Q3 2021 Holdings
Filed 2021-11-15 | 2411 holdings | $440.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-11-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Omthera Pharmaceutical (Mereo BioPharma) CVR | Contingent Value Rights | 682CVR022 | $0 | $31,909 | 0.0% |
| BigString Corp(BSGC) | Equity Certificate | 08989Q100 | $0 | 79,657 | 0.0% |
| Ocz Technology Group Inc | Equity | 67086E303 | $0 | 16,202 | 0.0% |
| Ferroglobe Representation & Warranty Insurance Tru | Equity | G339909X5 | $0 | 36,898 | 0.0% |
| Ultrapetrol (Bahamas) Ltd | Equity | P94398107 | $0 | 13,500 | 0.0% |
| Dova Pharmaceuticals Inc - CVR | Contingent Value Rights | 259CVR017 | $2 | $16,000 | 0.0% |
| Gran Tierra Energy Inc | Equity | 38500T101 | $8 | 10,630 | 0.0% |
| Climate Real Impact Solutions Ii Acquisition CorpCall | Warrant / Rights | 187171111 | $11 | 10,561 | 0.0% |
| Media GEN Group Inc CVR | Contingent Value Rights | 584CVR997 | $12 | $1,219,804 | 0.0% |
| Redbox Entertainment IncCall | Warrant / Rights | 75724T111 | $18 | 18,747 | 0.0% |
| Liberty Media Acquisition CorpCall | Warrant / Rights | 53073L112 | $22 | 15,000 | 0.0% |
| Actua Corp | Equity | 005094107 | $23 | 22,790 | 0.0% |
| Hudson Executive Investment Corp IiCall | Warrant / Rights | 443760111 | $24 | 25,403 | 0.0% |
| Senior Connect Acquisition Corp ICall | Warrant / Rights | 81723H116 | $24 | 33,443 | 0.0% |
| Leo Holdings Corp IiCall | Warrant / Rights | G5463R128 | $24 | 37,499 | 0.0% |
| Origin Materials Inc(ORGNW)Call | Warrant / Rights | 68622D114 | $26 | 16,665 | 0.0% |
| 17 Education & Technology Gr | Depository Receipt | 81807M106 | $29 | 31,746 | 0.0% |
| Jaws Juggernaut Acquisition CorpCall | Warrant / Rights | G50735110 | $30 | 24,999 | 0.0% |
| Waterdrop Inc(WDH) | Depository Receipt | 94132V105 | $31 | 13,069 | 0.0% |
| Lazard Growth Acquisition CoCall | Warrant / Rights | G54035111 | $33 | 40,663 | 0.0% |
| Geron Corp(GERN) | Equity | 374163103 | $34 | 24,992 | 0.0% |
| Achillion Pharmaceuticals CVR | Contingent Value Rights | 004CVR031 | $34 | $67,651 | 0.0% |
| Slam CorpCall | Warrant / Rights | G8210L121 | $36 | 40,130 | 0.0% |
| Servicesource International | Equity | 81763U100 | $38 | 27,995 | 0.0% |
| Genworth Financial Inc(GNW) | Equity | 37247D106 | $39 | 10,268 | 0.0% |
| Banco Bradesco SA(BBD) | Depository Receipt | 059460303 | $40 | 10,492 | 0.0% |
| Elanco Animal Health CVR | Contingent Value Rights | 284CVR016 | $42 | $4,181,267 | 0.0% |
| Jaws Hurricane Acquisition CorpCall | Warrant / Rights | 47201B111 | $43 | 37,499 | 0.0% |
| Trivago NV | Depository Receipt | 89686D105 | $52 | 21,020 | 0.0% |
| Mirion Technologies Inc - USCall | Warrant / Rights | 60471A119 | $53 | 24,999 | 0.0% |
| Galata Acquisition CorpCall | Warrant / Rights | G3R23A116 | $55 | 124,999 | 0.0% |
| Pontem CorpCall | Warrant / Rights | G71707122 | $56 | 78,566 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | Equity | 13089P101 | $59 | 26,939 | 0.0% |
| Cohn Robbins HoldingsCall | Warrant / Rights | G23726113 | $60 | 66,666 | 0.0% |
| B Riley Principal 150 Merger CorpCall | Warrant / Rights | 05601V111 | $63 | 81,163 | 0.0% |
| Brookline Capital Acquisition CorpCall | Warrant / Rights | 11374E112 | $66 | 99,999 | 0.0% |
| Rockley Photonics Holdings Ltd | Equity | G7614L109 | $76 | 10,145 | 0.0% |
| Teekay Corp | Equity | Y8564W103 | $78 | 21,325 | 0.0% |
| Alpha Healthcare Acquisition Corp IiiCall | Warrant / Rights | 02073F112 | $79 | 74,999 | 0.0% |
| Futurefuel Corp(FF) | Equity | 36116M106 | $80 | 11,268 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHUSD) | Equity | 078771300 | $81 | 20,000 | 0.0% |
| PDL BioPharma Inc(PDLI) | Equity | 69329Y104 | $83 | 33,559 | 0.0% |
| 26 Capital Acquisition CorpCall | Warrant / Rights | 90138P118 | $83 | 100,000 | 0.0% |
| Archrock Inc(AROC) | Equity | 03957W106 | $87 | 10,553 | 0.0% |
| B Riley Principal 250 Merger CorpCall | Warrant / Rights | 05602L112 | $87 | 124,999 | 0.0% |
| Burgerfi International Inc(0LS) | Equity | 12122L101 | $90 | 10,384 | 0.0% |
| Energy Fuels Inc(UUUU)Call | Equity Option | 292671708 | $96 | 13,600 | 0.0% |
| Peridot Acquisition Corp. Ii | Equity | G7008B113 | $101 | 10,258 | 0.0% |
| Advantage Solutions Inc(ADV) | Equity | 00791N102 | $101 | 11,686 | 0.0% |
| Ocera Therapeutics CVR | Contingent Value Rights | 675CVR195 | $104 | $383,340 | 0.0% |