Q4 2021 Holdings
Filed 2022-02-14 | 20787 holdings | $12.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| KLX Energy Servics Holdngs I(KLXE) | COM NEW | 48253L205 | $2 | 736 | 0.0% |
| KKR & Co Inc | 6% MCONV PFD C | 48251W401 | $2 | 19 | 0.0% |
| Forest Road Acquisition COR | *W EXP 01/15/202 | 34619V111 | $2 | 2,433 | 0.0% |
| Absolute SHS TR(WBIF) | WBI BBR VAL 3000 | 00400R601 | $2 | 66 | 0.0% |
| Hyperfine Inc(HYPR) | COM CL A | 44916K106 | $2 | 292 | 0.0% |
| Aesthetic MED Intl Hldg GR L(PAIYY) | ADS | 00809M104 | $3 | 989 | 0.0% |
| Toughbuilt Inds Inc | *W EXP 05/15/202 | 89157G116 | $3 | 24,417 | 0.0% |
| Mesa RTY TR(MTR) | UNIT BEN INT | 590660106 | $3 | 500 | 0.0% |
| Income Opportunity Rlty Invs(IOR) | COM | 452926108 | $3 | 265 | 0.0% |
| Valneva SE(VALN) | SPONSORED ADS | 92025Y103 | $3 | 57 | 0.0% |
| Kanzhun Limited(BZ)Call | SPONSORED ADS | 48553T106 | $3 | 100 | 0.0% |
| Auddia Inc | *W EXP 10/17/202 | 05072K115 | $3 | 7,345 | 0.0% |
| Equity Distr Acquisition COR | *W EXP 09/09/202 | 29465E114 | $3 | 4,037 | 0.0% |
| RYB ED Inc | ADR | 74979W101 | $3 | 1,518 | 0.0% |
| Kandi Technologies Group Inc | COM | 483709101 | $3 | 1,000 | 0.0% |
| Meten Holding Group LTD(BTCT) | *W EXP 03/31/202 | G6055H106 | $3 | 27,372 | 0.0% |
| Medtech Acquisition Corp | *W EXP 12/22/202 | 58507N113 | $3 | 5,064 | 0.0% |
| Great ELM Group Inc(GEG) | COM NEW | 39037G109 | $3 | 1,828 | 0.0% |
| Wavedancer Inc | COM | 456696103 | $3 | 653 | 0.0% |
| Caremax Inc | COM CL A | 14171W103 | $3 | 453 | 0.0% |
| Clever Leaves Holdings Inc | COM | 186760104 | $3 | 1,135 | 0.0% |
| Invesco Exch Traded FD TR II(KBWP) | KBW PPTY CASUT | 46138E586 | $3 | 35 | 0.0% |
| Lixte Biotechnology Hldgs in | *W EXP 01/01/202 | 539319111 | $3 | 6,250 | 0.0% |
| Executive Network Partnering | CL A | 30158L100 | $3 | 328 | 0.0% |
| Invesco Exch Traded FD TR II | PURBTA FTSE DV | 46138E487 | $3 | 90 | 0.0% |
| M3 Brigade Acquisition II Co | *W EXP 09/03/202 | 553800111 | $3 | 2,739 | 0.0% |
| Legg Mason ETF Invt TR(YLDE) | CLEARBRIDGE DI | 524682309 | $3 | 64 | 0.0% |
| Legg Mason ETF Invt TR(WINC) | WESTN AST SHRT | 52468L786 | $3 | 115 | 0.0% |
| J P Morgan Exchange-Traded F(JPIB) | INTL BD OPP ETF | 46641Q852 | $3 | 57 | 0.0% |
| Fortistar Sustainable SOL Co | COM CL A | 34962M106 | $3 | 306 | 0.0% |
| The Oncology Institute Inc(TOIIW) | *W EXP 11/15/202 | 68236X118 | $3 | 4,372 | 0.0% |
| Rice Acquisition Corp II | *W EXP 99/99/999 | G75529126 | $3 | 2,152 | 0.0% |
| J P Morgan Exchange-Traded F(BBRE) | BETBULD MSCI | 46641Q738 | $3 | 29 | 0.0% |
| Maui LD & Pineapple Inc(MLP) | COM | 577345101 | $3 | 325 | 0.0% |
| Marpai Inc | COM | 571354109 | $3 | 636 | 0.0% |
| Cipher Mining Inc | *W EXP 10/22/202 | 17253J114 | $3 | 2,602 | 0.0% |
| Travere Therapeutics Inc | NOTE 2.500% 9/1 | 761299AB2 | $3 | $3,000 | 0.0% |
| VOC Energy TR(VOC) | TR UNIT | 91829B103 | $3 | 614 | 0.0% |
| Lerer Hippeau Acquisition Co | CL A | 526749106 | $3 | 354 | 0.0% |
| Clever Leaves Holdings Inc | *W EXP 12/18/202 | 186760112 | $3 | 6,043 | 0.0% |
| Hudson Executive Inves III | COM CL A | 44376L107 | $3 | 282 | 0.0% |
| CNS Pharmaceuticals Inc | COM | 18978H102 | $3 | 3,653 | 0.0% |
| Angel Pond Holdings Corp | SHS CL A | G0447J102 | $3 | 307 | 0.0% |
| Neovasc Inc | COM | 64065J304 | $3 | 7,288 | 0.0% |
| LXP Industrial Trust | PFD CONV SER C | 529043309 | $3 | 50 | 0.0% |
| EVO Acquisition Corp | UNIT 99/99/9999 | 30052G207 | $3 | 256 | 0.0% |
| Decarbonization Plus Acquisi | UNIT 07/15/2026 | G2773W129 | $3 | 307 | 0.0% |
| Osmotica Pharmaceuticals PLC | SHS | G6S41R101 | $3 | 2,772 | 0.0% |
| Kingstone COS Inc(KINS) | COM | 496719105 | $3 | 600 | 0.0% |
| Angel Pond Holdings Corp | UNIT 99/99/9999 | G0447J110 | $3 | 299 | 0.0% |