Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Marker Therapeutics Inc | Cmn | 57055L107 | $38 | 22,674 | 0.0% |
| Trevena Inc | Cmn | 89532E109 | $38 | 30,780 | 0.0% |
| Astrea Acquisition Corp | Wt | 04637C114 | $38 | 48,758 | 0.0% |
| Trinity Biotech PLC | Depository Receipt | 896438306 | $38 | 17,644 | 0.0% |
| KBS Fashion Group LTD | Cmn | Y46002203 | $38 | 12,929 | 0.0% |
| Ideanomics Inc | Cmn | 45166V106 | $38 | 19,437 | 0.0% |
| Alexco Resource Corp(AXU)Call | Cmn | 01535P106 | $38 | 25,200 | 0.0% |
| ZK Intl Group Co LTD | Cmn | G9892K100 | $38 | 13,519 | 0.0% |
| Agex Therapeutics Inc(AGEGBP) | Cmn | 00848H108 | $38 | 40,537 | 0.0% |
| Exicure Inc(XCUR) | Cmn | 30205M101 | $38 | 31,608 | 0.0% |
| China Natural Resources Inc(CHNR) | Cmn | G2110U109 | $38 | 30,675 | 0.0% |
| Phunware Inc | Cmn | 71948P100 | $38 | 41,237 | 0.0% |
| Orchard Therapeutics PLCCall | Depository Receipt | 68570P101 | $38 | 16,500 | 0.0% |
| Izea Worldwide Inc | Cmn | 46604H105 | $39 | 20,367 | 0.0% |
| Freedom Acquisition I Corp(FRHC) | Wt | G3663X128 | $39 | 57,569 | 0.0% |
| Tanzanian Gold CorpCall | Cmn | 87601A107 | $39 | 79,700 | 0.0% |
| Tuniu Corp(TOUR) | Depository Receipt | 89977P106 | $39 | 25,989 | 0.0% |
| Athlon Acquisition Corp | Wt | 04748A114 | $39 | 56,208 | 0.0% |
| Phio Pharmaceuticals CorpPut | Cmn | 71880W303 | $39 | 19,100 | 0.0% |
| Baosheng Media Group Hldng L(BAOS) | Cmn | G08908108 | $39 | 22,354 | 0.0% |
| Super League Gaming IncPut | Cmn | 86804F202 | $39 | 12,600 | 0.0% |
| Leju Hldgs LTDCall | Depository Receipt | 50187J108 | $39 | 34,600 | 0.0% |
| Catalyst Partnrs Acquisitn C | Wt | G19550121 | $39 | 45,524 | 0.0% |
| Franks Intl N V(XPRO)Call | Cmn | N33462107 | $40 | 13,500 | 0.0% |
| Talkspace Inc | Wt | 87427V111 | $40 | 51,354 | 0.0% |
| Hepion Pharmaceuticals Inc | Cmn | 426897104 | $40 | 26,489 | 0.0% |
| Biondvax Pharmaceuticals LTD | Depository Receipt | 09073Q105 | $40 | 18,076 | 0.0% |
| Cbdmd Inc(LEVBUSD)Put | Cmn | 12482W101 | $40 | 19,400 | 0.0% |
| Lefteris Acquisition Corp | Wt | 52470X117 | $40 | 50,080 | 0.0% |
| Agrofresh Solutions Inc(AGFSEUR)Call | Cmn | 00856G109 | $40 | 18,300 | 0.0% |
| Foxwayne Enterpris Aqstn COR | Wt | 35166L117 | $40 | 84,019 | 0.0% |
| Avenue Therapeutics Inc | Cmn | 05360L205 | $41 | 27,555 | 0.0% |
| Imac Hldgs Inc | Cmn | 44967K104 | $41 | 27,398 | 0.0% |
| Izea Worldwide IncPut | Cmn | 46604H105 | $41 | 21,200 | 0.0% |
| Repro MED SYS Inc(KRMD) | Cmn | 759910102 | $41 | 14,306 | 0.0% |
| Seqll Inc | Cmn | 81734C106 | $41 | 11,233 | 0.0% |
| Carrols Restaurant Group Inc(TASTUSD)Put | Cmn | 14574X104 | $41 | 11,100 | 0.0% |
| Mamamancini S Hldgs Inc(MAMA) | Cmn | 56146T103 | $41 | 17,169 | 0.0% |
| Carrols Restaurant Group Inc(TASTUSD)Call | Cmn | 14574X104 | $41 | 11,300 | 0.0% |
| Hepion Pharmaceuticals IncCall | Cmn | 426897104 | $42 | 27,700 | 0.0% |
| Savara Inc(SVRA) | Cmn | 805111101 | $42 | 30,777 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | Cmn | 018119107 | $42 | 46,975 | 0.0% |
| Precipio IncPut | Cmn | 74019L503 | $42 | 14,800 | 0.0% |
| Gran Tierra Energy IncCall | Cmn | 38500T101 | $42 | 56,500 | 0.0% |
| Marker Therapeutics IncPut | Cmn | 57055L107 | $42 | 24,700 | 0.0% |
| Trio Tech Intl(TRT) | Cmn | 896712205 | $42 | 10,026 | 0.0% |
| Agriforce Growing Systems LTA | COM | C00948106 | $42 | 18,995 | 0.0% |
| Humanco Acquisition Corp | Wt | 44487N117 | $43 | 40,502 | 0.0% |
| SIO Gene Therapies IncCall | Cmn | 829399104 | $43 | 19,800 | 0.0% |
| Panbela Therapeutics Inc | Cmn | 69833Q100 | $43 | 19,682 | 0.0% |