Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hill Intl IncPut | COM | 431466101 | $43 | 13,500 | 0.0% |
| Yumanity Therapeutics Inc | COM | 98872L102 | $43 | 47,381 | 0.0% |
| Franks Intl N V(XPRO)Call | COM | N33462107 | $43 | 12,100 | 0.0% |
| Charles & Colvard LTD(CTHRUSD) | COM | 159765106 | $44 | 14,861 | 0.0% |
| Airnet Technology IncPut | SPONSORED ADS | 00941Q104 | $44 | 12,700 | 0.0% |
| Invesco Exchange Traded FD TPut | DYNMC OIL GAS | 46137V670 | $44 | 13,000 | 0.0% |
| Viridian Therapeutics Inc(VRDN) | COM | 92790C104 | $44 | 485,995 | 0.0% |
| IT Tech Packaging IncCall | COM NEW | 46527C100 | $44 | 66,100 | 0.0% |
| Foxwayne Enterpris Aqstn COR | *W EXP 01/12/202 | 35166L117 | $44 | 88,945 | 0.0% |
| Reeds IncCall | COM | 758338107 | $44 | 37,300 | 0.0% |
| Clear Channel Outdoor Hldgs(CCO)Call | COM | 18453H106 | $45 | 25,000 | 0.0% |
| Nine Energy Service Inc(NINEQ)Put | COM | 65441V101 | $45 | 19,600 | 0.0% |
| Celsion CorpCall | COM PAR NEW | 15117N503 | $45 | 32,600 | 0.0% |
| Global Cord Blood Corporatio | SHS | G39342103 | $45 | 10,027 | 0.0% |
| Hc2 Hldgs IncCall | COM | 404139107 | $45 | 11,400 | 0.0% |
| Marin Software Inc | COM NEW | 56804T205 | $45 | 25,458 | 0.0% |
| Pieris Pharmaceuticals IncCall | COM | 720795103 | $45 | 17,700 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $46 | 28,648 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $46 | 20,491 | 0.0% |
| Hudson Technologies Inc(HDSN)Call | COM | 444144109 | $46 | 28,600 | 0.0% |
| Cuentas Inc | COM NEW | 229794201 | $46 | 13,516 | 0.0% |
| Neurometrix Inc | COM | 641255807 | $46 | 13,478 | 0.0% |
| Optical Cable Corp(OCC) | COM NEW | 683827208 | $46 | 12,630 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Put | COM NEW | 63937X202 | $47 | 23,400 | 0.0% |
| Phasebio Pharmaceuticals Inc | COM | 717224109 | $47 | 13,724 | 0.0% |
| Pulmatrix Inc | COM NEW | 74584P202 | $47 | 35,386 | 0.0% |
| Crescent PT Energy CorpPut | COM | 22576C101 | $47 | 11,200 | 0.0% |
| Reinvent Technology Partners | *W EXP 09/16/202 | G74847115 | $47 | 30,000 | 0.0% |
| Ignyte Acquisition Corp | *W EXP 01/05/202 | 45175H114 | $48 | 52,789 | 0.0% |
| Tomi Environmental Solutions(TOMZ) | COM NEW | 890023203 | $48 | 11,799 | 0.0% |
| GTT Communications IncPut | COM | 362393100 | $48 | 26,000 | 0.0% |
| Gold Resource Corp(GORO)Call | COM | 38068T105 | $48 | 18,100 | 0.0% |
| Locust Walk Acquisition Corp | *W EXP 12/31/202 | 54015L111 | $48 | 80,058 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $48 | 34,114 | 0.0% |
| BP Prudhoe BAY RTY TR(BMI) | UNIT BEN INT | 055630107 | $48 | 12,912 | 0.0% |
| Seneca Biopharma Inc | COM | 81689B103 | $48 | 28,369 | 0.0% |
| Hallmark Finl Svcs IncCall | COM NEW | 40624Q203 | $48 | 12,400 | 0.0% |
| Performant Finl Corp(PFMTUSD)Put | COM | 71377E105 | $48 | 22,200 | 0.0% |
| Liquid Media Group LTD New | COM NEW | 53634Q204 | $48 | 11,446 | 0.0% |
| Banco Bbva Argentina S A(BFP) | SPONSORED ADS | 058934100 | $49 | 17,768 | 0.0% |
| Quotient LTDCall | SHS | G73268107 | $49 | 13,400 | 0.0% |
| Consumer Portfolio Svcs Inc(CPSS)Call | COM | 210502100 | $49 | 12,200 | 0.0% |
| Consumer Portfolio Svcs Inc(CPSS)Put | COM | 210502100 | $49 | 12,100 | 0.0% |
| Global Cord Blood CorporatioCall | SHS | G39342103 | $49 | 10,900 | 0.0% |
| Ricebran Technologies | COM NEW | 762831204 | $49 | 49,997 | 0.0% |
| Huttig Bldg Prods IncCall | COM | 448451104 | $49 | 13,500 | 0.0% |
| Izea Worldwide IncPut | COM | 46604H105 | $49 | 13,000 | 0.0% |
| Hepion Pharmaceuticals Inc | COM | 426897104 | $50 | 27,312 | 0.0% |
| Muscle Maker Inc | COM | 627333107 | $50 | 21,992 | 0.0% |
| Evolution Pete Corp(EPM) | COM | 30049A107 | $50 | 14,706 | 0.0% |