Q1 2021 Holdings
Filed 2021-04-12 | 288 holdings | $41.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aptinyx Inc | COM | 03836N103 | $30 | 10,000 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $34 | 14,502 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $177 | $184,000 | 0.0% |
| Moodys Corp(MCO) | COM | 615369105 | $208 | 697 | 0.0% |
| AIR Prods & Chems Inc(APD) | COM | 009158106 | $218 | 775 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $239 | $69,000 | 0.0% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $241 | $88,000 | 0.0% |
| Snowflake Inc(SNOW) | CL A | 833445109 | $255 | 1,114 | 0.0% |
| UBS AG London Branch | EN LG CP GRWTH | 902677780 | $262 | 466 | 0.0% |
| Booking Holdings Inc(BKNG) | COM | 09857L108 | $263 | 113 | 0.0% |
| Fidelity Covington Trust(FTEC) | MSCI INFO TECH I | 316092808 | $264 | 2,493 | 0.0% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $269 | 5,036 | 0.0% |
| Northern TR Corp(NTRS) | COM | 665859104 | $271 | 2,578 | 0.0% |
| Vanguard Index FDS(VUG) | GROWTH ETF | 922908736 | $272 | 1,059 | 0.0% |
| Blackstone Group Inc(BX) | COM | 09260D107 | $275 | 3,689 | 0.0% |
| Roper Technologies Inc(ROP) | COM | 776696106 | $277 | 686 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $279 | $212,000 | 0.0% |
| Ishares TR(ACWX) | MSCI ACWI EX US | 464288240 | $279 | 5,059 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $282 | 1,217 | 0.0% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $283 | $128,000 | 0.0% |
| Vanguard Scottsdale FDS(VONG) | VNG RUS1000GRW | 92206C680 | $288 | 1,150 | 0.0% |
| Trane Technologies PLC(TT) | SHS | G8994E103 | $293 | 1,767 | 0.0% |
| Ishares Inc(EEMV) | MSCI EMERG MRKT | 464286533 | $293 | 4,640 | 0.0% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $303 | 2,594 | 0.0% |
| American WTR WKS Co Inc New(AWK) | COM | 030420103 | $305 | 2,035 | 0.0% |
| American Elec PWR Co Inc | UNIT 08/01/2021 | 025537127 | $309 | 6,400 | 0.0% |
| Ishares TR(EEM) | MSCI EMG MKT ETF | 464287234 | $313 | 5,861 | 0.0% |
| Fidelity Covington Trust(FHLC) | MSCI HLTH CARE I | 316092600 | $314 | 5,317 | 0.0% |
| Everbridge Inc | NOTE 0.125%12/1 | 29978AAC8 | $317 | $249,000 | 0.0% |
| Proofpoint Inc | NOTE 0.250% 8/1 | 743424AF0 | $318 | $299,000 | 0.0% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $327 | 1,766 | 0.0% |
| CME Group Inc(CME) | COM | 12572Q105 | $328 | 1,605 | 0.0% |
| Vanguard World FDS(VHT) | HEALTH CAR ETF | 92204A504 | $340 | 1,486 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $340 | $293,000 | 0.0% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $350 | $166,000 | 0.0% |
| Colgate Palmolive Co(CL) | COM | 194162103 | $351 | 4,453 | 0.0% |
| Ishares TR(HDV) | CORE HIGH DV ETF | 46429B663 | $352 | 3,710 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $358 | 10,000 | 0.0% |
| Neogenomics Inc | NOTE 0.250% 1/1 | 64049MAB6 | $361 | $357,000 | 0.0% |
| Intuitive Surgical Inc(ISRG) | COM NEW | 46120E602 | $361 | 488 | 0.0% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $365 | 989 | 0.0% |
| Marvell Technology Group LTD(MRVL) | ORD | G5876H105 | $366 | 7,482 | 0.0% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F739 | $371 | 7,480 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $371 | 4,181 | 0.0% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $377 | $369,000 | 0.0% |
| BP PLC(BP) | SPONSORED ADR | 055622104 | $382 | 15,668 | 0.0% |
| Qualcomm Inc(QCOM) | COM | 747525103 | $402 | 3,029 | 0.0% |
| United Parcel Service Inc(UPS) | CL B | 911312106 | $411 | 2,419 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $421 | 7,201 | 0.0% |
| Intel Corp(INTC) | COM | 458140100 | $422 | 6,598 | 0.0% |