Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sino-Global Shipping Amer LT | Cmn | 82935V208 | $103 | 44,830 | 0.0% |
| Sachem Cap Corp(SACH)Call | Cmn | 78590A109 | $103 | 18,900 | 0.0% |
| Audacy IncPut | Cmn | 05070N103 | $103 | 27,900 | 0.0% |
| Dyadic Intl Inc del(DYAI) | Cmn | 26745T101 | $103 | 18,490 | 0.0% |
| Aptinyx IncPut | Cmn | 03836N103 | $103 | 44,200 | 0.0% |
| Ovid Therapeutics Inc(OVID)Call | Cmn | 690469101 | $103 | 30,600 | 0.0% |
| Turmeric Acquisition Corp | Wt | G9127T124 | $103 | 150,000 | 0.0% |
| CIM Coml TR CorpCall | Cmn | 125525584 | $104 | 11,500 | 0.0% |
| Ezgo Technologies LTD(EZGO) | Cmn | G5279F102 | $104 | 35,606 | 0.0% |
| Itiquira Acquisition Corp | Cmn | G49773123 | $104 | 10,409 | 0.0% |
| CF Acquisition Corp VIII | Cmn | 12520C208 | $104 | 10,226 | 0.0% |
| Drive Shack Inc(DSEUR)Call | Cmn | 262077100 | $104 | 37,000 | 0.0% |
| Powered Brands | Cmn | G7209M124 | $104 | 10,509 | 0.0% |
| Northern Star Invstmnt Corp | Wt | 66573W115 | $104 | 73,595 | 0.0% |
| Genasys Inc(GNSS)Put | Cmn | 36872P103 | $104 | 20,000 | 0.0% |
| Kiromic Biopharma IncPut | Cmn | 497634105 | $105 | 34,100 | 0.0% |
| Earthstone Energy Inc(ESTEEUR)Call | Cmn | 27032D304 | $105 | 11,400 | 0.0% |
| Enthusiast Gaming Hldgs Inc(EGLXF)Call | Cmn | 29385B109 | $105 | 29,000 | 0.0% |
| Capstone Green Energy CorpCall | Cmn | 14067D508 | $105 | 21,900 | 0.0% |
| Zosano Pharma Corp | Cmn | 98979H202 | $105 | 146,166 | 0.0% |
| Orgenesis IncCall | Cmn | 68619K204 | $105 | 21,300 | 0.0% |
| Iclick Interactive Asia GrouCall | Depository Receipt | 45113Y104 | $105 | 19,000 | 0.0% |
| Arclight Clean Transition IIA | *W EXP 03/16/202 | G0R21B112 | $105 | 100,000 | 0.1% |
| Sigma Labs IncPut | Cmn | 826598500 | $105 | 34,200 | 0.0% |
| Forest Road Acquisition COR | Cmn | 34619V202 | $106 | 10,716 | 0.0% |
| Vickers Vantage Corp I | Cmn | G9440B123 | $106 | 10,336 | 0.0% |
| Clipper Rlty Inc(CLPR) | Cmn | 18885T306 | $106 | 13,104 | 0.0% |
| Cytosorbents Corp(CTSO)Put | Cmn | 23283X206 | $106 | 13,000 | 0.0% |
| AGM Group Holdings Inc(AGMH)A | SHS CL A | G0132V105 | $106 | 11,913 | 0.1% |
| Ackrell Spac Partners I Co | Cmn | 00461L204 | $106 | 10,324 | 0.0% |
| Kairos Acquisition Corp | Cmn | G52110122 | $106 | 10,597 | 0.0% |
| MEI Pharma IncCall | Cmn | 55279B202 | $106 | 38,300 | 0.0% |
| Fluent Inc(IDIEUR) | Cmn | 34380C102 | $106 | 46,615 | 0.0% |
| Yellowstone Acquisition Co | Cmn | 98566K204 | $106 | 10,061 | 0.0% |
| Greenlight Capital RE LTD(GLRE)Call | Cmn | G4095J109 | $106 | 14,300 | 0.0% |
| Eros STX Global CorporationPut | Cmn | G3788M114 | $107 | 115,900 | 0.0% |
| Joff Fintech Acquisition COR | Wt | 46592C118 | $107 | 157,392 | 0.0% |
| Empire ST Rlty OP L P | Cmn | 292102308 | $107 | 10,436 | 0.0% |
| Comstock MNG Inc(LODEEUR)Put | Cmn | 205750300 | $107 | 40,100 | 0.0% |
| Colicity Inc | Wt | 194170114 | $107 | 129,225 | 0.0% |
| Sotherly Hotels Inc(SOHO) | Cmn | 83600C103 | $107 | 41,835 | 0.0% |
| Epiphany Technology Acquisit | Cmn | 29429X208 | $107 | 10,661 | 0.0% |
| Molecular Templates IncCall | Cmn | 608550109 | $107 | 16,000 | 0.0% |
| North Atlantic Acquisitn COR | Cmn | G66139117 | $107 | 10,749 | 0.0% |
| Freightcar Amer Inc(RAIL)Call | Cmn | 357023100 | $107 | 23,700 | 0.0% |
| Nuveen PFD & Incm Securties | Cmn | 67072C105 | $107 | 10,884 | 0.0% |
| Navios Maritime Holdings IncCall | Cmn | Y62197119 | $107 | 22,400 | 0.0% |
| Prospector Capital Corp | Cmn | G7273A121 | $108 | 10,819 | 0.0% |
| Hall of Fame Resort & EntmtCall | Cmn | 40619L102 | $108 | 40,700 | 0.0% |
| Seachange Intl IncCall | Cmn | 811699107 | $108 | 101,500 | 0.0% |