Q4 2021 Holdings
Filed 2022-02-14 | 17165 holdings | $6.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Celsion Corp | COM PAR NEW | 15117N503 | $18 | 33,951 | 0.0% |
| Optinose IncPut | COM | 68404V100 | $19 | 11,900 | 0.0% |
| Oncosec MED IncCall | COM | 68234L306 | $19 | 19,400 | 0.0% |
| Aurora Mobile LTDPut | ADS | 051857100 | $19 | 18,200 | 0.0% |
| Rewalk Robotics LTDCall | SHS | M8216Q200 | $19 | 15,200 | 0.0% |
| Spartan Acquisition Corp III | *W EXP 02/04/202 | 84677R114 | $19 | 12,960 | 0.0% |
| Gold Resource Corp(GORO)Call | COM | 38068T105 | $20 | 12,600 | 0.0% |
| Queens Gambit Growth Capital | *W EXP 01/19/202 | G7315C119 | $20 | 31,318 | 0.0% |
| Solid Biosciences IncPut | COM | 83422E105 | $20 | 11,500 | 0.0% |
| Lizhi IncPut | ADS | 53933L104 | $20 | 11,000 | 0.0% |
| First Wave Biopharma Inc | COM | 33749P101 | $20 | 14,101 | 0.0% |
| Logan Ridge Finance Corp | 5.75% NT CV 22 | 14054R403 | $21 | $20,850 | 0.0% |
| Zovio Inc(ZVOI)Put | COM | 98979V102 | $21 | 16,700 | 0.0% |
| Tyme Technologies IncCall | COM | 90238J103 | $21 | 34,400 | 0.0% |
| Phio Pharmaceuticals CorpPut | COM NEW | 71880W303 | $21 | 21,000 | 0.0% |
| Mereo Biopharma Group PLC(MREO)Put | ADS | 589492107 | $21 | 13,200 | 0.0% |
| Metacrine IncCall | COM | 59101E103 | $21 | 31,300 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR)Put | COM | 30048L104 | $21 | 56,500 | 0.0% |
| Broadwind Inc(BWEN)Call | COM NEW | 11161T207 | $21 | 11,000 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR)Put | COM NEW | 128058203 | $21 | 24,400 | 0.0% |
| Entasis Therapeutics Hldgs I | COM | 293614103 | $22 | 10,197 | 0.0% |
| Armstrong Flooring Inc(AFIIQ)Call | COM | 04238R106 | $22 | 11,000 | 0.0% |
| Boxed Inc | *W EXP 12/22/202 | 103174116 | $22 | 18,753 | 0.0% |
| Longview Acquisition Corp II | *W EXP 99/99/999 | 54319Q113 | $22 | 26,466 | 0.0% |
| Avenue Therapeutics Inc | COM NEW | 05360L205 | $22 | 24,227 | 0.0% |
| FSD Pharma Inc(HUGEUSD)Put | CL B SUB VTG | 35954B206 | $22 | 21,300 | 0.0% |
| Tantech Hldgs LTD | COM | G8675X107 | $22 | 48,875 | 0.0% |
| Platinum Group Metals LTD(PLG)Call | COM | 72765Q882 | $22 | 13,900 | 0.0% |
| Waterdrop Inc(WDH) | ADS | 94132V105 | $22 | 15,774 | 0.0% |
| Kismet Acquisition Two Corp | *W EXP 06/30/202 | G52807115 | $22 | 43,844 | 0.0% |
| DHC Acquisition Corp | *W EXP 02/25/202 | G2758T117 | $22 | 42,121 | 0.0% |
| New Vista Acquisition Corp | *W EXP 02/01/202 | G6529L121 | $22 | 29,793 | 0.0% |
| US Well Services Inc | CL A NEW | 91274U200 | $22 | 19,546 | 0.0% |
| Marker Therapeutics IncPut | COM | 57055L107 | $22 | 23,200 | 0.0% |
| Statera Biopharma Inc(STAB)Put | COM | 857561104 | $23 | 10,100 | 0.0% |
| Vaccinex IncPut | COM | 918640103 | $23 | 21,900 | 0.0% |
| Overseas Shipholding Group I(OSG1EUR)Put | CL A NEW | 69036R863 | $23 | 12,300 | 0.0% |
| Ithax Acquisition Corp | *W EXP 02/01/202 | G49775128 | $23 | 41,909 | 0.0% |
| Englobal CorpPut | COM | 293306106 | $23 | 17,300 | 0.0% |
| Chembio Diagnostics Inc(CEMIUSD)Put | COM NEW | 163572209 | $23 | 20,000 | 0.0% |
| Galiano Gold Inc(GAU) | COM | 36352H100 | $23 | 33,260 | 0.0% |
| DBV Technologies S ACall | SPONSORED ADR | 23306J101 | $23 | 14,200 | 0.0% |
| Genprex Inc | COM | 372446104 | $23 | 17,464 | 0.0% |
| Lipocine Inc NewPut | COM | 53630X104 | $24 | 24,400 | 0.0% |
| Oragenics Inc | COM PAR | 684023302 | $24 | 54,375 | 0.0% |
| Protalix Biotherapeutics Inc(PLX) | COM | 74365A309 | $24 | 29,015 | 0.0% |
| North Atlantic Acquisitn COR | *W EXP 10/20/202 | G66139125 | $24 | 32,488 | 0.0% |
| Nextnav Inc(NNAVW) | *W EXP 10/28/202 | 65345N114 | $24 | 14,719 | 0.0% |
| Babylon Hldgs LTD | *W EXP 10/21/202 | G07031118 | $24 | 34,849 | 0.0% |
| Mind Technology Inc | COM | 602566101 | $24 | 14,490 | 0.0% |