Q3 2021 Holdings
Filed 2021-11-15 | 42 holdings | $157.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-03-11) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Inpixon | Cmn | 45790J800 | $52 | 62,719 | 0.0% |
| Prophase Labs IncPut | Cmn | 74345W108 | $53 | 10,200 | 0.0% |
| Mereo Biopharma Group PLC(MREO)Put | Depository Receipt | 589492107 | $53 | 22,100 | 0.0% |
| Phoenix New Media LTDPut | Depository Receipt | 71910C103 | $53 | 41,600 | 0.0% |
| Ocean PWR Technologies Inc(OPTT)Call | Cmn | 674870506 | $53 | 23,000 | 0.0% |
| Jianpu Technology Inc | Depository Receipt | 47738D309 | $53 | 35,866 | 0.0% |
| Optinose Inc | Cmn | 68404V100 | $53 | 17,829 | 0.0% |
| Mind Technology Inc | Cmn | 602566101 | $53 | 28,441 | 0.0% |
| Intevac IncPut | Cmn | 461148108 | $53 | 11,100 | 0.0% |
| Nxt-Id IncPut | Cmn | 67091J206 | $54 | 130,200 | 0.0% |
| Volt Information Sciences in | Cmn | 928703107 | $54 | 15,208 | 0.0% |
| Franklin STR Pptys Corp(FSP)Put | Cmn | 35471R106 | $54 | 11,600 | 0.0% |
| Idera Pharmaceuticals Inc | Cmn | 45168K405 | $54 | 52,696 | 0.0% |
| Genius Brands Intl Inc | Cmn | 37229T301 | $54 | 39,603 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | Cmn | 10501E201 | $54 | 16,480 | 0.0% |
| Orbital Energy Group IncCall | Cmn | 68559A109 | $54 | 17,400 | 0.0% |
| Greenlane Hldgs IncCall | Cmn | 395330103 | $54 | 22,900 | 0.0% |
| Mogu Inc | Depository Receipt | 608012100 | $54 | 55,343 | 0.0% |
| Goldmining Inc(GLDG) | Cmn | 38149E101 | $54 | 46,192 | 0.0% |
| Versus Systems Inc | Cmn | 92535P808 | $55 | 14,829 | 0.0% |
| Comsovereign Hldg Corp(DRNEEUR)Put | Cmn | 205650203 | $55 | 34,400 | 0.0% |
| Field Trip Health LTD | Cmn | 31656R102 | $55 | 11,926 | 0.0% |
| Research Frontiers Inc(REFR)Put | Cmn | 760911107 | $55 | 21,600 | 0.0% |
| Widepoint Corp(WYY)Call | Cmn | 967590209 | $55 | 10,400 | 0.0% |
| Phio Pharmaceuticals Corp | Cmn | 71880W303 | $55 | 27,148 | 0.0% |
| Aware Inc Mass(AWRE)Put | Cmn | 05453N100 | $55 | 13,400 | 0.0% |
| Huttig Bldg Prods Inc | Cmn | 448451104 | $55 | 10,331 | 0.0% |
| Aravive Inc(VSAREUR)Put | Cmn | 03890D108 | $55 | 14,700 | 0.0% |
| Micro Focus Intl PLC(MFGPUSD)Put | Depository Receipt | 594837403 | $55 | 10,200 | 0.0% |
| ZW Data Action Technologs inCall | Cmn | 98880R109 | $55 | 44,700 | 0.0% |
| Liquidia Corporation(LQDA)Call | Cmn | 53635D202 | $55 | 20,100 | 0.0% |
| Corenergy Infrastructure TR(CORREUR)Put | Cmn | 21870U502 | $55 | 12,500 | 0.0% |
| Mingzhu Logistics Hldgs LTD | Cmn | G6180C105 | $55 | 18,238 | 0.0% |
| Catalyst Pharmaceuticals Inc(CPRX)Call | Cmn | 14888U101 | $56 | 10,500 | 0.0% |
| Atlantic Amern Corp(AAME) | Cmn | 048209100 | $56 | 13,422 | 0.0% |
| Orion Group Hldgs Inc(ORN)Call | Cmn | 68628V308 | $56 | 10,300 | 0.0% |
| Asia Pacific Wire & Cable Co(APWC) | Cmn | G0535E106 | $56 | 17,366 | 0.0% |
| Goal Acquisitions Corp | Wt | 38021H115 | $56 | 96,423 | 0.0% |
| XTL Biopharmaceuticals LTD | Depository Receipt | 98386D307 | $56 | 12,801 | 0.0% |
| Liqtech Intl IncPut | Cmn | 53632A201 | $56 | 10,200 | 0.0% |
| Aurora Mobile LTD | Depository Receipt | 051857100 | $56 | 33,731 | 0.0% |
| Navios Maritime Holdings Inc | Cmn | Y62197119 | $56 | 11,668 | 0.0% |
| Spar Group Inc(SGRP) | Cmn | 784933103 | $56 | 40,134 | 0.0% |
| Biolase Inc | Cmn | 090911207 | $56 | 87,626 | 0.0% |
| Stonemor IncPut | Cmn | 86184W106 | $56 | 22,800 | 0.0% |
| Applied DNA Sciences Inc(APDNUSD)Put | Cmn | 03815U300 | $57 | 10,500 | 0.0% |
| Growth Cap Acquisition Corp | Wt | 39986V115 | $57 | 61,158 | 0.0% |
| Qutoutiao Inc | Depository Receipt | 74915J107 | $57 | 57,908 | 0.0% |
| Tricida Inc(1T7)Put | Cmn | 89610F101 | $57 | 12,300 | 0.0% |
| Autoweb Inc(ABTLEUR)Put | Cmn | 05335B100 | $57 | 20,400 | 0.0% |