Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Trinity Biotech PLCPut | SPON ADR NEW | 896438306 | $130 | 34,700 | 0.0% |
| Soligenix Inc | COM | 834223307 | $130 | 85,286 | 0.0% |
| Capstead MTG Corp(CMO)Put | COM NO PAR | 14067E506 | $130 | 20,900 | 0.0% |
| Vickers Vantage Corp I | UNIT 09/15/2027 | G9440B123 | $130 | 12,856 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $130 | 20,744 | 0.0% |
| Endra Life Sciences Inc | COM | 29273B104 | $130 | 49,856 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $130 | 29,992 | 0.0% |
| Lefteris Acquisition Corp | UNIT 11/01/2023 | 52470X208 | $131 | 12,796 | 0.0% |
| Document SEC SYS Inc | COM NEW | 25614T309 | $131 | 36,355 | 0.0% |
| Petros Pharmaceuticals Inc | COM | 71678J100 | $131 | 35,492 | 0.0% |
| Natwest Group PLC | SPONS ADR 2 ORD | 639057108 | $131 | 24,356 | 0.0% |
| PLX Pharma Inc | COM | 72942A107 | $131 | 14,413 | 0.0% |
| Geron Corp(GERN)Put | COM | 374163103 | $131 | 83,200 | 0.0% |
| Aberdeen Emrg Mrkts EQT INM(AEF) | COM | 00301W105 | $131 | 15,101 | 0.0% |
| Capstone Turbine CorpPut | COM | 14067D508 | $132 | 14,400 | 0.0% |
| Medicinova Inc(MNOV)Put | COM NEW | 58468P206 | $132 | 26,200 | 0.0% |
| Telefonica S A(TELFY)Call | SPONSORED ADR | 879382208 | $132 | 29,200 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $132 | 11,109 | 0.0% |
| Pimco MUN Income FD III(PMX) | COM | 72201A103 | $132 | 10,697 | 0.0% |
| Proshares TR | ULTSHT REAL EST | 74348A244 | $132 | 12,683 | 0.0% |
| Aware Inc Mass(AWRE)Put | COM | 05453N100 | $133 | 36,500 | 0.0% |
| Enochian Biosciences Inc(ENOBGBP) | COM | 29350E104 | $133 | 37,563 | 0.0% |
| MFS Govt Mkts Income TR(MGF) | SH BEN INT | 552939100 | $133 | 30,328 | 0.0% |
| Cemtrex Inc | COM NEW | 15130G600 | $133 | 70,834 | 0.0% |
| Siebert Finl Corp(SIEB)Call | COM | 826176109 | $133 | 32,900 | 0.0% |
| Glycomimetics Inc(GLYCEUR)Put | COM | 38000Q102 | $133 | 44,100 | 0.0% |
| Landec Corp(LFCR)Put | COM | 514766104 | $134 | 12,600 | 0.0% |
| Huttig Bldg Prods Inc | COM | 448451104 | $134 | 36,583 | 0.0% |
| Kintara Therapeutics Inc | COM | 49720K101 | $134 | 76,905 | 0.0% |
| Acco Brands Corp(ACCO)Put | COM | 00081T108 | $134 | 15,900 | 0.0% |
| Compania de Minas Buenaventu(BVN)Call | SPONSORED ADR | 204448104 | $134 | 13,400 | 0.0% |
| Richardson Electrs LTD(RELL)Call | COM | 763165107 | $134 | 21,100 | 0.0% |
| Isoray Inc | COM | 46489V104 | $134 | 122,334 | 0.0% |
| Dogness International Corp(DOGZ) | COM CL A | G2788T103 | $134 | 75,390 | 0.0% |
| Assembly Biosciences IncPut | COM | 045396108 | $135 | 29,300 | 0.0% |
| Armstrong Flooring Inc(AFIIQ)Call | COM | 04238R106 | $135 | 27,700 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNM)Put | COM | 00507W206 | $135 | 17,700 | 0.0% |
| Starrett L S Co | CL A | 855668109 | $135 | 20,877 | 0.0% |
| Remark Hldgs IncCall | COM | 75955K102 | $135 | 59,400 | 0.0% |
| FSD Pharma Inc(HUGEUSD)Call | CL B SUB VTG | 35954B206 | $135 | 70,700 | 0.0% |
| Stellus Cap Invt Corp(SCM) | COM | 858568108 | $135 | 10,636 | 0.0% |
| Natuzzi S P A(NTZ) | SPON ADS | 63905A200 | $135 | 11,168 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $136 | 36,279 | 0.0% |
| Acco Brands Corp(ACCO)Call | COM | 00081T108 | $136 | 16,100 | 0.0% |
| Heat Biologics IncPut | COM | 42237K409 | $136 | 18,700 | 0.0% |
| Medicinova Inc(MNOV) | COM NEW | 58468P206 | $136 | 26,917 | 0.0% |
| Medley Mgmt Inc(MDLM) | CL A COM | 58503T205 | $136 | 19,436 | 0.0% |
| Aditx Therapeutics IncCall | COM | 007025109 | $137 | 53,600 | 0.0% |
| Orbcomm Inc(ORBC)Call | COM | 68555P100 | $137 | 17,900 | 0.0% |
| 9 Meters Biopharma IncCall | COM | 654405109 | $137 | 116,700 | 0.0% |