Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Moleculin Biotech Inc | COM | 60855D200 | $56 | 13,843 | 0.0% |
| Innsuites Hospitality TR(IHT) | SH BEN INT | 457919108 | $56 | 22,877 | 0.0% |
| Corvus Gold Inc(KOR)A | COM | 221013105 | $56 | 31,468 | 0.0% |
| Theratechnologies Inc | COM | 88338H100 | $56 | 14,493 | 0.0% |
| Magal Security SYS LTD | ORD | M6786D104 | $56 | 12,480 | 0.0% |
| Houston Amern Energy Corp | COM | 44183U209 | $56 | 27,553 | 0.0% |
| Invesco Exchange Traded FD TCall | DYNMC OIL GAS | 46137V670 | $56 | 16,800 | 0.0% |
| Biohitech Global Inc(RENO) | COM | 09074B107 | $56 | 35,887 | 0.0% |
| Mosys Inc | COM | 619718307 | $56 | 14,533 | 0.0% |
| Amesite Inc(AMSTGBP) | COM | 031094105 | $56 | 13,610 | 0.0% |
| Houston Wire & Cable Co(HWCC) | COM | 44244K109 | $57 | 10,969 | 0.0% |
| Volt Information Sciences inPut | COM | 928703107 | $57 | 14,500 | 0.0% |
| Xcel Brands Inc | COM NEW | 98400M101 | $57 | 28,731 | 0.0% |
| Nextier Oilfield Solutions(9KG)Call | COM | 65290C105 | $57 | 15,400 | 0.0% |
| Emcore Corp(EMKREUR)Call | COM NEW | 290846203 | $57 | 10,500 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $57 | 21,336 | 0.0% |
| Ambow ED Hldg LTD | SPONSORED ADS | 02322P200 | $57 | 26,098 | 0.0% |
| Titan Pharmaceuticals Inc de | COM NEW | 888314606 | $57 | 19,278 | 0.0% |
| Inmed Pharmaceuticals Inc | COM NEW | 457637502 | $57 | 17,211 | 0.0% |
| Cyclerion Therapeutics Inc(CYCNUSD)Call | COM | 23255M105 | $57 | 20,400 | 0.0% |
| Telefonica S A(TELFY)Put | SPONSORED ADR | 879382208 | $57 | 12,600 | 0.0% |
| Sunlands Technology Group | ADS | 86740P108 | $58 | 52,883 | 0.0% |
| Permian Basin RTY TR(PBT) | UNIT BEN INT | 714236106 | $58 | 14,452 | 0.0% |
| Alussa Energy Acquisition Co | SHS CL A | G0232J101 | $58 | 5,770 | 0.0% |
| Kins Technology Group Inc | *W EXP 10/14/202 | 49714K117 | $58 | 89,725 | 0.0% |
| Aware Inc Mass(AWRE)Call | COM | 05453N100 | $58 | 16,000 | 0.0% |
| Crown Electrokinetics Corp | COM NEW | 228339206 | $58 | 13,356 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD)Put | COM | 09060J106 | $58 | 14,800 | 0.0% |
| Acer Therapeutics Inc(OPXAEUR)Call | COM | 00444P108 | $58 | 18,600 | 0.0% |
| Onconova Therapeutics Inc | COM PAR | 68232V405 | $58 | 58,050 | 0.0% |
| Phoenix Tree Hldgs LTD | SPONSORED ADS | 719156101 | $58 | 24,379 | 0.0% |
| CTI Biopharma Corp(CTIC1USD)Call | COM | 12648L601 | $58 | 19,900 | 0.0% |
| SAN Juan Basin RTY TR(SJT)Put | UNIT BEN INT | 798241105 | $59 | 14,800 | 0.0% |
| Volt Information Sciences in | COM | 928703107 | $59 | 15,049 | 0.0% |
| RA MED SYS Inc | COM | 74933X203 | $59 | 12,517 | 0.0% |
| Lefteris Acquisition Corp | *W EXP 10/23/202 | 52470X117 | $59 | 50,088 | 0.0% |
| Recro Pharma Inc | COM | 75629F109 | $59 | 21,254 | 0.0% |
| Vinco Ventures Inc | COM | 927330100 | $59 | 23,139 | 0.0% |
| Banco Bbva Argentina S A(BFP)Put | SPONSORED ADS | 058934100 | $59 | 21,700 | 0.0% |
| Realnetworks IncCall | COM NEW | 75605L708 | $59 | 13,900 | 0.0% |
| RCM Technologies Inc(RCMT)Put | COM NEW | 749360400 | $59 | 16,500 | 0.0% |
| Universal Technical Inst Inc(UTI)Put | COM | 913915104 | $59 | 10,100 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM | 46186M506 | $59 | 59,317 | 0.0% |
| Oblong Inc | COM | 674434105 | $59 | 11,884 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $59 | 21,365 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $60 | 55,695 | 0.0% |
| Atyr Pharma Inc(ATYR)A | COM NEW | 002120202 | $60 | 13,470 | 0.0% |
| China Automotive SYS Inc(CAASEUR)Put | COM | 16936R105 | $60 | 12,700 | 0.0% |
| SIO Gene Therapies IncCall | COMMON | 829399104 | $60 | 22,800 | 0.0% |
| Superior Inds Intl IncCall | COM | 868168105 | $60 | 10,500 | 0.0% |