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Ameriprise Financial Inc

Q4 2021 Holdings

Filed 2022-02-14 | 11639 holdings | $24.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Rigel Pharmaceuticals Inc(RIGLUSD)COM766559603$696262,8020.0%
WFC 7 1/2 Perp(WFC)CONV PRF949746804$6964670.0%
Lemonade Inc(LMND)COM52567D107$69916,5860.0%
Teva Pharmaceutical(TEVA)ADR881624209$70088,6610.0%
China Life Insurance CoADR16939P106$70085,1770.0%
Greenwich Lifesciences Inc(GLSI)COM396879108$70128,8680.0%
Forestar Group Inc(FOR)COM346232101$70332,3430.0%
Prudential PLC(PUKN)ADR74435K204$70620,7370.0%
John Hancock Hedged Equity &(HEQ)COM47804L102$70754,3920.0%
JPM Diver RET US MC Equity(JPME)COM46641Q886$7107,4400.0%
Prothena Corp PLC(PRTA)COMG72800108$71214,4200.0%
Tata Motors LTDADR876568502$71222,1830.0%
JPM Diversified RET EM Equit(JPEM)COM46641Q308$71312,5450.0%
Berkeley Lights Inc(BLIUSD)COM084310101$71639,3840.0%
Invesco Senior Income Trust(VVR)COM46131H107$717166,0680.0%
Invesco Bond Fund(VBF)COM46132L107$72136,2000.0%
Citizens & Northern Corp(CZNC)COM172922106$72227,6850.0%
First Trust Managed Municipa(FMB)COM33739N108$72312,6920.0%
Great Southern Bancorp Inc(GSBC)COM390905107$72712,2640.0%
Ishares 0-3 Month Treasury B(SGOV)COM46436E718$7297,2870.0%
BlackRock Corp HI YLD(HYT)COM09255P107$73259,3560.0%
Spdr Bloomberg International(BWX)COM78464A516$73926,1260.0%
RCM Technologies Inc(RCMT)COM749360400$740104,0230.0%
Ishares Global Infrastructur(IGF)COM464288372$74415,6430.0%
Shinhan Financial Group(SHG)ADR824596100$74624,1470.0%
Lineage Cell Therapeutics in(LCTX)COM53566P109$747304,9890.0%
Eyepoint Pharmaceuticals Inc(EYPT)COM30233G209$75061,2360.0%
Midland States Bancorp Inc(MSBI)COM597742105$75430,4440.0%
Global X Uranium ETF(URA)COM37954Y871$75533,1060.0%
Veritone Inc(VERI)COM92347M100$75733,6800.0%
ZTO Express Cayman Inc(ZTO)ADR98980A105$75826,8900.0%
Pimco INV Grade Corp BD ETF(CORP)COM72201R817$7666,7860.0%
Ares Commercial Real Estate(ACRE)COM04013V108$76752,7420.0%
BlackRock Enhanced Internati(XBGYX)COM092524107$768122,3440.0%
Ubiquiti Inc(UI)COM90353W103$7702,5100.0%
Universal Logistics Holdings(ULH)COM91388P105$77240,9600.0%
Invesco Russell 1000 DYN M/F(OMFL)COM46138J619$77315,4480.0%
BlackRock Muniholdings Fund(MHD)COM09253N104$77446,1930.0%
Thorne Healthtech Inc(THRNUSD)COM885260109$774124,6410.0%
DEL Taco Restaurants Inc(TACOEUR)COM245496104$77462,1430.0%
Ondas Holdings Inc(ONDS)COM68236H204$775115,5070.0%
Ishares Msci Netherlands ETF(EWN)COM464286814$77515,4240.0%
Saratoga Investment Corp(SAR)COM80349A208$77526,3810.0%
Magnolia Oil & Gas Corp(MGY)COM559663109$77641,1220.0%
Chargepoint Holdings IncCOM15961R105$77740,7970.0%
Eaton Vance T/M Buy-Wr in(ETB)COM27828X100$77845,4590.0%
MEI Pharma IncCOM55279B202$784293,4370.0%
Fastly Inc(FSLY)COM31188V100$78722,1920.0%
Invesco S&P Smallcap Consume(PSCC)COM46138E172$7927,1550.0%
Verso CorpCOM92531L207$79329,3260.0%
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