Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| GTY Technology Holdings Inc | COM | 362409104 | $119 | 18,560 | 0.0% |
| SPI Energy Co LTDPut | SHS NEW | G8651P110 | $119 | 15,800 | 0.0% |
| Euro Tech Holdings Co LTD(CLWT) | SHS NEW | G32030127 | $120 | 38,839 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK)Call | COM NEW | 64107N206 | $120 | 21,500 | 0.0% |
| Greenrose Acquisition Corp(GNRSQ)Put | COM | 395392103 | $120 | 12,000 | 0.0% |
| Benitec Biopharma Inc(BNTC1EUR) | COM | 08205P100 | $120 | 23,253 | 0.0% |
| Laix Inc | ADS | 50736W105 | $120 | 47,621 | 0.0% |
| Widepoint Corp(WYY) | COMMON | 967590209 | $120 | 13,048 | 0.0% |
| Airnet Technology Inc | SPONSORED ADS | 00941Q104 | $120 | 34,988 | 0.0% |
| Greenrose Acquisition Corp(GNRSQ)Call | COM | 395392103 | $120 | 12,000 | 0.0% |
| China Liberal ED Hldgs LTD | ORD | G2161Y109 | $120 | 29,848 | 0.0% |
| NGL Energy Partners LP(NGL)Call | COM UNIT REPST | 62913M107 | $120 | 59,000 | 0.0% |
| American RES Corp(AREC)A | CL A | 02927U208 | $120 | 31,498 | 0.0% |
| Brookdale SR Living Inc(BKD)Call | COM | 112463104 | $120 | 19,900 | 0.0% |
| Gran Tierra Energy IncCall | COM | 38500T101 | $120 | 170,900 | 0.0% |
| Poseida Therapeutics Inc(PSTXUSD)Call | COM | 73730P108 | $120 | 12,600 | 0.0% |
| ACE Convergence Acqu Corp | *W EXP 09/30/202 | G0083D104 | $121 | 60,492 | 0.0% |
| Epizyme Inc(EPZMEUR)Call | COM | 29428V104 | $121 | 13,900 | 0.0% |
| Addex Therapeutics LTD(ADXNUSD) | SPONSORED ADS | 00654J107 | $121 | 11,604 | 0.0% |
| Puma Biotechnology Inc(PBYI)Put | COM | 74587V107 | $121 | 12,400 | 0.0% |
| Science Strategic ACQ Alpha | *W EXP 01/20/202 | 808641112 | $121 | 201,032 | 0.0% |
| Pingtan Marine Enterprise LT | SHS | G7114V102 | $121 | 116,100 | 0.0% |
| Mistras Group Inc(MG)Put | COM | 60649T107 | $121 | 10,600 | 0.0% |
| 10X Capital Venture Acqu COR | UNIT 10/21/2025 | 88025V206 | $122 | 11,380 | 0.0% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $122 | 11,200 | 0.0% |
| Supercom LTD New | SHS NEW | M87095119 | $122 | 75,660 | 0.0% |
| Code Chain New Continent LTD | COM | 19200A105 | $122 | 34,006 | 0.0% |
| Imedia Brands Inc | COM CL A | 452465206 | $122 | 15,719 | 0.0% |
| Painreform LTD | SHS | M77798102 | $122 | 27,662 | 0.0% |
| Global Blue Group Holding AGPut | ORD SHS | H33700107 | $122 | 10,000 | 0.0% |
| Naked Brand Group Limited | SHS NEW | Q6519T117 | $122 | 171,079 | 0.0% |
| Genasys Inc(GNSS)Put | COM | 36872P103 | $122 | 18,300 | 0.0% |
| Nephros Inc(NEPH) | COM | 640671400 | $123 | 18,421 | 0.0% |
| Goldmining Inc(GLDG) | COM | 38149E101 | $123 | 74,723 | 0.0% |
| Toughbuilt Inds Inc | COM NEW | 89157G504 | $123 | 130,841 | 0.0% |
| Otonomy Inc | COM | 68906L105 | $123 | 48,164 | 0.0% |
| Pixelworks Inc(PXLWEUR)Call | COM NEW | 72581M305 | $123 | 37,200 | 0.0% |
| 890 5TH AVE Partners Inc | *W EXP 01/12/202 | 28250A113 | $123 | 154,038 | 0.0% |
| Direxion SHS ETF TR(DRVUSD) | DAILY MSCI REAL | 25460E141 | $123 | 15,996 | 0.0% |
| Fortistar Sustainable SOL Co | *W EXP 01/14/202 | 34962M114 | $123 | 204,584 | 0.0% |
| Huttig Bldg Prods IncPut | COM | 448451104 | $124 | 34,000 | 0.0% |
| Dragoneer Growth Oppty CorpCall | SHS CL A | G28314105 | $124 | 12,100 | 0.0% |
| Siga Technologies Inc(SIGA)Put | COM | 826917106 | $124 | 19,000 | 0.0% |
| Assertio Holdings IncPut | COM STK | 04546C106 | $124 | 181,200 | 0.0% |
| Clarim Acquisition Corp | *W EXP 01/05/202 | 18049C116 | $124 | 235,206 | 0.0% |
| Stereotaxis Inc(STXS)Put | COM NEW | 85916J409 | $124 | 18,500 | 0.0% |
| Catabasis Pharmaceuticals in(CATBEUR) | COM NEW | 14875P206 | $124 | 42,734 | 0.0% |
| American FIN TR Inc | COM CLASS A | 02607T109 | $124 | 12,574 | 0.0% |
| Kindred Biosciences IncCall | COM | 494577109 | $125 | 25,200 | 0.0% |
| Biofrontera AG | SPONSORED ADS | 09075G105 | $125 | 23,325 | 0.0% |