Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Excellon RES Inc(EXNRF) | Cmn | 30069C801 | $48 | 36,881 | 0.0% |
| DHI Group Inc(DHX)Call | Cmn | 23331S100 | $48 | 10,100 | 0.0% |
| Exterran Corp(EXTNUSD)Put | Cmn | 30227H106 | $48 | 10,700 | 0.0% |
| Immutep LTD(IMMP)Call | Depository Receipt | 45257L108 | $48 | 12,300 | 0.0% |
| American RES Corp(AREC)Put | Cmn | 02927U208 | $48 | 25,400 | 0.0% |
| SO Young International Inc(SY)Put | Depository Receipt | 83356Q108 | $48 | 11,200 | 0.0% |
| Golden Star RES LTD CDA | Cmn | 38119T807 | $48 | 20,286 | 0.0% |
| Hallmark Finl Svcs IncPut | Cmn | 40624Q203 | $48 | 13,100 | 0.0% |
| Simon Property GRP ACQ Holdi | Wt | 82880R111 | $48 | 48,914 | 0.0% |
| Aspira Womens Health IncPut | Cmn | 04537Y109 | $48 | 14,900 | 0.0% |
| Comsovereign Hldg Corp(DRNEEUR) | Cmn | 205650203 | $48 | 29,839 | 0.0% |
| Solid Biosciences Inc | Cmn | 83422E105 | $49 | 20,366 | 0.0% |
| Legato Merger Corp | Wt | 52473X114 | $49 | 19,672 | 0.0% |
| Lizhi Inc | Depository Receipt | 53933L104 | $49 | 15,243 | 0.0% |
| Datasea Inc(DTSSEUR) | Cmn | 238116206 | $49 | 23,008 | 0.0% |
| Mdjm LTD | Cmn | G59290109 | $49 | 12,147 | 0.0% |
| Lloyds Banking Group PLC(LYG)Call | Depository Receipt | 539439109 | $49 | 19,900 | 0.0% |
| Creative Realities Inc(CREXEUR) | Cmn | 22530J200 | $49 | 36,116 | 0.0% |
| Gaotu Techedu Inc(GOTU) | Depository Receipt | 36257Y109 | $49 | 16,052 | 0.0% |
| Axcella Health IncCall | Cmn | 05454B105 | $50 | 16,800 | 0.0% |
| Qutoutiao IncPut | Depository Receipt | 74915J107 | $50 | 50,100 | 0.0% |
| HH&L Acquisition Co | Wt | G39714129 | $50 | 107,408 | 0.0% |
| Leju Hldgs LTD | Depository Receipt | 50187J108 | $50 | 44,310 | 0.0% |
| Flotek Inds Inc delCall | Cmn | 343389102 | $50 | 39,700 | 0.0% |
| Adamis Pharmaceuticals CorpPut | Cmn | 00547W208 | $50 | 51,200 | 0.0% |
| Logicbio Therapeutics IncPut | Cmn | 54142F102 | $50 | 10,900 | 0.0% |
| Enel Chile S.A.(ENIC) | Depository Receipt | 29278D105 | $50 | 20,559 | 0.0% |
| Diginex LimitedCall | Cmn | Y2074E109 | $50 | 15,500 | 0.0% |
| Medicinova Inc(MNOV) | Cmn | 58468P206 | $50 | 13,132 | 0.0% |
| Interprivate IV Infratech PR | Wt | 46064T110 | $50 | 75,000 | 0.0% |
| ZK Intl Group Co LTDCall | Cmn | G9892K100 | $50 | 17,800 | 0.0% |
| Americas Gold and Silver COR(SPMEUR) | Cmn | 03062D100 | $50 | 63,122 | 0.0% |
| Broadscale Acquisition Corp | Wt | 11134Y119 | $50 | 66,547 | 0.0% |
| Accuray Inc(ARAY)Put | Cmn | 004397105 | $51 | 12,800 | 0.0% |
| Qumu Corp | Cmn | 749063103 | $51 | 20,571 | 0.0% |
| Presidio Ppty TR Inc(SQFTEUR) | Cmn | 74102L303 | $51 | 13,622 | 0.0% |
| NLS Pharmaceutics LTD | Cmn | H57830103 | $51 | 20,448 | 0.0% |
| Clearsign Technologies Corp(CLIR) | Cmn | 185064102 | $51 | 25,272 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | Cmn | 590328209 | $51 | 10,622 | 0.0% |
| Conformis Inc(CFMS) | Cmn | 20717E101 | $52 | 39,134 | 0.0% |
| Glry STR NW Mdia Grup Hldg L | Cmn | G39973105 | $52 | 31,778 | 0.0% |
| Cytomx Therapeutics Inc(CTMX)Put | Cmn | 23284F105 | $52 | 10,300 | 0.0% |
| Enthusiast Gaming Hldgs Inc(EGLXF)Put | Cmn | 29385B109 | $52 | 14,300 | 0.0% |
| Quad / Graphics Inc(QUAD)Put | Cmn | 747301109 | $52 | 12,300 | 0.0% |
| Evoke Pharma Inc | Cmn | 30049G104 | $52 | 39,769 | 0.0% |
| Steel Connect IncCall | Cmn | 858098106 | $52 | 25,700 | 0.0% |
| Unity Biotechnology IncCall | Cmn | 91381U101 | $52 | 17,300 | 0.0% |
| Inpixon | Cmn | 45790J800 | $52 | 62,719 | 0.0% |
| Invesco Exchange Traded FD T | Cmn | 46137V670 | $52 | 14,724 | 0.0% |
| Onconova Therapeutics IncCall | Cmn | 68232V801 | $52 | 13,600 | 0.0% |