | 691543102 | $465 | 85,885 | 0.0% |
| Dynex Capital REIT ORD(DX) | COM | 26817Q886 | $415 | 23,303 | 0.0% |
| Invesco Advantage MU(VKI) | SH BEN INT | 46132E103 | $396 | 34,896 | 0.0% |
| BNY Mellon Strat Muni(LEO) | COM | 05588W108 | $208 | 24,502 | 0.0% |
| Brookfield Real Asst Inc(RA) | SHS BEN INT | 112830104 | $192 | 10,780 | 0.0% |