Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Histogen Inc | Cmn | 43358Y103 | $26 | 34,440 | 0.0% |
| Ithax Acquisition Corp | Wt | G49775128 | $27 | 41,909 | 0.0% |
| Tuniu Corp(TOUR)Put | Depository Receipt | 89977P106 | $27 | 17,600 | 0.0% |
| Best Inc(BSTIN)Call | Depository Receipt | 08653C106 | $27 | 16,000 | 0.0% |
| Nabriva Therapeutics PLCCall | Cmn | G63637113 | $27 | 22,600 | 0.0% |
| Servicesource Intl Inc | Cmn | 81763U100 | $27 | 20,044 | 0.0% |
| Surgalign Holdings IncPut | Cmn | 86882C105 | $27 | 25,200 | 0.0% |
| Pedevco Corp(PED) | Cmn | 70532Y303 | $27 | 18,067 | 0.0% |
| Blue HAT Interactive Entmt T | Cmn | G1329V106 | $27 | 43,864 | 0.0% |
| Lumiradx Limited | Wt | G5709L117 | $27 | 21,745 | 0.0% |
| Cypress Environmentl Partnr | Cmn | 232751107 | $27 | 15,424 | 0.0% |
| Liminal Biosciences IncCall | Cmn | 53272L103 | $28 | 12,200 | 0.0% |
| Idera Pharmaceuticals IncPut | Cmn | 45168K405 | $28 | 26,900 | 0.0% |
| Aditxt Inc | Cmn | 007025109 | $28 | 16,942 | 0.0% |
| Ardelyx Inc(ARDX)Call | Cmn | 039697107 | $28 | 21,300 | 0.0% |
| Palisade BIO Inc | Cmn | 696389105 | $28 | 10,519 | 0.0% |
| Cyren LTD | Cmn | M26895108 | $29 | 45,691 | 0.0% |
| Live OAK Mobility Acquisi Co | Wt | 538126111 | $29 | 30,159 | 0.0% |
| S&W Seed Co | Cmn | 785135104 | $29 | 11,001 | 0.0% |
| Nuverra Environmental Soluti | Cmn | 67091K302 | $29 | 14,876 | 0.0% |
| LMF Acquisition Opportunit I | Wt | 502015118 | $29 | 65,337 | 0.0% |
| Hycroft Mining Holding Corp(HYMCUSD)Put | Cmn | 44862P109 | $29 | 19,200 | 0.0% |
| Oncosec MED IncPut | Cmn | 68234L306 | $29 | 13,700 | 0.0% |
| E Merge Technology Acquisiti | Wt | 26873Y112 | $29 | 41,666 | 0.0% |
| Aeterna Zentaris Inc | Cmn | 007975402 | $30 | 40,013 | 0.0% |
| Galiano Gold Inc(GAU) | Cmn | 36352H100 | $30 | 41,387 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ)Call | Cmn | 63937X202 | $30 | 17,200 | 0.0% |
| Vyne Therapeutics Inc(MNLOUSD)Put | Cmn | 92941V209 | $30 | 21,900 | 0.0% |
| Dynatronics Corp | Cmn | 268157401 | $30 | 20,394 | 0.0% |
| Organigram Hldgs Inc | Cmn | 68620P101 | $30 | 13,123 | 0.0% |
| Four Seasons ED Cayman Inc | Depository Receipt | 35101A101 | $30 | 32,001 | 0.0% |
| Titan Pharmaceuticals Inc deCall | Cmn | 888314606 | $30 | 15,900 | 0.0% |
| Franks Intl N V(XPRO)Put | Cmn | N33462107 | $30 | 10,300 | 0.0% |
| Grupo Supervielle S.A.(SUPV) | Depository Receipt | 40054A108 | $30 | 13,525 | 0.0% |
| Emerson Radio Corp(MSN) | Cmn | 291087203 | $31 | 27,548 | 0.0% |
| Kaixin Auto HldgsCall | Cmn | G5223X100 | $31 | 11,100 | 0.0% |
| Phoenix New Media LTD | Depository Receipt | 71910C103 | $31 | 24,399 | 0.0% |
| Impac MTG Hldgs Inc | Cmn | 45254P508 | $31 | 22,245 | 0.0% |
| Venator Matls PLCCall | Cmn | G9329Z100 | $31 | 11,000 | 0.0% |
| Inmed Pharmaceuticals Inc | Cmn | 457637502 | $31 | 17,942 | 0.0% |
| Hippo Hldgs Inc | Wt | 433539111 | $31 | 32,837 | 0.0% |
| IT Tech Packaging IncCall | Cmn | 46527C100 | $31 | 79,500 | 0.0% |
| Supernova Partn ACQ Co III L | Wt | G8T90F128 | $31 | 33,211 | 0.0% |
| Clearsign Technologies Corp(CLIR)Put | Cmn | 185064102 | $31 | 15,500 | 0.0% |
| CNS Pharmaceuticals Inc | Cmn | 18978H102 | $32 | 21,213 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | Cmn | 00847L100 | $32 | 32,983 | 0.0% |
| Senestech Inc | Cmn | 81720R208 | $32 | 20,748 | 0.0% |
| Tetra Technologies Inc del(TTI)Put | Cmn | 88162F105 | $32 | 10,300 | 0.0% |
| Progress Acquisition Corp | Wt | 74327P113 | $32 | 58,390 | 0.0% |
| Venator Matls PLCPut | Cmn | G9329Z100 | $32 | 11,200 | 0.0% |