Q4 2021 Holdings
Filed 2022-02-14 | 17165 holdings | $6.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Seanergy Maritime Hldgs Corp | *W EXP 05/13/202 | Y73760152 | $1 | 13,109 | 0.0% |
| Ventoux CCM Acquisition Corp | RIGHT 99/99/9999 | 92280L127 | $3 | 12,517 | 0.0% |
| Hycroft Mining Holding Corp | *W EXP 10/12/202 | 44862P125 | $3 | 16,552 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $4 | 10,793 | 0.0% |
| Great Panther MNG LTD | COM | 39115V101 | $4 | 18,694 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHR) | RIGHT 05/23/2022 | 106762123 | $4 | 19,125 | 0.0% |
| Regulus Therapeutics IncCall | COM NEW | 75915K200 | $5 | 15,500 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $5 | 14,855 | 0.0% |
| Ventoux CCM Acquisition Corp | *W EXP 09/30/202 | 92280L119 | $6 | 12,517 | 0.0% |
| Eros STX Global CorporationPut | SHS NEW | G3788M114 | $6 | 23,100 | 0.0% |
| Arya Sciences Acqu Corp IV | CL A | G31659108 | $7 | 694 | 0.0% |
| Aeterna Zentaris IncPut | COM | 007975402 | $7 | 19,700 | 0.0% |
| Rockwell MED IncCall | COM | 774374102 | $7 | 16,300 | 0.0% |
| Guardion Health Sciences Inc | COM | 40145Q401 | $7 | 10,567 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD)Put | COM | 00444T100 | $7 | 13,300 | 0.0% |
| Agilethought Inc(AGLWQ) | *W EXP 99/99/999 | 00857F118 | $8 | 12,744 | 0.0% |
| Twelve Seas Investment Co II | *W EXP 03/02/202 | 90118T114 | $8 | 15,820 | 0.0% |
| IT Tech Packaging IncPut | COM NEW | 46527C100 | $8 | 34,700 | 0.0% |
| Metacrine IncPut | COM | 59101E103 | $8 | 11,300 | 0.0% |
| OCA Acquisition Corp | *W EXP 01/14/202 | 670865112 | $9 | 19,110 | 0.0% |
| Ackrell Spac Partners I Co | *W EXP 12/01/202 | 00461L113 | $9 | 17,115 | 0.0% |
| Nabriva Therapeutics PLCPut | SHS | G63637113 | $9 | 14,800 | 0.0% |
| Iterum Therapeutics PLC | SHS | G6333L101 | $9 | 22,390 | 0.0% |
| Best Inc(BSTIN) | SPONSORED ADS | 08653C106 | $9 | 10,062 | 0.0% |
| Dune Acquisition Corp | *W EXP 10/29/202 | 265334110 | $10 | 21,587 | 0.0% |
| Almaden Minerals LTD(AAUAF)Call | COM CL B | 020283305 | $10 | 34,500 | 0.0% |
| Metacrine Inc | COM | 59101E103 | $10 | 14,672 | 0.0% |
| Adamis Pharmaceuticals CorpPut | COM NEW | 00547W208 | $10 | 17,300 | 0.0% |
| Evoke Pharma IncCall | COM | 30049G104 | $11 | 19,300 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $11 | 27,978 | 0.0% |
| Microvast Holdings Inc(MVSTW) | *W EXP 04/01/202 | 59516C114 | $11 | 11,575 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Call | COM NEW | 63937X202 | $11 | 10,700 | 0.0% |
| Tyme Technologies Inc | COM | 90238J103 | $11 | 18,708 | 0.0% |
| Nine Energy Service Inc(NINEQ)Put | COM | 65441V101 | $11 | 10,500 | 0.0% |
| Phio Pharmaceuticals CorpCall | COM NEW | 71880W303 | $12 | 12,300 | 0.0% |
| Lightjump Acquisition Corp | *W EXP 01/12/202 | 53228M114 | $12 | 24,296 | 0.0% |
| OTR Acquisition Corp | *W EXP 11/30/202 | 67113Q113 | $12 | 24,750 | 0.0% |
| Ignyte Acquisition Corp | *W EXP 01/05/202 | 45175H114 | $12 | 15,289 | 0.0% |
| Team IncPut | COM | 878155100 | $12 | 10,900 | 0.0% |
| Nabriva Therapeutics PLCCall | SHS | G63637113 | $12 | 20,600 | 0.0% |
| Kaixin Auto HldgsCall | SHS | G5223X100 | $12 | 10,800 | 0.0% |
| Cbdmd Inc(LEVBUSD) | COM | 12482W101 | $12 | 10,754 | 0.0% |
| Nabriva Therapeutics PLC | SHS | G63637113 | $13 | 21,382 | 0.0% |
| Tiziana Life Sciences LTD(TLSA)Call | COM | G88912103 | $13 | 13,600 | 0.0% |
| Moringa Acquisition Corp | *W EXP 02/22/202 | G6S23K124 | $13 | 23,933 | 0.0% |
| Aslan Pharmaceuticals LTDPut | ADS | 04522R101 | $13 | 11,600 | 0.0% |
| Comsovereign Hldg Corp(DRNEEUR) | COM NEW | 205650203 | $13 | 17,103 | 0.0% |
| Protalix Biotherapeutics Inc(PLX)Put | COM | 74365A309 | $13 | 15,700 | 0.0% |
| Stealth Biotherapeutics Corp | SPONSORED ADS | 85789A105 | $13 | 16,213 | 0.0% |
| Ready Capital Corp | 7% CN SR NT 2023 | 75574U200 | $13 | $12,050 | 0.0% |