Q3 2021 Holdings
Filed 2021-11-15 | 18647 holdings | $11.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares TR(IBHG) | IBONDS 2027 TERM | 46436E478 | $10 | 409 | 0.0% |
| Rapid Micro Biosystems Inc(RPID) | CLASS A COM | 75340L104 | $10 | 538 | 0.0% |
| European Equity FD Inc(EEA) | COM | 298768102 | $10 | 941 | 0.0% |
| Xcel Brands Inc | COM NEW | 98400M101 | $10 | 6,427 | 0.0% |
| Eyepoint Pharmaceuticals Inc(EYPT) | COM NEW | 30233G209 | $10 | 1,016 | 0.0% |
| Fast Acquisition Corp | *W EXP 08/25/202 | 311875116 | $10 | 1,721 | 0.0% |
| Vanguard Scottsdale FDS(BNDW) | TOTAL WLD BD ETF | 92206C565 | $10 | 130 | 0.0% |
| Stratim Cloud Acquisition Co | UNIT 03/05/2026 | 86309R206 | $10 | 1,024 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $10 | 5,453 | 0.0% |
| Vaneck ETF Trust | EMERGING MKTS AG | 92189F478 | $10 | 500 | 0.0% |
| Innoviz Technologies LTD(INVZ) | *W EXP 04/05/202 | M5R635116 | $10 | 5,925 | 0.0% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $11 | 1,718 | 0.0% |
| Brasilagro Companhia Brasile(LND) | SPONSORED ADR | 10554B104 | $11 | 1,924 | 0.0% |
| Vallon Pharmaceuticals Inc | COM | 92023M101 | $11 | 1,498 | 0.0% |
| Clearsign Technologies Corp(CLIR) | COM | 185064102 | $11 | 5,330 | 0.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $11 | $10,000 | 0.0% |
| RBB Bancorp(RBB) | COM | 74930B105 | $11 | 443 | 0.0% |
| Fintech Acquisition Corp V | UNIT 99/99/9999 | 31810Q305 | $11 | 1,022 | 0.0% |
| Wisdomtree TR(MTGP) | MORTGAGE PLUS BD | 97717Y725 | $11 | 223 | 0.0% |
| Fast Acquisition Corp II | UNIT 03/16/2026 | 311874200 | $11 | 1,085 | 0.0% |
| Zanite Acquisition Corp | UNIT 10/08/2025 | 98907K202 | $11 | 1,072 | 0.0% |
| Sprinklr Inc(CXM) | CL A | 85208T107 | $11 | 619 | 0.0% |
| Renren Inc | SPONSORED ADS | 759892300 | $11 | 765 | 0.0% |
| First TR MTG Income FD(FMY) | COM SHS | 33734E103 | $11 | 806 | 0.0% |
| Vaneck ETF Trust(NLR) | URANIUM PLS NUCL | 92189F601 | $11 | 200 | 0.0% |
| Bluelinx Hldgs Inc(BXC) | COM NEW | 09624H208 | $11 | 230 | 0.0% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $11 | $9,000 | 0.0% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $11 | $9,000 | 0.0% |
| Mountain Crest Acqstn Corp I | UNIT 99/99/9999 | 62402U206 | $11 | 1,037 | 0.0% |
| National Energy Services REU | *W EXP 05/05/202 | G6375R115 | $11 | 4,889 | 0.0% |
| Gulf RES Inc(GUREGBP) | COM | 40251W408 | $11 | 2,367 | 0.0% |
| Orphazyme A S | ADS | 687305102 | $11 | 2,765 | 0.0% |
| Armata Pharmaceuticals Inc(ARMP) | COM | 04216R102 | $11 | 2,902 | 0.0% |
| Asure Software Inc(ASUR) | COM | 04649U102 | $11 | 1,307 | 0.0% |
| Gulf IS Fabrication Inc(GIFI) | COM | 402307102 | $11 | 2,733 | 0.0% |
| Connect Biopharma Hldgs LTD | ADS | 207523101 | $11 | 435 | 0.0% |
| Dila Capital Acquisition COR | COM CL A | 254028103 | $11 | 1,091 | 0.0% |
| Arts WAY MFG Inc(ARTW) | COM | 043168103 | $11 | 3,105 | 0.0% |
| Silverspac Inc | UNIT 09/09/2026 | G8136V120 | $11 | 1,139 | 0.0% |
| CF Acquisition Corp V | UNIT 01/25/2026 | 12520R205 | $11 | 1,043 | 0.0% |
| Miniso Group Hldg LTD(MNSO) | SPONSORED ADS | 66981J102 | $11 | 716 | 0.0% |
| Microvast Holdings Inc(MVST)Call | COM | 59516C106 | $11 | 1,300 | 0.0% |
| Pioneer Merger Corp | CL A SHS | G7S24C103 | $11 | 1,156 | 0.0% |
| Northern Star Invest Corp II | UNIT 02/25/2028 | 66574L209 | $11 | 1,122 | 0.0% |
| Northern Lights FD TR(MRSK) | TOEWS AGILTY SHS | 66538J720 | $11 | 338 | 0.0% |
| Cellectar Biosciences Inc | COM PAR | 15117F500 | $11 | 11,500 | 0.0% |
| Biophytis SA(BPTSUSD) | ADS | 09076G104 | $11 | 1,297 | 0.0% |
| Biofrontera AG | SPONSORED ADS | 09075G105 | $11 | 2,089 | 0.0% |
| Helius MED Technologies Inc | COM CL A NEW | 42328V603 | $11 | 802 | 0.0% |
| Delcath SYS Inc(DCTH) | COM NEW | 24661P807 | $11 | 1,030 | 0.0% |