Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Qualigen Therapeutics IncCall | COM | 74754R103 | $50 | 18,700 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD)Call | COM | 09060J106 | $50 | 12,900 | 0.0% |
| Trilogy Metals Inc New(TMQ)Call | COM | 89621C105 | $50 | 23,400 | 0.0% |
| Muscle Maker Inc | COM | 627333107 | $50 | 21,992 | 0.0% |
| Epsilon Energy LTD(EPSN) | COM | 294375209 | $50 | 12,791 | 0.0% |
| Volt Information Sciences inCall | COM | 928703107 | $50 | 12,700 | 0.0% |
| Hepion Pharmaceuticals Inc | COM | 426897104 | $50 | 27,312 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $50 | 35,384 | 0.0% |
| Fuel Tech Inc(FTEK)Put | COM | 359523107 | $50 | 15,800 | 0.0% |
| Celsion CorpPut | COM PAR NEW | 15117N503 | $50 | 36,100 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD)Put | COM | 185063104 | $51 | 20,500 | 0.0% |
| Republic First Bancorp Inc(FRBKQ)Call | COM | 760416107 | $51 | 13,400 | 0.0% |
| X Finl(XYF) | SPONSORED ADS | 98372W202 | $51 | 13,776 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD)Call | SHS | M47238106 | $51 | 14,800 | 0.0% |
| Quad / Graphics Inc(QUAD)Call | COM CL A | 747301109 | $51 | 14,500 | 0.0% |
| Cumberland Pharmaceuticals I(CPIX)A | COM | 230770109 | $52 | 17,005 | 0.0% |
| Ardmore Shipping Corp(ASC)Call | COM | Y0207T100 | $52 | 11,400 | 0.0% |
| Biosig Technologies Inc | COM NEW | 09073N201 | $52 | 12,089 | 0.0% |
| Timber Pharmaceuticals Inc | COM | 887080109 | $52 | 25,550 | 0.0% |
| Cellect Biotechnology LTD | SPONSORD ADS NEW | 15116C201 | $52 | 16,415 | 0.0% |
| A H Belo CorpCall | COM CL A | 001282102 | $52 | 25,100 | 0.0% |
| CVD Equip Corp(CVV)A | COM | 126601103 | $52 | 11,878 | 0.0% |
| Jupai Hldgs LTD | ADS | 48205B107 | $52 | 23,602 | 0.0% |
| Abraxas Pete Corp(AXAS) | COM NEW | 003830304 | $52 | 16,758 | 0.0% |
| LA Jolla Pharmaceutical Co(LJPC)Call | COM PAR $.0001 2 | 503459604 | $52 | 12,300 | 0.0% |
| Sgoco Group LTD | SHS NEW | G80751129 | $53 | 24,965 | 0.0% |
| Galectin Therapeutics Inc(GALT)Call | COM NEW | 363225202 | $53 | 24,500 | 0.0% |
| Emerson Radio Corp(MSN) | COM NEW | 291087203 | $53 | 41,059 | 0.0% |
| Quest Resource Hldg Corp(QRHC) | COM NEW | 74836W203 | $53 | 13,474 | 0.0% |
| Titan MED Inc | COM NEW | 88830X819 | $53 | 31,381 | 0.0% |
| Tiziana Life Sciences PLCPut | SPONSORED ADS | 88875G101 | $53 | 19,300 | 0.0% |
| Catabasis Pharmaceuticals in(CATBEUR)Put | COM NEW | 14875P206 | $54 | 18,600 | 0.0% |
| FG Financial Group Inc | COM | 30259W104 | $54 | 11,660 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $54 | 30,749 | 0.0% |
| LA Jolla Pharmaceutical Co(LJPC)Put | COM PAR $.0001 2 | 503459604 | $54 | 12,800 | 0.0% |
| Atlantic Amern Corp(AAME) | COM | 048209100 | $54 | 14,556 | 0.0% |
| Trinity Biotech PLC | SPON ADR NEW | 896438306 | $54 | 14,549 | 0.0% |
| Purple Biotech LTDCall | SPONSORED ADS | 74638P109 | $54 | 13,000 | 0.0% |
| Stonemor IncCall | COM | 86184W106 | $55 | 28,900 | 0.0% |
| CSI Compressco LPCall | COM UNIT | 12637A103 | $55 | 30,400 | 0.0% |
| Rockwell MED IncPut | COM | 774374102 | $55 | 47,500 | 0.0% |
| Global Cord Blood CorporatioPut | SHS | G39342103 | $55 | 12,100 | 0.0% |
| Drive Shack Inc(DSEUR)Call | COM | 262077100 | $55 | 17,200 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $55 | 83,347 | 0.0% |
| VOC Energy TR(VOC)Call | TR UNIT | 91829B103 | $55 | 15,600 | 0.0% |
| D and Z Media Acquisition Co | *W EXP 01/27/202 | 23305Q114 | $55 | 92,121 | 0.0% |
| Reliance Global Group Inc | COM NEW | 75946W207 | $55 | 12,684 | 0.0% |
| Martin Midstream Prtnrs L P(MMLP)Call | UNIT L P INT | 573331105 | $55 | 22,200 | 0.0% |
| Ever-Glory Intl Group Inc(EVKG) | COM NEW | 299766204 | $55 | 20,566 | 0.0% |
| Nomura Hldgs Inc(NMR)Call | SPONSORED ADR | 65535H208 | $55 | 10,200 | 0.0% |