Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Color Star Technology Co LTD | SHS NEW | G2287A100 | $35 | 19,924 | 0.0% |
| Queens Gambit Growth Capital | *W EXP 01/19/202 | G7315C119 | $35 | 31,404 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF)Call | COM | P73398102 | $35 | 15,600 | 0.0% |
| Ithax Acquisition Corp | *W EXP 02/01/202 | G49775128 | $36 | 41,994 | 0.0% |
| Aeterna Zentaris IncPut | COM | 007975402 | $36 | 31,600 | 0.0% |
| Alexco Resource Corp(AXU)Call | COM | 01535P106 | $36 | 14,200 | 0.0% |
| Auris Medical Holding LTDCall | SHS | G07025201 | $36 | 10,200 | 0.0% |
| Alithya Group Inc(ALYAF)A | CL A SUB VTG | 01643B106 | $37 | 15,223 | 0.0% |
| Aeterna Zentaris Inc | COM | 007975402 | $37 | 32,634 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $37 | 32,394 | 0.0% |
| Blueriver Acquisition Corp | *W EXP 01/04/202 | G1261Q115 | $37 | 59,182 | 0.0% |
| Kelso Technologies Inc(KIQSF) | COM NEW | 48826D201 | $38 | 32,524 | 0.0% |
| Phasebio Pharmaceuticals IncPut | COM | 717224109 | $38 | 11,000 | 0.0% |
| Venus Concept Inc | COM | 92332W105 | $38 | 16,287 | 0.0% |
| Zhongchao Inc | CL A | G9897X107 | $39 | 19,942 | 0.0% |
| Ur-Energy Inc(URG) | COM | 91688R108 | $39 | 35,439 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $39 | 24,754 | 0.0% |
| E Merge Technology Acquisiti | *W EXP 07/30/202 | 26873Y112 | $40 | 41,793 | 0.0% |
| Lubys Inc | COM | 549282101 | $40 | 12,217 | 0.0% |
| Nabriva Therapeutics PLCCall | SHS | G63637113 | $40 | 24,300 | 0.0% |
| Almaden Minerals LTD(AAUAF)A | COM CL B | 020283305 | $40 | 75,536 | 0.0% |
| Nabriva Therapeutics PLCPut | SHS | G63637113 | $40 | 24,000 | 0.0% |
| Polarityte IncCall | COM | 731094108 | $40 | 35,800 | 0.0% |
| Regulus Therapeutics Inc | COM NEW | 75915K200 | $40 | 25,924 | 0.0% |
| Summit Wireless Tech Inc | COM NEW | 86633R203 | $40 | 12,981 | 0.0% |
| Arlington Asset Invst Corp(AIEUR) | CL A NEW | 041356205 | $40 | 10,020 | 0.0% |
| Cyclerion Therapeutics Inc(CYCNUSD) | COM | 23255M105 | $40 | 14,226 | 0.0% |
| Synlogic IncPut | COM | 87166L100 | $40 | 11,300 | 0.0% |
| Chiasma Inc(CHMA)Put | COM | 16706W102 | $41 | 13,100 | 0.0% |
| Leju Hldgs LTDCall | SPONSORED ADS | 50187J108 | $41 | 16,600 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $41 | 12,632 | 0.0% |
| Polymet MNG Corp | COM NEW | 731916409 | $41 | 12,845 | 0.0% |
| Arca Biopharma Inc(ABIOEUR)Put | COM | 00211Y506 | $41 | 11,200 | 0.0% |
| Washington Prime Group New | COM | 93964W405 | $41 | 18,472 | 0.0% |
| Research Frontiers Inc(REFR)Put | COM | 760911107 | $41 | 14,300 | 0.0% |
| Sypris Solutions Inc(SYPR)Call | COM | 871655106 | $41 | 12,300 | 0.0% |
| Nine Energy Service Inc(NINEQ) | COM | 65441V101 | $41 | 17,924 | 0.0% |
| Switchback II Corporation | *W EXP 01/07/202 | G8633T107 | $41 | 20,913 | 0.0% |
| Phunware Inc | COM | 71948P100 | $42 | 25,397 | 0.0% |
| RYB ED IncPut | ADR | 74979W101 | $42 | 11,000 | 0.0% |
| Maiden Holdings LTDPut | SHS | G5753U112 | $42 | 12,700 | 0.0% |
| Glycomimetics Inc(GLYCEUR) | COM | 38000Q102 | $42 | 13,943 | 0.0% |
| Hepion Pharmaceuticals IncPut | COM | 426897104 | $43 | 23,100 | 0.0% |
| Genocea Biosciences Inc(GNCAQ)Put | COM NEW | 372427401 | $43 | 15,900 | 0.0% |
| Evolution Pete Corp(EPM)Put | COM | 30049A107 | $43 | 12,700 | 0.0% |
| Pixelworks Inc(PXLWEUR)Put | COM NEW | 72581M305 | $43 | 13,000 | 0.0% |
| Hill Intl IncPut | COM | 431466101 | $43 | 13,500 | 0.0% |
| Synchronoss Technologies IncCall | COM | 87157B103 | $43 | 12,000 | 0.0% |
| RCM Technologies Inc(RCMT)Call | COM NEW | 749360400 | $43 | 12,000 | 0.0% |
| 9 Meters Biopharma IncPut | COM | 654405109 | $43 | 37,100 | 0.0% |