Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rockwell MED IncCall | COM | 774374102 | $85 | 73,700 | 0.0% |
| Ocean PWR Technologies Inc(OPTT)Put | COM NEW | 674870506 | $85 | 25,600 | 0.0% |
| Harmonic Inc(HLIT)Call | COM | 413160102 | $85 | 10,800 | 0.0% |
| Kamada LTD(KMDA) | SHS | M6240T109 | $85 | 13,773 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK)Call | COM | 56155L108 | $85 | 15,900 | 0.0% |
| Spar Group Inc(SGRP) | COM | 784933103 | $85 | 50,489 | 0.0% |
| Kindred Biosciences IncPut | COM | 494577109 | $85 | 17,100 | 0.0% |
| Voya Intl High DIV Eqty INM | COM | 92912Y109 | $85 | 15,272 | 0.0% |
| Brooklyn Immunotherapeutics | COM | 114082100 | $85 | 22,849 | 0.0% |
| Orgenesis Inc | COM NEW | 68619K204 | $85 | 14,835 | 0.0% |
| Dynagas LNG Partners LPCall | COM UNIT LTD PT | Y2188B108 | $85 | 29,800 | 0.0% |
| Galiano Gold Inc(GAU)Call | COM | 36352H100 | $86 | 77,000 | 0.0% |
| Medicinova Inc(MNOV)Call | COM NEW | 58468P206 | $86 | 17,100 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $86 | 17,903 | 0.0% |
| Ceragon Networks LTD(CRNT)Call | ORD | M22013102 | $86 | 22,900 | 0.0% |
| Synchronoss Technologies IncPut | COM | 87157B103 | $87 | 24,500 | 0.0% |
| Five Star Senior Living Inc(FVEUSD) | COM NEW | 33832D205 | $87 | 14,270 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $88 | 12,649 | 0.0% |
| Minerva Neurosciences Inc(NERVGBP) | COM | 603380106 | $88 | 30,149 | 0.0% |
| Kaleido Biosciences Inc(KLDO)Put | COM | 483347100 | $88 | 10,900 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $88 | 43,356 | 0.0% |
| SAN Juan Basin RTY TR(SJT)Call | UNIT BEN INT | 798241105 | $88 | 22,200 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD)Call | COM UNIT | 09625U109 | $88 | 27,200 | 0.0% |
| Radiant Logistics Inc(RLGT)Put | COM | 75025X100 | $88 | 12,600 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $88 | 10,016 | 0.0% |
| Neurobo Pharmaceuticals IncCall | COM | 64132R107 | $88 | 20,100 | 0.0% |
| Englobal CorpCall | COM | 293306106 | $88 | 19,400 | 0.0% |
| Silvercorp Metals Inc(SVM)Call | COM | 82835P103 | $88 | 18,000 | 0.0% |
| Aberdeen Global Income FD in(FCO) | COM | 003013109 | $88 | 10,580 | 0.0% |
| Clearone Inc | COM | 18506U104 | $88 | 24,440 | 0.0% |
| Amplify Energy Corp New(AMPY)Put | COM | 03212B103 | $88 | 31,700 | 0.0% |
| Kludein I Acquisition Corp | *W EXP 07/08/202 | 49878L117 | $89 | 158,690 | 0.0% |
| Aprea Therapeutics IncCall | COM | 03836J102 | $89 | 17,400 | 0.0% |
| Richardson Electrs LTD(RELL) | COM | 763165107 | $89 | 13,983 | 0.0% |
| Davidstea Inc(DTEAF)Call | COM | 238661102 | $89 | 23,600 | 0.0% |
| Barnwell Inds Inc(BRN) | COM | 068221100 | $89 | 34,702 | 0.0% |
| Ecmoho LTD | SPONSORED ADS | 27888P104 | $89 | 41,714 | 0.0% |
| Spark Networks SECall | SPONSORED ADR | 846517100 | $89 | 11,900 | 0.0% |
| Group Nine Acquisition Corp | *W EXP 01/15/202 | 39947R112 | $89 | 133,333 | 0.0% |
| Semileds Corp(LEDS) | COM NEW | 816645204 | $89 | 19,508 | 0.0% |
| Kayne Anderson Nextgen Enrgy | COM | 48661E108 | $89 | 13,400 | 0.0% |
| Mediwound LTD | ORD SHS | M68830104 | $90 | 16,668 | 0.0% |
| Viveve MED Inc(VIVE) | COM NEW | 92852W501 | $90 | 29,507 | 0.0% |
| Lifeway Foods Inc(LWAY) | COM | 531914109 | $90 | 16,652 | 0.0% |
| Castlight Health Inc(CSLT1EUR)Call | CL B | 14862Q100 | $90 | 59,600 | 0.0% |
| Smart Sand Inc(SND)Call | COM | 83191H107 | $91 | 36,000 | 0.0% |
| Eyenovia Inc(EYENGBP) | COM | 30234E104 | $91 | 17,799 | 0.0% |
| Loma Negra Corp(LOMA)Put | SPONSORED ADS | 54150E104 | $91 | 14,400 | 0.0% |
| Wilhelmina Intl Inc | COM NEW | 968235200 | $91 | 17,380 | 0.0% |
| Oyster Enterprises ACQ Corp | *W EXP 01/20/202 | 69242M112 | $91 | 181,323 | 0.0% |