Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Summit Wireless Tech IncCall | Cmn | 86633R203 | $43 | 15,500 | 0.0% |
| Panbela Therapeutics Inc | Cmn | 69833Q100 | $43 | 19,682 | 0.0% |
| SIO Gene Therapies IncCall | Cmn | 829399104 | $43 | 19,800 | 0.0% |
| Invesco Exchange Traded FD TCall | Cmn | 46137V670 | $43 | 12,200 | 0.0% |
| Humanco Acquisition Corp | Wt | 44487N117 | $43 | 40,502 | 0.0% |
| Qumu CorpPut | Cmn | 749063103 | $43 | 17,400 | 0.0% |
| IMV Inc | Cmn | 44974L103 | $43 | 25,902 | 0.0% |
| Teligent Inc New | Cmn | 87960W203 | $43 | 108,162 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | Cmn | 69181V107 | $43 | 10,583 | 0.0% |
| Global Internet of People in | Cmn | G3932F106 | $43 | 18,830 | 0.0% |
| Aytu Biopharma Inc(AYTUUSD)Put | Cmn | 054754874 | $43 | 14,900 | 0.0% |
| Baudax BIO IncCall | Cmn | 07160F107 | $43 | 76,200 | 0.0% |
| Valaris Limited | Wt | G9460G119 | $44 | 12,941 | 0.0% |
| Spectrum Pharmaceuticals Inc | Cmn | 84763A108 | $44 | 20,335 | 0.0% |
| Quad / Graphics Inc(QUAD)Call | Cmn | 747301109 | $44 | 10,300 | 0.0% |
| Dynagas LNG Partners LPPut | Cmn | Y2188B108 | $44 | 14,400 | 0.0% |
| Alkuri Global Acquisition Co | Wt | 66981N111 | $44 | 30,985 | 0.0% |
| Gemini Therapeutics IncPut | Cmn | 36870G105 | $44 | 10,900 | 0.0% |
| Hallmark Finl Svcs Inc | Cmn | 40624Q203 | $44 | 12,007 | 0.0% |
| Bimi International Medical I | Cmn | 05552Q103 | $44 | 60,842 | 0.0% |
| Gulf IS Fabrication Inc(GIFI)Put | Cmn | 402307102 | $44 | 11,000 | 0.0% |
| Jupai Hldgs LTD | Depository Receipt | 48205B107 | $44 | 41,832 | 0.0% |
| Siyata Mobile Inc | Cmn | 83013Q509 | $44 | 12,754 | 0.0% |
| Jaguar Health IncPut | Cmn | 47010C607 | $45 | 19,865 | 0.0% |
| Trinity Biotech PLCCall | Depository Receipt | 896438306 | $45 | 21,000 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD)Call | Cmn | 09625U109 | $45 | 14,800 | 0.0% |
| Celsion Corp | Cmn | 15117N503 | $45 | 48,267 | 0.0% |
| Fluent Inc(IDIEUR)Call | Cmn | 34380C102 | $45 | 19,900 | 0.0% |
| Lion Group Holding LTDPut | Depository Receipt | 53620U102 | $45 | 35,800 | 0.0% |
| Addvantage Technologies Grou(AEYGBP) | Cmn | 006743306 | $45 | 18,921 | 0.0% |
| Durect Corp(DRRXEUR) | Cmn | 266605104 | $46 | 35,813 | 0.0% |
| Marine Pete TR(MARPS) | Cmn | 568423107 | $46 | 10,914 | 0.0% |
| Meten Holding Group LTD | Cmn | G6055H114 | $46 | 127,172 | 0.0% |
| Lightinthebox Hldg Co LTD | Depository Receipt | 53225G102 | $46 | 33,645 | 0.0% |
| Phoenix New Media LTDCall | Depository Receipt | 71910C103 | $46 | 36,200 | 0.0% |
| Bristol-Myers Squibb Co(CELG-R) | Wt | 110122140 | $46 | 210,067 | 0.0% |
| Volitionrx LTD(VNRX)Put | Cmn | 928661107 | $46 | 14,900 | 0.0% |
| Shiftpixy Inc | Cmn | 82452L203 | $46 | 41,040 | 0.0% |
| Evolving SYS Inc(EVOL) | Cmn | 30049R209 | $46 | 21,348 | 0.0% |
| Fuel Tech Inc(FTEK)Call | Cmn | 359523107 | $46 | 26,400 | 0.0% |
| Quotient LTD | Cmn | G73268107 | $46 | 19,592 | 0.0% |
| Hallador Energy Company(HNRG) | Cmn | 40609P105 | $47 | 15,946 | 0.0% |
| Coffee Hldg Co Inc(JVA) | Cmn | 192176105 | $47 | 10,399 | 0.0% |
| Gaucho Group Hldgs IncCall | Cmn | 36809R206 | $47 | 15,400 | 0.0% |
| Palatin Technologies Inc | Cmn | 696077403 | $47 | 105,797 | 0.0% |
| Movano Inc | Cmn | 62459M107 | $47 | 12,949 | 0.0% |
| Eastside Distilling Inc(EAST2USD) | Cmn | 277802302 | $47 | 18,015 | 0.0% |
| Gaucho Group Hldgs Inc | Cmn | 36809R206 | $47 | 15,301 | 0.0% |
| Simon Property GRP ACQ Holdi | Wt | 82880R111 | $48 | 48,914 | 0.0% |
| Golden Star RES LTD CDA | Cmn | 38119T807 | $48 | 20,286 | 0.0% |