Q3 2020 Holdings
Filed 2020-11-12 | 17 holdings | $94.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-02-26) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Artius Acquisition Inc | UNIT 99/99/9999 | 04316G204 | $0 | 1 | 0.0% |
| E Merge Technology Acquisiti | UNIT 07/30/2025 | 26873Y203 | $0 | 1 | 0.0% |
| Hexo Corp | COM | 428304109 | $14 | 21,900 | 0.0% |
| Hexo CorpPut | COM | 428304109 | $14 | 21,900 | 0.0% |
| ON Semiconductor Corp(ON)Put | COM | 682189105 | $22 | 1,000 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $25 | 10,600 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD)Put | COM NEW | 766559603 | $25 | 10,600 | 0.0% |
| Deerfield Healthcare Tech AC | *W EXP 07/16/202 | 244413118 | $40 | 20,000 | 0.0% |
| Jaws Acquisition CorpA | *W EXP 99/99/999 | G50744112 | $48 | 22,982 | 0.1% |
| Replay Acquisition CorpA | *W EXP 03/01/202 | G75130115 | $60 | 62,400 | 0.1% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $77 | 32,500 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR)Put | COM | 30048L104 | $77 | 32,500 | 0.0% |
| Longview Acquisition Corp | *W EXP 05/27/202 | 543195119 | $82 | 83,333 | 0.0% |
| Accelerate Diagnostics Inc | COM | 00430H102 | $96 | 9,000 | 0.0% |
| Accelerate Diagnostics IncPut | COM | 00430H102 | $96 | 9,000 | 0.0% |
| Energous CorpPut | COM | 29272C103 | $102 | 34,700 | 0.0% |
| Energous Corp | COM | 29272C103 | $102 | 34,700 | 0.0% |
| Aphria Inc(APH1EUR)Put | COM | 03765K104 | $115 | 26,000 | 0.0% |
| Aphria Inc(APH1EUR) | COM | 03765K104 | $117 | 26,300 | 0.0% |
| Capstar SPL Purp Acquisition | *W EXP 99/99/999 | 14070Y119 | $119 | 150,000 | 0.0% |
| Fortress Value Acquisition C | *W EXP 05/04/202 | 34962V114 | $128 | 38,857 | 0.0% |
| Party City Holdco Inc(PRTY1EUR)Put | COM | 702149105 | $144 | 55,400 | 0.0% |
| Party City Holdco Inc(PRTY1EUR) | COM | 702149105 | $144 | 55,400 | 0.0% |
| Mallinckrodt PUB LTD CoPut | SHS | G5785G107 | $158 | 162,200 | 0.0% |
| Mallinckrodt PUB LTD Co | SHS | G5785G107 | $158 | 162,200 | 0.0% |
| Chembio Diagnostics Inc(CEMIUSD)Put | COM NEW | 163572209 | $167 | 34,400 | 0.0% |
| Chembio Diagnostics Inc(CEMIUSD) | COM NEW | 163572209 | $167 | 34,400 | 0.0% |
| Clearsign Technologies Corp(CLIR)Put | COM | 185064102 | $183 | 80,900 | 0.0% |
| Clearsign Technologies Corp(CLIR) | COM | 185064102 | $183 | 80,900 | 0.0% |
| CC Neuberger Prin Hldgs IIA | *W EXP 07/29/202 | G3166T111 | $209 | 125,000 | 0.2% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $217 | 12,800 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR)Put | COM NEW | 10501E201 | $217 | 12,800 | 0.0% |
| GOL Linhas Aereas Inteligent | SPON ADR PFD NEW | 38045R206 | $226 | 37,000 | 0.0% |
| Hertz Global Hldgs IncPut | COM | 42806J106 | $242 | 217,800 | 0.0% |
| Hertz Global Hldgs IncCall | COM | 42806J106 | $258 | 232,000 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $270 | 77,258 | 0.0% |
| Zynerba Pharmaceuticals IncPut | COM | 98986X109 | $272 | 82,100 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $272 | 82,100 | 0.0% |
| YRC Worldwide IncPut | COM PAR $.01 | 984249607 | $277 | 70,700 | 0.0% |
| YRC Worldwide Inc | COM PAR $.01 | 984249607 | $277 | 70,700 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $310 | 50,000 | 0.0% |
| Newage Inc | COM | 650194103 | $311 | 179,800 | 0.0% |
| E Merge Technology Acquisiti | *W EXP 07/30/202 | 26873Y112 | $316 | 333,333 | 0.0% |
| Newage IncPut | COM | 650194103 | $328 | 189,800 | 0.0% |
| Churchill Cap Corp III | *W EXP 03/01/202 | 17144C112 | $341 | 168,345 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $347 | 74,600 | 0.0% |
| Fusion Acquisition Corp | *W EXP 06/01/202 | 36118H113 | $348 | 323,950 | 0.0% |
| Cassava Sciences Inc(SAVA)Put | COM | 14817C107 | $349 | 30,300 | 0.0% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $349 | 30,300 | 0.0% |
| Artius Acquisition Inc | *W EXP 07/13/202 | 04316G113 | $359 | 223,167 | 0.0% |