Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ashford Inc(9YY) | COM | 044104107 | $96 | 10,844 | 0.0% |
| CHF Solutions Inc | COM | 12542Q870 | $96 | 16,211 | 0.0% |
| Reading Intl Inc(RDI)Call | CL A | 755408101 | $96 | 17,300 | 0.0% |
| Shiftpixy IncCall | COM NEW | 82452L203 | $97 | 42,000 | 0.0% |
| Gran Tierra Energy IncPut | COM | 38500T101 | $97 | 138,700 | 0.0% |
| OFS Cap Corp(OFS) | COM | 67103B100 | $97 | 11,033 | 0.0% |
| Farmmi Inc(FAMI) | SHS | G33277107 | $98 | 90,117 | 0.0% |
| Tuniu Corp(TOUR)Call | SPONSORED ADS A | 89977P106 | $98 | 28,200 | 0.0% |
| Nova Lifestyle Inc | COM NEW | 66979P201 | $98 | 30,212 | 0.0% |
| Bridgeline Digital Inc(BLIN)A | COM | 10807Q700 | $98 | 33,881 | 0.0% |
| Intec Pharma LTD Jerusalem | SHS NEW | M53644148 | $98 | 22,365 | 0.0% |
| Invo Bioscience Inc | COM | 44984F302 | $98 | 22,721 | 0.0% |
| Senmiao Technology LTD | COM | 817225105 | $98 | 70,197 | 0.0% |
| Tuanche LTD | ADS NEW | 89856T203 | $98 | 24,518 | 0.0% |
| Antelope Enterprise Hldgs LT(AEHL) | SHS | G041JN106 | $98 | 31,471 | 0.0% |
| Cnfinance Hldgs LTD | SPON ADS | 18979T105 | $99 | 25,730 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $99 | 10,969 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $99 | 23,431 | 0.0% |
| Concert Pharmaceuticals Inc(CNCEEUR)Put | COM | 206022105 | $99 | 19,900 | 0.0% |
| Aravive Inc(VSAREUR) | COM | 03890D108 | $99 | 15,017 | 0.0% |
| Milestone Pharmaceuticals in(MIST)Call | COM | 59935V107 | $99 | 17,100 | 0.0% |
| National Cinemedia IncPut | COM | 635309107 | $99 | 21,400 | 0.0% |
| New SR Invt Group IncPut | COM | 648691103 | $99 | 15,900 | 0.0% |
| Verona Pharma PLC(VRNA)Put | SPONSORED ADS | 925050106 | $99 | 11,800 | 0.0% |
| China SXT Pharmaceuticals in | ORD SHS NEW | G2161P116 | $99 | 53,418 | 0.0% |
| Quicklogic Corp(QUIK)Put | COM NEW | 74837P405 | $100 | 14,500 | 0.0% |
| Grupo Supervielle S.A.(SUPV)Call | SPONSORED ADR | 40054A108 | $100 | 57,900 | 0.0% |
| Organovo Hldgs Inc | COM NEW | 68620A203 | $100 | 10,384 | 0.0% |
| Alimera Sciences Inc | COM NEW | 016259202 | $100 | 10,402 | 0.0% |
| Eyegate Pharmaceuticals Inc | COM NEW | 30233M503 | $100 | 20,177 | 0.0% |
| Northern Star Invstmnt Corp | *W EXP 01/31/202 | 66573W115 | $100 | 72,789 | 0.0% |
| Firsthand Technology Value F(SVVC) | COM | 33766Y100 | $100 | 18,449 | 0.0% |
| Greenlight Capital RE LTD(GLRE)Put | CLASS A | G4095J109 | $100 | 11,500 | 0.0% |
| Dixie Group Inc(DXYN) | CL A | 255519100 | $100 | 33,732 | 0.0% |
| Neubase Therapeutics Inc | COM | 64132K102 | $101 | 13,718 | 0.0% |
| Kosmos Energy LTD(KOS)Put | COM | 500688106 | $101 | 32,800 | 0.0% |
| Enel Chile S.A.(ENIC)Call | SPONSORED ADR | 29278D105 | $101 | 25,800 | 0.0% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $101 | 14,354 | 0.0% |
| Urban TEA Inc | ORD SHS NEW | G9396G118 | $101 | 27,158 | 0.0% |
| Silver Spike Acquisition COR | CL A SHS | G8136L106 | $101 | 5,490 | 0.0% |
| Petroleo Brasileiro SA Petro(PJX)Call | SP ADR NON VTG | 71654V101 | $101 | 11,800 | 0.0% |
| Opera LTD(OPRA)Call | SPONSORED ADS | 68373M107 | $101 | 10,100 | 0.0% |
| Arcadia Biosciences Inc(RKDAEUR)Call | COM NEW | 039014204 | $101 | 36,700 | 0.0% |
| Nuveen Multi-Mkt Income FD | COM | 67075J107 | $101 | 13,948 | 0.0% |
| Tetra Technologies Inc del(TTI)Call | COM | 88162F105 | $102 | 42,300 | 0.0% |
| Widepoint Corp(WYY)Call | COMMON | 967590209 | $102 | 11,100 | 0.0% |
| Kentucky First FED Bancorp(KFFB) | COM | 491292108 | $102 | 15,181 | 0.0% |
| Orion Group Hldgs Inc(ORN)Call | COM | 68628V308 | $102 | 16,800 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $102 | 18,479 | 0.0% |
| Armata Pharmaceuticals Inc(ARMP)A | COM | 04216R102 | $102 | 21,306 | 0.0% |