Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tscan Therapeutics Inc(TCRX) | Cmn | 89854M101 | $99 | 11,922 | 0.0% |
| Yiren Digital LTD(YRD) | Depository Receipt | 98585L100 | $99 | 32,997 | 0.0% |
| Mosys IncCall | Cmn | 619718307 | $99 | 19,900 | 0.0% |
| Computer Task Group Inc(CTGUSD) | Cmn | 205477102 | $99 | 12,327 | 0.0% |
| Direxion SHS ETF TR(EDZ) | Cmn | 25460E547 | $99 | 10,415 | 0.0% |
| DBV Technologies S A | Depository Receipt | 23306J101 | $99 | 20,282 | 0.0% |
| Daseke Inc(DSKEUSD)Put | Cmn | 23753F107 | $99 | 10,800 | 0.0% |
| Kaleido Biosciences Inc(KLDO)Call | Cmn | 483347100 | $99 | 18,100 | 0.0% |
| Energy Focus Inc | Cmn | 29268T409 | $99 | 31,930 | 0.0% |
| Accelerate Acquisition Corp | Wt | 00439D110 | $100 | 106,314 | 0.0% |
| Ampio Pharmaceuticals Inc | Cmn | 03209T109 | $100 | 60,475 | 0.0% |
| Scynexis Inc(SCYX)Call | Cmn | 811292200 | $100 | 18,900 | 0.0% |
| Epizyme Inc(EPZMEUR)Put | Cmn | 29428V104 | $100 | 19,600 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | Cmn | 30048L104 | $100 | 135,396 | 0.0% |
| Happiness Biotech Group LTD | Cmn | G4289N114 | $100 | 102,816 | 0.0% |
| Gold Resource Corp(GORO) | Cmn | 38068T105 | $100 | 63,487 | 0.0% |
| Northern Star Invest Corp II | Cmn | 66574L209 | $100 | 10,174 | 0.0% |
| Tricida Inc(1T7)Call | Cmn | 89610F101 | $100 | 21,600 | 0.0% |
| CF Acquisition Corp VI | Wt | 12521J111 | $100 | 125,000 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR)Call | Cmn | 00548A106 | $100 | 20,300 | 0.0% |
| Bowx Acquisition Corp | Wt | 103085114 | $100 | 48,054 | 0.0% |
| Dixie Group Inc(DXYN) | Cmn | 255519100 | $100 | 20,648 | 0.0% |
| Swedish Expt CR Corp | Cmn | 870297801 | $100 | 14,887 | 0.0% |
| Fortress Capital Acquisition | Wt | G36427121 | $100 | 113,859 | 0.0% |
| Population Health Invs Co in | Wt | G71716115 | $100 | 133,333 | 0.0% |
| Seachange Intl Inc | Cmn | 811699107 | $101 | 95,658 | 0.0% |
| Renesola LTD(VQKA)Put | Depository Receipt | 75971T301 | $101 | 15,400 | 0.0% |
| Trecora RES | Cmn | 894648104 | $101 | 12,375 | 0.0% |
| Anzu Special Acquisitin Corp | Wt | 03737A119 | $101 | 160,493 | 0.0% |
| Dd3 Acquisition Corp II(DDMX) | Cmn | 23318M100 | $101 | 10,133 | 0.0% |
| Firsthand Technology Value F(SVVC)Put | Cmn | 33766Y100 | $101 | 21,400 | 0.0% |
| LM FDG Amer Inc | Cmn | 502074404 | $101 | 24,710 | 0.0% |
| CC Neuberger Principal Holdn | Wt | G1992N126 | $101 | 101,377 | 0.0% |
| Contango Oil & Gas Co(MCF1EUR)Put | Cmn | 21075N204 | $101 | 22,200 | 0.0% |
| BlackRock RES & Commodities(BCX) | Cmn | 09257A108 | $101 | 11,289 | 0.0% |
| G&P Acquisition Corp | Cmn | 36146G202 | $101 | 10,045 | 0.0% |
| Eucrates Biomedical Acqu COR | Cmn | G3141W114 | $101 | 10,053 | 0.0% |
| B Riley Prin 250 Merger Corp | Cmn | 05602L203 | $101 | 10,185 | 0.0% |
| Best Inc(BSTIN) | Depository Receipt | 08653C106 | $101 | 60,404 | 0.0% |
| Globus Maritime Limited New(GLBS) | Cmn | Y27265126 | $102 | 34,974 | 0.0% |
| Good Times Restaurants Inc(GTIM)Call | Cmn | 382140879 | $102 | 19,900 | 0.0% |
| F-Star Therapeutics IncCall | Cmn | 30315R107 | $102 | 13,900 | 0.0% |
| Diamedica Therapeutics Inc(DMAC)Call | Cmn | 25253X207 | $102 | 25,400 | 0.0% |
| Everspin Technologies Inc(MRAM)Call | Cmn | 30041T104 | $102 | 15,800 | 0.0% |
| Blueriver Acquisition Corp | Wt | G1261Q115 | $102 | 157,149 | 0.0% |
| Harpoon Therapeutics IncCall | Cmn | 41358P106 | $102 | 12,900 | 0.0% |
| Capstone Green Energy CorpPut | Cmn | 14067D508 | $102 | 21,200 | 0.0% |
| Jounce Therapeutics Inc(JNCEEUR)Call | Cmn | 481116101 | $102 | 13,700 | 0.0% |
| Stagwell Inc(STGW) | Cmn | 85256A109 | $102 | 13,320 | 0.0% |
| Turmeric Acquisition Corp | Wt | G9127T124 | $103 | 150,000 | 0.0% |