Q1 2021 Holdings
Filed 2021-05-17 | 16138 holdings | $407.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-21) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Monaker Group Inc | COM NEW | 609011200 | $74 | 21,885 | 0.0% |
| Aptinyx IncCall | COM | 03836N103 | $74 | 24,700 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $74 | 18,712 | 0.0% |
| Quotient LTDPut | SHS | G73268107 | $74 | 20,200 | 0.0% |
| Medalist Diversified REIT in | COM | 58403P105 | $74 | 36,238 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $75 | 28,252 | 0.0% |
| SOC Telemed IncCall | COM CL A | 78472F101 | $75 | 11,900 | 0.0% |
| Astrea Acquisition Corp | *W EXP 01/28/202 | 04637C114 | $75 | 149,558 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $75 | 10,819 | 0.0% |
| Bonso Electrs Intl Inc(BNSOF)A | COM PAR $0.003 | 098529308 | $75 | 11,021 | 0.0% |
| Nuverra Environmental Soluti | COM PAR | 67091K302 | $75 | 32,635 | 0.0% |
| Performance Shipping Inc | COM NEW | Y67305121 | $75 | 13,446 | 0.0% |
| Qumu Corp | COM | 749063103 | $75 | 11,161 | 0.0% |
| EMX RTY Corp(EMX) | COM | 26873J107 | $75 | 25,393 | 0.0% |
| Reading Intl Inc(RDI)Put | CL A | 755408101 | $75 | 13,600 | 0.0% |
| Trinity PL Hldgs Inc(TPHS) | COM | 89656D101 | $75 | 35,970 | 0.0% |
| Neubase Therapeutics IncCall | COM | 64132K102 | $75 | 10,100 | 0.0% |
| Catalyst Biosciences IncPut | COM NEW | 14888D208 | $75 | 14,900 | 0.0% |
| American Shared Hospital SVC(AMS)A | COM | 029595105 | $75 | 27,220 | 0.0% |
| Antares Pharma Inc(ATRSEUR)Call | COM | 036642106 | $75 | 18,300 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $75 | 10,828 | 0.0% |
| Verifyme Inc(VRME) | COM NEW | 92346X206 | $75 | 18,259 | 0.0% |
| Titan Pharmaceuticals Inc deCall | COM NEW | 888314606 | $76 | 25,600 | 0.0% |
| OLB Group Inc | COM | 67086U307 | $76 | 13,649 | 0.0% |
| ION Geophysical CorpPut | COM NEW | 462044207 | $76 | 35,500 | 0.0% |
| BP Prudhoe BAY RTY TR(BMI)Put | UNIT BEN INT | 055630107 | $76 | 20,400 | 0.0% |
| Suncoke Energy Inc(SXC)Put | COM | 86722A103 | $76 | 10,900 | 0.0% |
| Roman Dbdr Tech Acquisition | *W EXP 10/31/202 | 77584N119 | $76 | 100,151 | 0.0% |
| Gamco NAT RES Gold & Income(GNT) | SH BEN INT | 36465E101 | $76 | 15,075 | 0.0% |
| Iteris Inc New(ITIEUR) | COM | 46564T107 | $76 | 12,237 | 0.0% |
| Ezgo Technologies LTD(EZGO) | SHS | G5279F102 | $76 | 12,585 | 0.0% |
| Enservco Corp(ENSV) | COM NEW | 29358Y201 | $77 | 44,446 | 0.0% |
| Vector Acquisition Corp | COM CL A | G9442R126 | $77 | 6,492 | 0.0% |
| Bio-Key Intl Inc | COM NEW | 09060C408 | $77 | 22,131 | 0.0% |
| Hancock Jaffe Laboratories I | COM NEW | 41015N304 | $77 | 11,512 | 0.0% |
| New Frontier Health Corp | *W EXP 11/30/202 | G6461G114 | $77 | 26,251 | 0.0% |
| Golar LNG Partners LP | COM UNIT LPI | Y2745C102 | $77 | 22,121 | 0.0% |
| Manning & Napier IncPut | CL A | 56382Q102 | $77 | 11,900 | 0.0% |
| United INS Hldgs Corp(ACIC)Call | COM | 910710102 | $77 | 10,700 | 0.0% |
| Sunlink Health SYS Inc | COM | 86737U102 | $77 | 28,466 | 0.0% |
| Monopar Therapeutics Inc | COM | 61023L108 | $77 | 12,479 | 0.0% |
| Vislink Technologies IncCall | COM | 92836Y300 | $77 | 26,300 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $78 | 42,984 | 0.0% |
| Wisdomtree Invts Inc(WT)Put | COM | 97717P104 | $78 | 12,500 | 0.0% |
| Xinyuan Real Estate Co LTDCall | SPONS ADR | 98417P105 | $78 | 27,600 | 0.0% |
| Tuniu Corp(TOUR)Put | SPONSORED ADS A | 89977P106 | $78 | 22,400 | 0.0% |
| Wimi Hologram Cloud Inc | SPON ADS CL B | 97264L100 | $78 | 11,856 | 0.0% |
| Adamis Pharmaceuticals CorpCall | COM NEW | 00547W208 | $78 | 82,700 | 0.0% |
| Truecar Inc(5TC)Call | COM | 89785L107 | $78 | 16,200 | 0.0% |
| Aravive Inc(VSAREUR)Call | COM | 03890D108 | $78 | 11,900 | 0.0% |