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UBS Group AG

Q3 2021 Holdings

Filed 2021-11-15 | 18647 holdings | $11.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Euroseas LTD(ESEA)SHSY23592135$144300.0%
Southern First Bancshares(SFST)COM842873101$142710.0%
New Concept Energy Inc(GBR)COM643611106$143,1830.0%
Rover Group Inc*W EXP 10/01/20277936F111$143,2060.0%
Rewalk Robotics LTDSHSM8216Q200$149,5410.0%
First Northwest Bancorp(FNWB)COM335834107$148110.0%
Diamondhead Holdings CorpUNIT 01/21/202625278L204$141,3680.0%
Nuveen Corporate Income 2023COM67079F101$141,3810.0%
Clever Leaves Holdings IncCOM186760104$141,7880.0%
Escalade Inc(ESCA)COM296056104$147650.0%
Universal Stainless & AlloyCOM913837100$141,4140.0%
Starwood Ppty TR IncNOTE 4.375% 4/085571BAH8$14$13,0000.0%
Stellus Cap Invt Corp(SCM)COM858568108$141,0920.0%
Mountain Crest Acqustn CorpUNIT 99/99/999962402D204$141,2870.0%
Mission Produce Inc(AVO)COM60510V108$147570.0%
Logan Ridge Finance CorpCOM541098109$145250.0%
Riverview Finl Corp New(RIVE)COM76940Q105$141,0820.0%
FAT Brands Inc(FATAQ)CLASS A COM30258N105$141,4770.0%
Servicesource Intl IncCOM81763U100$1410,4410.0%
Highland FDS IHI LD IBOXX SRLN430101774$148850.0%
Thayer Ventures Acqu CorpCOM CL A88332T100$141,4240.0%
East RES Acquisition CoCOM CL A274681105$141,4690.0%
Tivity Health IncCOM88870R102$146070.0%
Broadstone Acquisition CorpSHS CL AG1739V100$141,4550.0%
Biglari Hldgs Inc(BH/A)COM STK CL A08986R408$14180.0%
CF Acquisition Corp IVCOM CL A12520T102$141,4400.0%
Crown Proptech AcquisitionsUNIT 99/99/9999G25741128$141,4700.0%
Centrais Eletricas BrasileirSPON ADR PFD B15234Q108$141,8990.0%
Talkspace Inc*W EXP 06/21/20287427V111$1418,2280.0%
Caladrius Biosciences Inc(NBSEUR)COM NEW128058203$1411,5930.0%
DHC Acquisition CorpUNIT 02/25/2026G2758T125$141,4220.0%
Teladoc Health IncNOTE 1.250% 6/087918AAF2$14$14,0000.0%
Kismet Acquisition Three CORCL A SHARESG5276C110$141,4000.0%
EG Acquisition CorpCOM CL A26846A100$141,4000.0%
Spdr SER TR(QUS)MSCI USA STRTGIC78468R812$141170.0%
Regulus Therapeutics IncCOM NEW75915K200$1419,8740.0%
G3 VRM Acquisition CorpCLASS A COM362425100$141,3810.0%
Seachange Intl IncCOM811699107$1412,9550.0%
Constellation Acquisitn CorpUNIT 99/99/9999G2R18K121$141,4020.0%
HV Bancorp IncCOM40441H105$146160.0%
Ichor Holdings(ICHR)SHSG4740B105$143510.0%
Corner Growth Acquisitn CorpCLASS A ORD SHSG2426E104$141,3730.0%
Biotech Acquisition CompanyCL A SHSG1125A108$141,4730.0%
Enterprise Bancorp Inc MassCOM293668109$143770.0%
Tempest Therapeutics Inc(OVASUSD)COM87978U108$149830.0%
Therapeuticsmd IncCOM88338N107$1418,4140.0%
Strategy SHS(HNDL)NS 7HANDL IDX86280R506$145500.0%
Eucrates Biomedical Acqu CORUNIT 10/23/2027G3141W114$141,4080.0%
Rave Restaurant Group Inc(RAVE)COM754198109$1410,6930.0%
Pfsweb Inc(PFSWUSD)COM NEW717098206$141,0930.0%
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