Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rivernorth Doubleline Strate | Wt | 76882G156 | $0 | 93,467 | 0.0% |
| Angel OAK Finl Strategies in(FINS-R) | Wt | 03464A118 | $2 | 11,435 | 0.0% |
| Toughbuilt Inds Inc | Wt | 89157G116 | $2 | 10,805 | 0.0% |
| Falcon Minerals Corp | Wt | 30607B208 | $2 | 11,467 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHR) | Wt | 106762123 | $4 | 19,700 | 0.0% |
| Hycroft Mining Holding Corp | Wt | 44862P125 | $6 | 17,588 | 0.0% |
| Great Panther MNG LTDCall | Cmn | 39115V101 | $7 | 14,200 | 0.0% |
| Isoray Inc | Cmn | 46489V104 | $7 | 10,798 | 0.0% |
| Ackrell Spac Partners I Co | Wt | 00461L113 | $8 | 17,985 | 0.0% |
| Puxin LTDPut | Depository Receipt | 74704P108 | $8 | 14,600 | 0.0% |
| Reeds IncPut | Cmn | 758338107 | $8 | 13,100 | 0.0% |
| IT Tech Packaging IncPut | Cmn | 46527C100 | $8 | 21,600 | 0.0% |
| Foresight Acquisition Corp | Wt | 34552Y114 | $9 | 10,560 | 0.0% |
| Great Panther MNG LTDPut | Cmn | 39115V101 | $9 | 20,100 | 0.0% |
| Celsion CorpPut | Cmn | 15117N503 | $9 | 10,200 | 0.0% |
| Ignyte Acquisition Corp | Wt | 45175H114 | $10 | 15,289 | 0.0% |
| Rockwell MED IncPut | Cmn | 774374102 | $10 | 16,400 | 0.0% |
| Q&K Intl Group LTD | Depository Receipt | 74738J102 | $10 | 15,045 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHW) | Wt | 106762115 | $10 | 19,351 | 0.0% |
| China SXT Pharmaceuticals in | Cmn | G2161P116 | $11 | 10,754 | 0.0% |
| Great Panther MNG LTD | Cmn | 39115V101 | $11 | 24,294 | 0.0% |
| Reeds IncCall | Cmn | 758338107 | $11 | 17,900 | 0.0% |
| EVO Acquisition Corp | Wt | 30052G116 | $12 | 22,291 | 0.0% |
| Bite Acquisition Corp | Wt | 09175K113 | $12 | 21,846 | 0.0% |
| Qutoutiao IncCall | Depository Receipt | 74915J107 | $12 | 12,100 | 0.0% |
| Polarityte IncCall | Cmn | 731094108 | $12 | 19,100 | 0.0% |
| Rave Restaurant Group Inc(RAVE)Call | Cmn | 754198109 | $13 | 10,100 | 0.0% |
| Agilethought Inc(AGLWQ) | Wt | 00857F118 | $13 | 12,834 | 0.0% |
| LDH Growth Corp I | Wt | G54094126 | $13 | 17,497 | 0.0% |
| TD Hldgs Inc | Cmn | 87250W103 | $13 | 18,622 | 0.0% |
| Lightjump Acquisition Corp | Wt | 53228M114 | $13 | 24,296 | 0.0% |
| OTR Acquisition Corp | Wt | 67113Q113 | $13 | 24,845 | 0.0% |
| Rave Restaurant Group Inc(RAVE)Put | Cmn | 754198109 | $13 | 10,000 | 0.0% |
| IT Tech Packaging Inc | Cmn | 46527C100 | $14 | 35,461 | 0.0% |
| OCA Acquisition Corp | Wt | 670865112 | $14 | 26,007 | 0.0% |
| Arya Sciences Acqu Corp IV | Cmn | G31659108 | $14 | 1,412 | 0.0% |
| Alterity Therapeutics LTD(PRANGBP) | Depository Receipt | 02155X106 | $15 | 11,761 | 0.0% |
| Surgalign Holdings IncCall | Cmn | 86882C105 | $15 | 13,700 | 0.0% |
| Fury Gold Mines Limited(FURY) | Cmn | 36117T100 | $16 | 25,399 | 0.0% |
| Haymaker Acquisition Corp II | Wt | 42087R116 | $16 | 20,509 | 0.0% |
| Nabriva Therapeutics PLCPut | Cmn | G63637113 | $16 | 13,300 | 0.0% |
| BIG Cypress Acquisition Corp | Wt | 089115117 | $17 | 18,875 | 0.0% |
| Savara Inc(SVRA)Put | Cmn | 805111101 | $17 | 12,200 | 0.0% |
| Utstarcom Holdings Corp(UTSI) | Cmn | G9310A114 | $17 | 14,514 | 0.0% |
| Celsion CorpCall | Cmn | 15117N503 | $17 | 18,500 | 0.0% |
| Aeterna Zentaris IncPut | Cmn | 007975402 | $17 | 22,900 | 0.0% |
| Senmiao Technology LTD | Cmn | 817225105 | $17 | 29,224 | 0.0% |
| Castlight Health Inc(CSLT1EUR)Put | Cmn | 14862Q100 | $17 | 10,800 | 0.0% |
| Tomi Environmental Solutions(TOMZ) | Cmn | 890023203 | $18 | 12,880 | 0.0% |
| Rosecliff Acquisition Corp I | Wt | 77732R111 | $18 | 32,789 | 0.0% |