Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $68 | 18,127 | 0.0% |
| Exicure Inc(XCUR) | COM | 30205M101 | $68 | 31,067 | 0.0% |
| Fangdd Network Group LTD | SPONSORED ADS | 30712L109 | $68 | 10,767 | 0.0% |
| Research Frontiers Inc(REFR)Call | COM | 760911107 | $68 | 23,800 | 0.0% |
| Apollo Endosurgery Inc(HQ8F)Put | COM | 03767D108 | $68 | 12,400 | 0.0% |
| Mercurity Fintech Holding in | SPONSORED ADS | 58936H109 | $68 | 10,092 | 0.0% |
| Carrols Restaurant Group Inc(TASTUSD)Put | COM | 14574X104 | $68 | 11,400 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR)Call | COM | 00289Y107 | $68 | 36,000 | 0.0% |
| Hudson Executive Invs Corp I | *W EXP 01/31/202 | 443760111 | $68 | 87,500 | 0.0% |
| Recro Pharma IncPut | COM | 75629F109 | $69 | 24,600 | 0.0% |
| Enable Midstream Partners LP | COM UNIT RP IN | 292480100 | $69 | 10,684 | 0.0% |
| LM FDG Amer Inc | COM NEW | 502074305 | $69 | 53,418 | 0.0% |
| Utstarcom Holdings Corp(UTSI) | SHS NEW | G9310A114 | $69 | 49,186 | 0.0% |
| AIR Inds Group(AIRIEUR) | COM NEW | 00912N205 | $69 | 46,677 | 0.0% |
| China HGS Real Estate Inc(GGEI) | COM NEW | 16948W209 | $69 | 33,785 | 0.0% |
| Newpark RES Inc(NPKI)Put | COM PAR $.01NEW | 651718504 | $69 | 22,000 | 0.0% |
| Tantech Hldgs LTD | COM | G8675X107 | $69 | 47,822 | 0.0% |
| Shineco Inc | COM | 824567309 | $69 | 16,959 | 0.0% |
| GSI Technology(GSIT) | COM | 36241U106 | $69 | 10,227 | 0.0% |
| Seachange Intl IncCall | COM | 811699107 | $69 | 44,500 | 0.0% |
| Broadwind Inc(BWEN)A | COM NEW | 11161T207 | $70 | 10,547 | 0.0% |
| Unique Fabricating Inc(UFABQ) | COM | 90915J103 | $70 | 11,757 | 0.0% |
| Arca Biopharma Inc(ABIOEUR) | COM | 00211Y506 | $70 | 19,198 | 0.0% |
| Decarbonization Plus Acqu Co | COM CL A | 242797108 | $70 | 6,670 | 0.0% |
| Protalix Biotherapeutics Inc(PLX) | COM | 74365A309 | $70 | 15,772 | 0.0% |
| Good Times Restaurants Inc(GTIM) | COM NEW | 382140879 | $70 | 17,475 | 0.0% |
| Harvard Bioscience Inc(HBIO) | COM | 416906105 | $71 | 13,033 | 0.0% |
| Cootek Cayman Inc | SPONSORED ADS | 21718L102 | $71 | 25,390 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $71 | 36,538 | 0.0% |
| Adamis Pharmaceuticals CorpPut | COM NEW | 00547W208 | $71 | 75,200 | 0.0% |
| Firsthand Technology Value F(SVVC)Put | COM | 33766Y100 | $71 | 13,200 | 0.0% |
| Taseko Mines LTD(TGB)Call | COM | 876511106 | $71 | 41,500 | 0.0% |
| Experience Invt Corp | COM CL A | 30217C109 | $71 | 6,912 | 0.0% |
| Planet Green Hldgs Corp | COM | 72703U102 | $71 | 32,241 | 0.0% |
| Maiden Holdings LTDCall | SHS | G5753U112 | $71 | 21,600 | 0.0% |
| Pioneer PWR Solutions Inc(PPSI) | COM NEW | 723836300 | $71 | 14,565 | 0.0% |
| Tyme Technologies IncCall | COM | 90238J103 | $72 | 40,700 | 0.0% |
| Servicesource Intl IncCall | COM | 81763U100 | $72 | 48,900 | 0.0% |
| Atossa Therapeutics Inc(ATOSEUR) | COM | 04962H506 | $72 | 34,070 | 0.0% |
| Hallmark Finl Svcs IncPut | COM NEW | 40624Q203 | $72 | 18,500 | 0.0% |
| Tremont MTG TR | COM | 894789106 | $72 | 12,485 | 0.0% |
| Hudson Executive Invt Corp | *W EXP 06/21/202 | 443761119 | $73 | 50,029 | 0.0% |
| Mediaco Hldg Inc(MDIA) | CL A | 58450D104 | $73 | 22,220 | 0.0% |
| TLG Acquisition One Corp | *W EXP 01/25/202 | 87257M116 | $73 | 127,826 | 0.0% |
| Navios Maritime Acquis CorpCall | SHS | Y62159143 | $73 | 18,100 | 0.0% |
| Akari Therapeutics PLC | SPONSORED ADR | 00972G108 | $73 | 27,712 | 0.0% |
| Accuray Inc(ARAY)Call | COM | 004397105 | $73 | 14,800 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $73 | 73,524 | 0.0% |
| TDH Hldgs Inc | SHS | G87084102 | $73 | 28,144 | 0.0% |
| Berry Corp(BRY)Put | COM | 08579X101 | $73 | 13,200 | 0.0% |