Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Veon LTDCall | SPONSORED ADR | 91822M106 | $60 | 34,000 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $60 | 55,695 | 0.0% |
| Superior Inds Intl IncCall | COM | 868168105 | $60 | 10,500 | 0.0% |
| Repro MED SYS Inc(KRMD) | COM | 759910102 | $61 | 17,445 | 0.0% |
| Puxin LTDCall | ADS | 74704P108 | $61 | 15,300 | 0.0% |
| Synlogic IncCall | COM | 87166L100 | $61 | 16,900 | 0.0% |
| Fednat Hldg Co(FNHCUSD)Call | COM | 31431B109 | $61 | 13,100 | 0.0% |
| Aurora Mobile LTDCall | ADS | 051857100 | $61 | 14,500 | 0.0% |
| Aerocentury Corp | COM | 007737109 | $61 | 17,312 | 0.0% |
| Happiness Biotech Group LTD | SHS | G4289N114 | $62 | 30,790 | 0.0% |
| Phio Pharmaceuticals Corp | COM NEW | 71880W303 | $62 | 23,172 | 0.0% |
| Rise ED Cayman LTD | SPONSORED ADR | 76761L102 | $62 | 15,371 | 0.0% |
| Protalix Biotherapeutics Inc(PLX)Put | COM | 74365A309 | $62 | 14,000 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $62 | 24,925 | 0.0% |
| Millendo Therapeutics IncCall | COM | 60040X103 | $62 | 51,500 | 0.0% |
| Kadmon Hldgs Inc(KDMN)Put | COM | 48283N106 | $63 | 16,100 | 0.0% |
| Lipocine Inc New | COM | 53630X104 | $63 | 41,772 | 0.0% |
| NET 1 Ueps Technologies Inc(LSAK)Put | COM NEW | 64107N206 | $63 | 11,300 | 0.0% |
| Rewalk Robotics LTDPut | SHS | M8216Q200 | $63 | 25,900 | 0.0% |
| Iamgold Corp(IAG)Call | COM | 450913108 | $63 | 21,200 | 0.0% |
| Synlogic Inc | COM | 87166L100 | $63 | 17,680 | 0.0% |
| Puhui Wealth Invt Mgmt Co LT | SHS | G7306H101 | $63 | 12,378 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD)Put | COM | 73688F102 | $64 | 29,500 | 0.0% |
| Glry STR NW Mdia Grup Hldg L | SHS | G39973105 | $64 | 17,188 | 0.0% |
| Iconix Brand Group IncCall | COM NEW | 451055305 | $64 | 31,800 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $65 | 64,931 | 0.0% |
| Trio Tech Intl(TRT) | COM NEW | 896712205 | $65 | 14,380 | 0.0% |
| MDC Partners Inc.(MDCA)Call | CL A SUB VTG | 552697104 | $65 | 20,700 | 0.0% |
| FSD Pharma Inc(HUGEUSD) | CL B SUB VTG | 35954B206 | $65 | 33,779 | 0.0% |
| Blue HAT Interactive Entmt T | SHS | G1329V106 | $65 | 47,678 | 0.0% |
| Onesmart Intl ED Group LTD | SPONSORED ADS | 68276W103 | $66 | 28,810 | 0.0% |
| Srax Inc(SRAX)Put | CL A | 78472M106 | $66 | 14,000 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Call | COM NEW | 63937X202 | $66 | 32,900 | 0.0% |
| Highpoint Resources Corp(HPR) | COM | 43114K207 | $66 | 12,042 | 0.0% |
| Vertex Energy Inc(VTNRUSD)Call | COM | 92534K107 | $66 | 46,700 | 0.0% |
| Smart Sand Inc(SND) | COM | 83191H107 | $66 | 26,196 | 0.0% |
| Aegon N VPut | NY REGISTRY SHS | 007924103 | $66 | 13,900 | 0.0% |
| Novabay Pharmaceuticals Inc | COM NEW | 66987P201 | $66 | 73,058 | 0.0% |
| Arlington Asset Invst Corp(AIEUR)Call | CL A NEW | 041356205 | $67 | 16,600 | 0.0% |
| SIO Gene Therapies IncPut | COMMON | 829399104 | $67 | 25,700 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR)Put | COM | 30048L104 | $67 | 38,500 | 0.0% |
| Lion Group Holding LTDPut | ADS | 53620U102 | $67 | 15,100 | 0.0% |
| North European Oil RTY TR(NRT) | SH BEN INT | 659310106 | $67 | 14,947 | 0.0% |
| Aileron Therapeutics Inc(ALRNEUR) | COM | 00887A105 | $67 | 46,830 | 0.0% |
| Central Puerto S A(CEPU)A | SPONSORED ADR | 155038201 | $67 | 29,932 | 0.0% |
| Good Times Restaurants Inc(GTIM)Call | COM NEW | 382140879 | $67 | 16,800 | 0.0% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $68 | 21,877 | 0.0% |
| Carrols Restaurant Group Inc(TASTUSD)Put | COM | 14574X104 | $68 | 11,400 | 0.0% |
| Research Frontiers Inc(REFR)Call | COM | 760911107 | $68 | 23,800 | 0.0% |
| Calithera Biosciences Inc(CALAEUR)Put | COM | 13089P101 | $68 | 28,100 | 0.0% |