Q4 2020 Holdings
Filed 2021-02-10 | 1546 holdings | $231.5M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Huazhu Group LTDA | NOTE 0.375%11/0 | 16949NAC3 | $348 | $300,000 | 0.0% |
| Biglari Hldgs Inc(BH)A | COM STK CL B | 08986R309 | $349 | 314 | 0.0% |
| Spirit Aerosystems Hldgs Inc(S9Q)A | COM CL A | 848574109 | $352 | 900 | 0.0% |
| Sangamo Therapeutics Inc(SGMO)A | COM | 800677106 | $359 | 2,300 | 0.0% |
| Hanesbrands Inc(HN9)A | COM | 410345102 | $376 | 2,580 | 0.0% |
| Live Nation Entertainment inA | NOTE 2.500% 3/1 | 538034AQ2 | $391 | $300,000 | 0.0% |
| RED Robin Gourmet Burgers in(RRGB)A | COM | 75689M101 | $403 | 2,096 | 0.0% |
| Safeguard Scientifics IncA | COM NEW | 786449207 | $416 | 6,517 | 0.0% |
| Exact Sciences CorpA | NOTE 0.375% 3/1 | 30063PAB1 | $418 | $300,000 | 0.0% |
| Shake Shack Inc(SHAK)A | CL A | 819047101 | $419 | 494 | 0.0% |
| Biolife Solutions Inc(BLFS)A | COM NEW | 09062W204 | $439 | 1,100 | 0.0% |
| Mattel Inc(MAT)A | COM | 577081102 | $439 | 2,516 | 0.0% |
| Pure Storage IncA | NOTE 0.125% 4/1 | 74624MAB8 | $446 | $400,000 | 0.0% |
| Peapack-Gladstone Finl Corp(PGC)A | COM | 704699107 | $456 | 2,004 | 0.0% |
| Priceline GRP IncA | NOTE 0.900% 9/1 | 741503AX4 | $469 | $400,000 | 0.0% |
| Whitestone REIT(WSR)A | COM | 966084204 | $470 | 5,897 | 0.0% |
| Axos Financial Inc(AX)A | COM | 05465C100 | $477 | 1,270 | 0.0% |
| Independent BK Corp Mich(IBCP)A | COM NEW | 453838609 | $487 | 2,637 | 0.0% |
| Washington Prime Group NewA | COM | 93964W405 | $490 | 7,525 | 0.0% |
| Alliance Data Systems Corp(BFH)A | COM | 018581108 | $494 | 667 | 0.0% |
| Pinduoduo IncA | NOTE 12/0 | 722304AC6 | $495 | $400,000 | 0.0% |
| Invitae Corp(NVTA1EUR)A | COM | 46185L103 | $502 | 1,200 | 0.0% |
| Proofpoint IncA | NOTE 0.250% 8/1 | 743424AF0 | $504 | $450,000 | 0.0% |
| American Airls Group IncA | NOTE 6.500% 7/0 | 02376RAF9 | $505 | $400,000 | 0.0% |
| Voxx Intl CorpA | CL A | 91829F104 | $507 | 3,973 | 0.0% |
| Enterprise Prods Partners L(EPD)A | COM | 293792107 | $509 | 2,600 | 0.0% |
| Williams Sonoma Inc(WSM)A | COM | 969904101 | $517 | 508 | 0.0% |
| Urstadt Biddle Pptys Inc(UBAUSD)A | CL A | 917286205 | $526 | 3,722 | 0.0% |
| Insulet CorpA | NOTE 0.375% 9/0 | 45784PAK7 | $527 | $400,000 | 0.0% |
| Lantheus Hldgs Inc(LNTH)A | COM | 516544103 | $532 | 3,946 | 0.0% |
| Saul Ctrs Inc(BFS)A | COM | 804395101 | $534 | 1,685 | 0.0% |
| Iqiyi IncA | NOTE 2.000% 4/0 | 46267XAD0 | $540 | $600,000 | 0.0% |
| Shotspotter Inc(SSTI)A | COM | 82536T107 | $547 | 1,450 | 0.0% |
| Neogenomics Inc(NEO)A | COM NEW | 64049M209 | $563 | 1,045 | 0.0% |
| Highpoint RES Corp(HPR)A | COM | 43114K207 | $574 | 6,262 | 0.0% |
| Egain Corp(EGAN)A | COM NEW | 28225C806 | $580 | 4,915 | 0.0% |
| ACI Worldwide Inc(ACIW)A | COM | 004498101 | $585 | 1,523 | 0.0% |
| Dime Cmnty Bancshares Inc(DCOMUSD)A | COM | 253922108 | $601 | 3,810 | 0.0% |
| Capstead MTG Corp(CMO)A | COM NO PAR | 14067E506 | $607 | 10,451 | 0.0% |
| Twitter IncA | NOTE 0.250% 6/1 | 90184LAF9 | $607 | $500,000 | 0.0% |
| Lumentum Hldgs IncA | NOTE 0.500%12/1 | 55024UAD1 | $611 | $500,000 | 0.0% |
| Twitter IncA | NOTE 1.000% 9/1 | 90184LAD4 | $615 | $600,000 | 0.0% |
| Kopin Corp(KOPN)A | COM | 500600101 | $618 | 25,421 | 0.0% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $619 | $500,000 | 0.0% |
| Brooks Automation Inc New(AZTA)A | COM | 114340102 | $625 | 921 | 0.0% |
| Star Group L P(SGU)A | UNIT LTD PARTNR | 85512C105 | $630 | 6,697 | 0.0% |
| Salem Media Group IncA | CL A | 794093104 | $632 | 60,742 | 0.0% |
| Kinsale Cap Group Inc(KNSL)A | COM | 49714P108 | $634 | 317 | 0.0% |
| TRI Pointe Group Inc(TPH)A | COM | 87265H109 | $640 | 3,711 | 0.0% |
| Exact Sciences CorpA | NOTE 0.375% 3/0 | 30063PAC9 | $655 | $500,000 | 0.0% |