Q3 2021 Holdings
Filed 2021-11-15 | 18647 holdings | $11.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Western Asset Mortgage Capit | NOTE 6.750%10/0 | 95790DAA3 | $5 | $5,000 | 0.0% |
| SSgA Active TR(FISR) | SPDR SSGA FXD | 78470P507 | $5 | 175 | 0.0% |
| Addvantage Technologies Grou(AEYGBP) | COM NEW | 006743306 | $5 | 2,283 | 0.0% |
| John Hancock Exchange Traded | MLTFACTR INDLS | 47804J883 | $5 | 109 | 0.0% |
| Chicken Soup for the Soul EN(CSSEQ) | CL A | 16842Q100 | $5 | 212 | 0.0% |
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $5 | 4,593 | 0.0% |
| Alberton Acquisition Corp | *W EXP 04/26/202 | G35006124 | $5 | 14,165 | 0.0% |
| CC Neuberger Prin Hldgs II | *W EXP 07/29/202 | G3166T111 | $5 | 4,905 | 0.0% |
| Frontier Acquisition Corp(ULCC) | CLASS A ORD SHS | G36826108 | $5 | 466 | 0.0% |
| Brilliant Earth Group Inc(BRLT) | CL A COM | 109504100 | $5 | 360 | 0.0% |
| Bridgford Foods Corp(BRID) | COM | 108763103 | $5 | 398 | 0.0% |
| Entravision Communications C(EVC) | CL A | 29382R107 | $5 | 702 | 0.0% |
| Flexshares TR(SKOR) | CR SCD US BD | 33939L761 | $5 | 91 | 0.0% |
| Spdr Index SHS FDS(EEMX) | MSCI EMR MKT ETF | 78470E205 | $5 | 67 | 0.0% |
| Enerpac Tool Group Corp(EPAC) | CL A COM | 292765104 | $5 | 250 | 0.0% |
| P & F Inds Inc | CL A NEW | 692830508 | $5 | 743 | 0.0% |
| ETF Opportunities Trust(ACVF) | AMERICAN CONSER | 26923N108 | $5 | 166 | 0.0% |
| J P Morgan Exchange-Traded F(BBSC) | BETABUILDERS US | 46641Q290 | $5 | 76 | 0.0% |
| Blue Ridge Bankshares Inc VA(BRBS) | COM | 095825105 | $5 | 282 | 0.0% |
| Blue Safari GRP Acquisitn Co | UNIT 06/10/2026 | G1195R122 | $5 | 478 | 0.0% |
| Recruiter COM Group Inc | *W EXP 06/01/202 | 75630B113 | $5 | 3,697 | 0.0% |
| Metalla RTY & Streaming LTD(MTA) | COM NEW | 59124U605 | $5 | 742 | 0.0% |
| Carlotz Inc | COM CL A | 142552108 | $5 | 1,200 | 0.0% |
| Maquia Capital Acquisition C | UNIT 99/99/9999 | 56564V200 | $5 | 481 | 0.0% |
| Virtus ETF TR II(VSHY) | NEWFLEET HIG YLD | 92790A207 | $5 | 216 | 0.0% |
| Brooge Energy LTD | *W EXP 12/20/202 | G1611B115 | $5 | 9,700 | 0.0% |
| Xenetic Biosciences Inc | COM | 984015503 | $5 | 2,646 | 0.0% |
| Yunji Inc | ADS RP CL A | 98873N107 | $5 | 7,004 | 0.0% |
| Mallard Acquisition Corp | UNIT 06/30/2027 | 561204207 | $5 | 464 | 0.0% |
| Gemini Therapeutics Inc | COM | 36870G105 | $5 | 1,303 | 0.0% |
| Mercury Ecom Acquisition COR | UNIT 07/27/2026 | 589381201 | $5 | 543 | 0.0% |
| Cumberland Pharmaceuticals I(CPIX) | COM | 230770109 | $5 | 1,933 | 0.0% |
| Travere Therapeutics Inc | NOTE 2.500% 9/1 | 761299AB2 | $5 | $5,000 | 0.0% |
| Medtech Acquisition Corp | *W EXP 12/22/202 | 58507N113 | $5 | 6,006 | 0.0% |
| G3 VRM Acquisition Corp | UNIT 06/29/2026 | 362425209 | $5 | 503 | 0.0% |
| Arclight Clean Transition II | UNIT 03/16/2028 | G0R21B120 | $5 | 507 | 0.0% |
| Caremax Inc | *W EXP 06/08/202 | 14171W111 | $5 | 1,720 | 0.0% |
| Yellowstone Acquisition Co | *W EXP 10/21/202 | 98566K113 | $5 | 4,984 | 0.0% |
| Cascadia Acquisition Corp | UNIT 09/30/2028 | 14739D209 | $5 | 550 | 0.0% |
| Verona Pharma PLC(VRNA) | SPONSORED ADS | 925050106 | $5 | 879 | 0.0% |
| Invesco Actively Managed ETF(GTO) | TOTAL RETURN | 46090A804 | $5 | 80 | 0.0% |
| CF Acquisition Corp IV | *W EXP 12/31/202 | 12520T110 | $5 | 6,138 | 0.0% |
| Liqtech Intl Inc | COM | 53632A201 | $5 | 1,000 | 0.0% |
| Medirom Healthcare Tech Inc(MRM) | SPONSORED ADS | 58510H103 | $5 | 600 | 0.0% |
| Fidelity Covington Trust(FLRG) | FIDELITY US MLTF | 316092378 | $5 | 202 | 0.0% |
| Exchange Listed FDS TR | CABANA AGGRESSIV | 30151E616 | $5 | 210 | 0.0% |
| Lixte Biotechnology Hldgs in | *W EXP 01/01/202 | 539319111 | $5 | 8,524 | 0.0% |
| Alta Equipment Group Inc(ALTG) | COMMON STOCK | 02128L106 | $5 | 385 | 0.0% |
| Marlin Business Svcs Corp | COM | 571157106 | $5 | 224 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $5 | 2,927 | 0.0% |