Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tyme Technologies IncPut | COM | 90238J103 | $103 | 57,600 | 0.0% |
| Century Casinos Inc(CNTY)Put | COM | 156492100 | $103 | 10,000 | 0.0% |
| HTG Molecular Diagnostics in | COM NEW | 40434H203 | $103 | 18,812 | 0.0% |
| DBV Technologies S A | SPONSORED ADR | 23306J101 | $103 | 19,404 | 0.0% |
| Teekay CorporationCall | COM | Y8564W103 | $103 | 32,100 | 0.0% |
| Beyond AIR IncPut | COM | 08862L103 | $103 | 18,700 | 0.0% |
| Vaalco Energy Inc(EGY)Put | COM NEW | 91851C201 | $103 | 46,200 | 0.0% |
| Tanzanian Gold CorpCall | COM | 87601A107 | $103 | 174,700 | 0.0% |
| Nanthealth IncCall | COM | 630104107 | $103 | 32,000 | 0.0% |
| Barings BDC Inc(BBDC)Call | COM | 06759L103 | $103 | 10,300 | 0.0% |
| Auris Medical Holding LTDPut | SHS | G07025201 | $104 | 30,000 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHUSD) | COM NEW | 078771300 | $104 | 20,000 | 0.0% |
| Decarbonization Plus Acqu II | UNIT 03/19/2026 | 24279D204 | $104 | 10,399 | 0.0% |
| Asia Pacific Wire & Cable Co(APWC) | ORD | G0535E106 | $104 | 25,733 | 0.0% |
| Regulus Therapeutics IncCall | COM NEW | 75915K200 | $104 | 66,600 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $104 | 18,618 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $104 | 29,863 | 0.0% |
| Biosig Technologies IncPut | COM NEW | 09073N201 | $104 | 24,100 | 0.0% |
| New Beginnings Acquisition C | COM | 64222H100 | $105 | 10,519 | 0.0% |
| East RES Acquisition Co | UNIT 07/01/2027 | 274681204 | $105 | 10,400 | 0.0% |
| Vivos Therapeutics Inc | COM | 92859E108 | $105 | 15,846 | 0.0% |
| Pavmed IncCall | COM | 70387R106 | $105 | 23,700 | 0.0% |
| Image Sensing SYS Inc(ISNS) | COM | 45244C104 | $105 | 23,271 | 0.0% |
| Nextcure IncCall | COM | 65343E108 | $105 | 10,500 | 0.0% |
| Presidio Ppty TR Inc(SQFTEUR) | COM CL A | 74102L303 | $106 | 29,057 | 0.0% |
| Ascendant Digital Acquisitio | UNIT 99/99/9999 | G05155125 | $106 | 10,189 | 0.0% |
| Amneal Pharmaceuticals Inc(AMRX)Call | COM STK CL A | 03168L105 | $106 | 15,800 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA)Put | SPONSORED ADR | 05946K101 | $106 | 20,300 | 0.0% |
| Avalon Hldgs Corp(AWX)A | CL A | 05343P109 | $106 | 28,912 | 0.0% |
| Strongbridge Biopharma PLCPut | SHS USD | G85347105 | $106 | 38,300 | 0.0% |
| Pimco Calif MUN Income FD II(PZC) | COM | 72201C109 | $106 | 10,000 | 0.0% |
| Acies Acquisition Corp | *W EXP 11/30/202 | G0103T113 | $107 | 70,537 | 0.0% |
| Inhibikase Therapeutics Inc | COM | 45719W106 | $107 | 17,857 | 0.0% |
| Broadway Finl Corp del | COM | 111444105 | $107 | 42,966 | 0.0% |
| Integrated Media Technlogy L | SHS | Q49376108 | $107 | 19,077 | 0.0% |
| Franklin STR Pptys Corp(FSP)Call | COM | 35471R106 | $107 | 19,700 | 0.0% |
| Harmonic Inc(HLIT)Put | COM | 413160102 | $107 | 13,700 | 0.0% |
| Dunxin Finl Hldgs LTD | SPONSORED ADS | 26605Q106 | $107 | 80,616 | 0.0% |
| XAI Octagon Floating Rate &(XFLT) | COM | 98400T106 | $107 | 11,772 | 0.0% |
| Aluminum Corp China Limited(AOCA)Put | SPON ADR H SHS | 022276109 | $107 | 10,200 | 0.0% |
| Lincoln EDL Svcs Corp(LINC)Call | COM | 533535100 | $108 | 16,800 | 0.0% |
| Akumin Inc | COM | 01021F109 | $108 | 29,201 | 0.0% |
| Siga Technologies Inc(SIGA)Call | COM | 826917106 | $108 | 16,600 | 0.0% |
| Ifresh Inc(IFMK) | COM | 449538107 | $108 | 80,323 | 0.0% |
| Cynergistek Inc | COM | 23258P105 | $108 | 56,715 | 0.0% |
| Cypress Environmentl Partnr | LTD PARTNER INT | 232751107 | $108 | 45,465 | 0.0% |
| Zovio Inc(ZVOI)Call | COM | 98979V102 | $108 | 26,600 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD)Put | CL A | 14912Y202 | $108 | 10,600 | 0.0% |
| Innate Pharma S A(IPHA) | SPONSORED ADS | 45781K204 | $109 | 25,250 | 0.0% |
| Silversun Technologies Inc | COM NEW | 82846H207 | $109 | 14,238 | 0.0% |