Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rosecliff Acquisition Corp I | Wt | 77732R111 | $18 | 32,789 | 0.0% |
| Xinyuan Real Estate Co LTD | Depository Receipt | 98417P105 | $18 | 10,088 | 0.0% |
| Ricebran Technologies | Cmn | 762831204 | $18 | 29,755 | 0.0% |
| Pyxis Tankers Inc | Cmn | Y71726106 | $19 | 25,274 | 0.0% |
| Lion Group Holding LTDCall | Depository Receipt | 53620U102 | $19 | 14,900 | 0.0% |
| Regulus Therapeutics IncPut | Cmn | 75915K200 | $19 | 27,900 | 0.0% |
| 17 ED & Technology Group IncCall | Depository Receipt | 81807M106 | $19 | 21,100 | 0.0% |
| Motus GI Hldgs Inc | Cmn | 62014P108 | $19 | 27,914 | 0.0% |
| Twelve Seas Investment Co II | Wt | 90118T114 | $19 | 29,431 | 0.0% |
| Genocea Biosciences Inc(GNCAQ)Put | Cmn | 372427401 | $20 | 10,500 | 0.0% |
| Secoo Hldg LTDPut | Depository Receipt | 81367P101 | $20 | 16,100 | 0.0% |
| Synthetic Biologics Inc | Cmn | 87164U201 | $20 | 43,708 | 0.0% |
| Nanthealth IncCall | Cmn | 630104107 | $20 | 12,400 | 0.0% |
| Guardion Health Sciences Inc | Cmn | 40145Q401 | $21 | 16,927 | 0.0% |
| Petros Pharmaceuticals Inc | Cmn | 71678J100 | $21 | 10,367 | 0.0% |
| Nine Energy Service Inc(NINEQ) | Cmn | 65441V101 | $22 | 11,997 | 0.0% |
| Artelo Biosciences Inc | Cmn | 04301G201 | $22 | 27,884 | 0.0% |
| Reeds Inc | Cmn | 758338107 | $22 | 36,004 | 0.0% |
| Tarena Intl Inc | Depository Receipt | 876108101 | $22 | 15,643 | 0.0% |
| Tuanche LTD | Depository Receipt | 89856T203 | $22 | 10,183 | 0.0% |
| Assertio Holdings IncPut | Cmn | 04546C205 | $22 | 24,800 | 0.0% |
| MY Size Inc | Cmn | 62844N208 | $23 | 16,621 | 0.0% |
| Ucommune International LTD | Cmn | G9449A100 | $23 | 26,495 | 0.0% |
| Professional Dvrsty Ntwork I | Cmn | 74312Y202 | $23 | 18,433 | 0.0% |
| Regulus Therapeutics Inc | Cmn | 75915K200 | $24 | 35,357 | 0.0% |
| Transglobe Energy Corp | Cmn | 893662106 | $24 | 11,086 | 0.0% |
| Quotient LTDPut | Cmn | G73268107 | $24 | 10,400 | 0.0% |
| Code Chain New Continent LTD | Cmn | 19200A105 | $24 | 18,889 | 0.0% |
| Hill Intl IncPut | Cmn | 431466101 | $24 | 11,700 | 0.0% |
| Secoo Hldg LTD | Depository Receipt | 81367P101 | $24 | 19,046 | 0.0% |
| Weidai LTD | Depository Receipt | 94861A108 | $24 | 31,291 | 0.0% |
| CSI Compressco LPPut | Cmn | 12637A103 | $24 | 13,500 | 0.0% |
| Comsovereign Hldg Corp(DRNEEUR)Call | Cmn | 205650203 | $24 | 14,800 | 0.0% |
| Moringa Acquisition Corp | Wt | G6S23K124 | $25 | 42,495 | 0.0% |
| Tiziana Life Sciences PLCCall | Depository Receipt | 88875G101 | $25 | 16,900 | 0.0% |
| Medigus LTD | Depository Receipt | 58471G300 | $25 | 15,936 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD)Put | Cmn | 00847L100 | $25 | 25,600 | 0.0% |
| Alexco Resource Corp(AXU)Put | Cmn | 01535P106 | $25 | 16,600 | 0.0% |
| Reto ECO Solutions Inc | Cmn | G75271109 | $25 | 31,758 | 0.0% |
| ZW Data Action Technologs inPut | Cmn | 98880R109 | $25 | 20,000 | 0.0% |
| Trevi Therapeutics Inc(TRVI) | Cmn | 89532M101 | $25 | 18,147 | 0.0% |
| Enel Chile S.A.(ENIC)Put | Depository Receipt | 29278D105 | $25 | 10,200 | 0.0% |
| Cidara Therapeutics IncCall | Cmn | 171757107 | $26 | 11,400 | 0.0% |
| Queens Gambit Growth Capital | Wt | G7315C119 | $26 | 31,318 | 0.0% |
| Endra Life Sciences Inc | Cmn | 29273B104 | $26 | 15,264 | 0.0% |
| Qualigen Therapeutics Inc | Cmn | 74754R103 | $26 | 20,341 | 0.0% |
| Astrotech Corp(ASTCEUR) | Cmn | 046484200 | $26 | 24,595 | 0.0% |
| Histogen Inc | Cmn | 43358Y103 | $26 | 34,440 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | Cmn | 00444T100 | $26 | 25,609 | 0.0% |
| Shiftpixy IncCall | Cmn | 82452L203 | $26 | 23,000 | 0.0% |