Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Utstarcom Holdings Corp(UTSI)Call | SHS NEW | G9310A114 | $78 | 55,100 | 0.0% |
| Powerbridge Technlogies Co L | ORD SHS | G72007100 | $78 | 25,806 | 0.0% |
| Wimi Hologram Cloud Inc | SPON ADS CL B | 97264L100 | $78 | 11,856 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $78 | 22,201 | 0.0% |
| Tuniu Corp(TOUR)Put | SPONSORED ADS A | 89977P106 | $78 | 22,400 | 0.0% |
| Corvus Pharmaceuticals Inc(CRVS)Call | COM | 221015100 | $78 | 25,400 | 0.0% |
| Golden Minerals CoCall | COM | 381119106 | $78 | 117,900 | 0.0% |
| Arcadia Biosciences Inc(RKDAEUR)Put | COM NEW | 039014204 | $78 | 28,400 | 0.0% |
| Safe T Group LTD | SPONSORD ADS NEW | 78643B401 | $78 | 57,897 | 0.0% |
| Ampio Pharmaceuticals IncPut | COM | 03209T109 | $79 | 46,700 | 0.0% |
| Harbor Custom Development in | COM | 41150T108 | $79 | 24,801 | 0.0% |
| Phoenix New Media LTDCall | SPONSORED ADS | 71910C103 | $79 | 44,900 | 0.0% |
| CC Neuberger Principal Holdn | *W EXP 99/99/999 | G1992N126 | $79 | 67,903 | 0.0% |
| Lixte Biotechnology Hldgs in | COM | 539319202 | $79 | 23,813 | 0.0% |
| U S Energy Corp WYO(USEG) | COM | 911805307 | $79 | 18,113 | 0.0% |
| Excellon RES Inc(EXNRF) | COM | 30069C801 | $79 | 28,514 | 0.0% |
| Soleno Therapeutics Inc | COM NEW | 834203200 | $79 | 62,889 | 0.0% |
| Strongbridge Biopharma PLCCall | SHS USD | G85347105 | $79 | 28,500 | 0.0% |
| ARC Document Solutions IncPut | COM | 00191G103 | $79 | 37,400 | 0.0% |
| Secoo Hldg LTD | ADR | 81367P101 | $79 | 31,233 | 0.0% |
| Hill Intl Inc | COM | 431466101 | $79 | 24,765 | 0.0% |
| Weidai LTD | SPONS ADS | 94861A108 | $79 | 58,151 | 0.0% |
| Neovasc Inc | COM | 64065J304 | $80 | 73,793 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $80 | 52,074 | 0.0% |
| Truecar Inc(5TC)Put | COM | 89785L107 | $80 | 16,700 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $80 | 136,089 | 0.0% |
| Cbdmd Inc(LEVBUSD)Put | COM | 12482W101 | $80 | 19,300 | 0.0% |
| Summit Therapeutics Inc(SMMT)Call | COM | 86627T108 | $81 | 13,800 | 0.0% |
| Akers Biosciences Inc | COM | 00973E409 | $81 | 25,035 | 0.0% |
| Biomerica Inc(BMRAUSD)Put | COM NEW | 09061H307 | $81 | 14,900 | 0.0% |
| Erytech Pharma | SPONSORED ADR | 29604W108 | $81 | 11,343 | 0.0% |
| Quotient LTD | SHS | G73268107 | $82 | 22,297 | 0.0% |
| Hudbay Minerals Inc(HBM)Call | COM | 443628102 | $82 | 11,900 | 0.0% |
| Social Capital Hedosopha HLD | *W EXP 09/26/202 | G8251L113 | $82 | 31,107 | 0.0% |
| HPX Corp | *W EXP 07/14/202 | G32219126 | $82 | 100,665 | 0.0% |
| Transportadora de Gas SUR(TGS)Put | SPONSORED ADS B | 893870204 | $83 | 17,200 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $83 | 49,487 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP)Put | COM | 603380106 | $83 | 28,500 | 0.0% |
| Evoke Pharma IncCall | COM | 30049G104 | $83 | 45,600 | 0.0% |
| Progenity IncCall | COM | 74319F107 | $83 | 17,500 | 0.0% |
| SIO Gene Therapies Inc | COMMON | 829399104 | $83 | 31,692 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $83 | 43,212 | 0.0% |
| MDC Partners Inc.(MDCA)Put | CL A SUB VTG | 552697104 | $83 | 26,600 | 0.0% |
| Prophase Labs IncCall | COM | 74345W108 | $84 | 11,300 | 0.0% |
| Lexaria Bioscience Corp(LEXX) | COM NEW | 52886N406 | $84 | 14,915 | 0.0% |
| China Cust Relations Cntr in | COM | G2118P102 | $84 | 13,805 | 0.0% |
| G Squared Ascend I Inc | *W EXP 02/01/202 | G4204R117 | $84 | 87,437 | 0.0% |
| Trinity Biotech PLCCall | SPON ADR NEW | 896438306 | $84 | 22,400 | 0.0% |
| Regional Health Pptys Inc(RHEP) | COM | 75903M309 | $84 | 18,250 | 0.0% |
| Orgenesis Inc | COM NEW | 68619K204 | $85 | 14,835 | 0.0% |