Q4 2020 Holdings
Filed 2021-02-10 | 1546 holdings | $231.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TD Ameritrade Hldg Corp(AMT) | COM | 87236Y108 | $0 | 0 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $0 | 0 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF)A | COM | 00773U108 | $11 | 100 | 0.0% |
| Ishares Inc(EWT) | MSCI TAIWAN ETF | 46434G772 | $40 | 758 | 0.0% |
| QTS Rlty TR Inc(QTS) | COM CL A | 74736A103 | $62 | 1,000 | 0.0% |
| Bank Nova Scotia B C(BNS) | COM | 064149107 | $63 | 1,164 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $109 | $100,000 | 0.0% |
| Megalith Finl Acquisition CoA | CL A COM | 58518F109 | $114 | 815 | 0.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $147 | 470 | 0.0% |
| Regenxbio Inc(RGNX)A | COM | 75901B107 | $163 | 360 | 0.0% |
| Foot Locker Inc(WOO)A | COM | 344849104 | $178 | 440 | 0.0% |
| Seres Therapeutics Inc(MCRB1EUR)A | COM | 81750R102 | $181 | 740 | 0.0% |
| Global Blood Therapeutics inA | COM | 37890U108 | $184 | 425 | 0.0% |
| BIG Lots Inc(BIGGQ)A | COM | 089302103 | $199 | 464 | 0.0% |
| Telecom Argentina S A(TEO)A | SPON ADR REP B | 879273209 | $202 | 3,080 | 0.0% |
| YY IncA | NOTE 0.750% 6/1 | 98426TAD8 | $202 | $200,000 | 0.0% |
| YY IncA | NOTE 1.375% 6/1 | 98426TAF3 | $203 | $200,000 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY)A | SPONDS ADR | 00653A107 | $210 | 3,900 | 0.0% |
| Ionis Pharmaceuticals IncA | NOTE 0.125%12/1 | 462222AB6 | $210 | $200,000 | 0.0% |
| Herbalife LTDA | NOTE 2.625% 3/1 | 42703MAD5 | $214 | $200,000 | 0.0% |
| Jazz Investments I LTDA | NOTE 1.500% 8/1 | 472145AD3 | $216 | $200,000 | 0.0% |
| Biomarin Pharmaceutical IncA | NOTE 0.599% 8/0 | 09061GAH4 | $216 | $200,000 | 0.0% |
| Xerox Holdings Corp(XRX)A | COM NEW | 98421M106 | $222 | 959 | 0.0% |
| Illumina IncA | NOTE 8/1 | 452327AK5 | $223 | $200,000 | 0.0% |
| Cardiovascular SYS Inc del(CSIIEUR)A | COM | 141619106 | $229 | 524 | 0.0% |
| Insmed IncA | NOTE 1.750% 1/1 | 457669AA7 | $229 | $200,000 | 0.0% |
| National BK Hldgs Corp(NBHC)A | CL A | 633707104 | $244 | 744 | 0.0% |
| Saia Inc(SAIA)A | COM | 78709Y105 | $250 | 138 | 0.0% |
| Proto Labs Inc(PRLB)A | COM | 743713109 | $253 | 165 | 0.0% |
| BIG 5 Sporting Goods Corp(BG3)A | COM | 08915P101 | $256 | 2,511 | 0.0% |
| Liberty Media Corp delA | NOTE 1.000% 1/3 | 531229AF9 | $257 | $200,000 | 0.0% |
| Viavi Solutions IncA | NOTE 1.000% 3/0 | 925550AB1 | $259 | $200,000 | 0.0% |
| Banc of California Inc(BANC)A | COM | 05990K106 | $265 | 1,799 | 0.0% |
| Zynga IncA | NOTE 0.250% 6/0 | 98986TAB4 | $268 | $200,000 | 0.0% |
| Kohls Corp(KSS)A | COM | 500255104 | $269 | 660 | 0.0% |
| Chart Inds Inc(GTLS)A | COM PAR $0.01 | 16115Q308 | $273 | 232 | 0.0% |
| Synaptics IncA | NOTE 0.500% 6/1 | 87157DAD1 | $276 | $200,000 | 0.0% |
| CVB Finl Corp(CVBF)A | COM | 126600105 | $277 | 1,421 | 0.0% |
| Powell Inds Inc(POWL)A | COM | 739128106 | $285 | 967 | 0.0% |
| Block H & R Inc(HRB)A | COM | 093671105 | $293 | 1,849 | 0.0% |
| Everbridge IncA | NOTE 0.125%12/1 | 29978AAC8 | $296 | $200,000 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $296 | $300,000 | 0.0% |
| Kirklands Inc(TBHC)A | COM | 497498105 | $299 | 1,675 | 0.0% |
| Nuvasive IncA | NOTE 2.250% 3/1 | 670704AG0 | $302 | $300,000 | 0.0% |
| Iqiyi IncA | NOTE 3.750%12/0 | 46267XAB4 | $302 | $300,000 | 0.0% |
| Tempur Sealy Intl Inc(SGI)A | COM | 88023U101 | $310 | 1,147 | 0.0% |
| Tactile SYS Technology Inc(TCMD)A | COM | 87357P100 | $318 | 707 | 0.0% |
| Gamestop Corp New(GME)A | CL A | 36467W109 | $326 | 1,732 | 0.0% |
| 3-D SYS Corp del(DDD)A | COM NEW | 88554D205 | $331 | 3,161 | 0.0% |
| Fireeye Inc(FEYECHF)A | COM | 31816Q101 | $346 | 1,500 | 0.0% |