Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| F-Star Therapeutics Inc | COM | 30315R107 | $1 | 35,158 | 0.0% |
| Seanergy Maritime Hldgs Corp | *W EXP 11/10/202 | Y73760145 | $1 | 10,648 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $2 | 40,919 | 0.0% |
| Gabelli Util TR | RIGHT 04/14/2021 | 36240A168 | $3 | 23,998 | 0.0% |
| Inspiremd Inc | *W EXP 07/07/202 | 45779A127 | $3 | 24,405 | 0.0% |
| Toughbuilt Inds Inc | *W EXP 05/15/202 | 89157G116 | $5 | 23,332 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHR) | RIGHT 05/23/2022 | 106762123 | $5 | 19,406 | 0.0% |
| AIR T FDG | *W EXP 08/30/202 | 00919P112 | $6 | 27,324 | 0.0% |
| LIV Cap Acquisition Corp | *W EXP 12/13/202 | G5510C116 | $7 | 12,752 | 0.0% |
| Ackrell Spac Partners I Co | *W EXP 12/01/202 | 00461L113 | $8 | 17,115 | 0.0% |
| Deep Lake Capital Acqustn Co | *W EXP 01/04/202 | G27029118 | $8 | 11,543 | 0.0% |
| Almaden Minerals LTD(AAUAF)Call | COM CL B | 020283305 | $8 | 14,500 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHW) | *W EXP 05/25/202 | 106762115 | $9 | 13,650 | 0.0% |
| Osprey Technlgy Aquistion Co | COM CL A | 68839R104 | $9 | 904 | 0.0% |
| CA Healthcare Acquisition Co | *W EXP 12/25/202 | 12510W115 | $9 | 18,615 | 0.0% |
| Hycroft Mining Holding Corp | *W EXP 10/12/202 | 44862P125 | $10 | 22,960 | 0.0% |
| BIG Cypress Acquisition Corp | *W EXP 07/25/202 | 089115117 | $11 | 18,955 | 0.0% |
| OCA Acquisition Corp | *W EXP 01/14/202 | 670865112 | $11 | 23,147 | 0.0% |
| Reeds IncPut | COM | 758338107 | $12 | 10,300 | 0.0% |
| Lightjump Acquisition Corp | *W EXP 01/12/202 | 53228M114 | $12 | 24,396 | 0.0% |
| Aequi Acquisition Corp | *W EXP 11/30/202 | 00775W110 | $13 | 13,210 | 0.0% |
| Motus GI Hldgs Inc | COM | 62014P108 | $15 | 12,344 | 0.0% |
| OTR Acquisition Corp | *W EXP 11/30/202 | 67113Q113 | $15 | 24,964 | 0.0% |
| Permianville RTY TR(PVL) | TR UNIT | 71425H100 | $15 | 10,315 | 0.0% |
| Empower LTD | *W EXP 11/30/202 | G3R39W110 | $15 | 12,999 | 0.0% |
| Utstarcom Holdings Corp(UTSI)Put | SHS NEW | G9310A114 | $16 | 11,000 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $16 | 13,313 | 0.0% |
| Sonim Technologies Inc | COM | 83548F101 | $17 | 20,687 | 0.0% |
| United States Antimony Corp(UAMY)Put | COM | 911549103 | $17 | 14,100 | 0.0% |
| Rave Restaurant Group Inc(RAVE)Put | COM | 754198109 | $18 | 12,600 | 0.0% |
| Millendo Therapeutics IncPut | COM | 60040X103 | $18 | 15,000 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $19 | 10,833 | 0.0% |
| Impac MTG Hldgs IncCall | COM NEW | 45254P508 | $20 | 10,100 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $21 | 14,176 | 0.0% |
| ALJ Regl Hldgs Inc | COM | 001627108 | $21 | 14,689 | 0.0% |
| Veon LTDPut | SPONSORED ADR | 91822M106 | $21 | 11,600 | 0.0% |
| China Index Hldgs LTD | SPNSRD ADS A | 16954W101 | $22 | 10,105 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO)Put | COM | 18453H106 | $22 | 12,400 | 0.0% |
| Companhia Paranaense Energ C | SPON ADR PFD | 20441B407 | $22 | 18,008 | 0.0% |
| Vascular Biogenics LTDPut | COM | M96883109 | $22 | 11,000 | 0.0% |
| China Natural Resources Inc(CHNR) | COM | G2110U109 | $23 | 12,788 | 0.0% |
| Yunhong CTI LTD | COM | 98873Q100 | $23 | 10,017 | 0.0% |
| Uxin LTD | ADS | 91818X108 | $23 | 19,797 | 0.0% |
| Pintec Technology Hldgs LTD | SPONSORED ADS | 72352G107 | $23 | 20,236 | 0.0% |
| Four Seasons ED Cayman Inc | ADR | 35101A101 | $24 | 15,169 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $24 | 11,287 | 0.0% |
| Vista Gold Corp(VGZ)Call | COM NEW | 927926303 | $24 | 22,500 | 0.0% |
| Martin Midstream Prtnrs L P(MMLP)Put | UNIT L P INT | 573331105 | $25 | 10,100 | 0.0% |
| LMF Acquisition Opportunit I | *W EXP 01/26/202 | 502015118 | $25 | 64,639 | 0.0% |
| Neptune Wellness Solutions I | COM | 64079L105 | $25 | 18,768 | 0.0% |