Q3 2021 Holdings
Filed 2021-11-15 | 18647 holdings | $11.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mechanical Technology Inc | COM NEW | 583543103 | $2 | 250 | 0.0% |
| Carlotz Inc | *W EXP 02/26/202 | 142552116 | $2 | 2,356 | 0.0% |
| Proshares TR(SPXV) | SP500 EX HLTH | 74347B565 | $2 | 18 | 0.0% |
| Innovator Etfs TR(UAPR) | US EQT ULTRA BF | 45782C805 | $2 | 70 | 0.0% |
| China Recycling Energy Corp | COM | 168913309 | $2 | 292 | 0.0% |
| Qurate Retail Inc(QRTEBUSD) | COM SER B | 74915M209 | $2 | 214 | 0.0% |
| Microvast Holdings Inc(MVST) | COM | 59516C106 | $2 | 250 | 0.0% |
| Nuwellis Inc | COM | 67113Y108 | $2 | 925 | 0.0% |
| Pgim ETF TR(PHYL) | ACTV HY BD ETF | 69344A206 | $2 | 48 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $2 | 1,047 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $2 | 3,288 | 0.0% |
| Good WKS II Acquisition Corp | *W EXP 02/01/202 | 38216G112 | $2 | 2,615 | 0.0% |
| RBB FD Inc | DRIVEWEALTH POWR | 74933W742 | $2 | 100 | 0.0% |
| Second Sight MED Prods Inc | *W EXP 03/14/202 | 81362J126 | $2 | 2,952 | 0.0% |
| Managed Portfolio Series | ECOFIN GBL WATER | 56167N753 | $2 | 43 | 0.0% |
| Tomi Environmental Solutions(TOMZ) | COM NEW | 890023203 | $2 | 1,171 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $2 | 218 | 0.0% |
| Invesco Actively Managed ETF | US LARGE CAP CRE | 46090A812 | $2 | 122 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK) | COM | 56155L108 | $2 | 794 | 0.0% |
| Pacer FDS TR(BUL) | US CHS CWS GWT | 69374H667 | $2 | 40 | 0.0% |
| Ryerson Hldg Corp(RYI) | COM | 783754104 | $2 | 75 | 0.0% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $2 | 8,339 | 0.0% |
| Churchill Capital Corp VI | *W EXP 02/17/202 | 17143W119 | $3 | 2,407 | 0.0% |
| Takung ART LTD | COM NEW | 87407Q207 | $3 | 456 | 0.0% |
| J P Morgan Exchange-Traded F(JEPI) | EQUITY PREMIUM | 46641Q332 | $3 | 56 | 0.0% |
| J P Morgan Exchange-Traded F(BBRE) | BETBULD MSCI | 46641Q738 | $3 | 29 | 0.0% |
| J P Morgan Exchange-Traded F | US DIVIDEND | 46641Q795 | $3 | 92 | 0.0% |
| Thimble Point Acquisition Co | *W EXP 02/04/202 | 88408P115 | $3 | 2,860 | 0.0% |
| Fortistar Sustainable SOL Co | COM CL A | 34962M106 | $3 | 281 | 0.0% |
| Advisorshares TR(VEGA) | STAR GLOB BUYW | 00768Y768 | $3 | 65 | 0.0% |
| Advisorshares TR(DWUS) | DORSY FSM US | 00768Y487 | $3 | 89 | 0.0% |
| Globis Acquisition Corp | COM | 379582109 | $3 | 267 | 0.0% |
| Nushares ETF TR(NURE) | NUVEEN SHRT TERM | 67092P706 | $3 | 84 | 0.0% |
| The Original Bark Company(BARKW) | *W EXP 05/01/202 | 68622E112 | $3 | 1,819 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $3 | 3,700 | 0.0% |
| Owlet Inc | *W EXP 09/14/202 | 69120X115 | $3 | 2,709 | 0.0% |
| Revolution Healthcar AQ Corp | *W EXP 12/31/202 | 76155Y116 | $3 | 2,886 | 0.0% |
| Alkuri Global Acquisition Co | *W EXP 02/09/202 | 66981N111 | $3 | 1,808 | 0.0% |
| Sportsmans Whse Hldgs Inc(SPWH) | COM | 84920Y106 | $3 | 160 | 0.0% |
| Vaneck ETF Trust | EGYPT INDEX ETF | 92189F775 | $3 | 100 | 0.0% |
| Exchange Listed FDS TR(CEFS) | SABA INT RATE | 30151E806 | $3 | 146 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $3 | 2,303 | 0.0% |
| Rivernorth Doubleline Strate | RIGHT 10/01/2021 | 76882G156 | $3 | 280,098 | 0.0% |
| Pacer FDS TR(PSCJ) | SWAN SOS CONS JU | 69374H535 | $3 | 150 | 0.0% |
| Solaris Oilfield Infrastruct(SEI) | COM CL A | 83418M103 | $3 | 350 | 0.0% |
| News Corp New(NWSA)Put | CL A | 65249B109 | $3 | 108 | 0.0% |
| Pacer FDS TR(ECOW) | EMRG MKT CASH | 69374H865 | $3 | 117 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $3 | 8,908 | 0.0% |
| Valhi Inc New(VHI) | COM | 918905209 | $3 | 108 | 0.0% |
| Thayer Ventures Acqu Corp | *W EXP 01/01/203 | 88332T118 | $3 | 2,441 | 0.0% |