Q3 2022 Holdings
Filed 2022-11-10 | 19366 holdings | $13.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Digital Ally Inc | COM | 25382T101 | $5 | 12,981 | 0.0% |
| Arca Biopharma Inc(ABIOEUR) | COM | 00211Y506 | $5 | 2,619 | 0.0% |
| Liveperson Inc | NOTE 12/1 | 538146AD3 | $5 | $8,000 | 0.0% |
| Western Copper & Gold Corp(WRN) | COM | 95805V108 | $5 | 3,702 | 0.0% |
| PHP Ventures Acquisition COR | CLASS A COM | 69291C106 | $5 | 473 | 0.0% |
| GT Biopharma Inc | COM NEW | 36254L209 | $5 | 3,170 | 0.0% |
| Lattice Strategies TR(ROSC) | HARTFORD MLT SML | 518416508 | $5 | 153 | 0.0% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $5 | 1,040 | 0.0% |
| Western Asset Mortgage Capit | NOTE 6.750%10/0 | 95790DAA3 | $5 | $5,000 | 0.0% |
| Creative MED Technology Hldg | COM NEW | 22529Y309 | $5 | 10,782 | 0.0% |
| Exchange Traded Concepts TR | FOUNT METAVERSE | 301505574 | $5 | 389 | 0.0% |
| Byte Acquisition Corp | UNIT 03/18/2029 | G1R25Q121 | $5 | 533 | 0.0% |
| Rapid7 Inc | NOTE 0.250% 3/1 | 753422AF1 | $5 | $7,000 | 0.0% |
| Lyft Inc | NOTE 1.500% 5/1 | 55087PAB0 | $5 | $6,000 | 0.0% |
| Biorestorative Therapies Inc(BRTX) | COM NEW | 090655606 | $5 | 1,567 | 0.0% |
| Grupo Simec SAB de C V(SIM) | ADR | 400491106 | $5 | 175 | 0.0% |
| China Online ED Group | SPONSORED ADR | 16954L105 | $5 | 2,808 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $5 | 5,088 | 0.0% |
| Gladstone Acquisition Corp | CLASS A COM | 37653T108 | $5 | 450 | 0.0% |
| RMR Group Inc(RMR) | CL A | 74967R106 | $5 | 222 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $5 | 4,599 | 0.0% |
| Graphite BIO Inc(GRPH) | COM | 38870X104 | $5 | 1,526 | 0.0% |
| Tempest Therapeutics Inc(OVASUSD) | COM | 87978U108 | $5 | 2,869 | 0.0% |
| Green Giant Inc(GGEI) | COM NEW | 16948W209 | $5 | 4,537 | 0.0% |
| Battalion Oil Corp(BATL) | COM | 07134L107 | $5 | 401 | 0.0% |
| Contrafect Corp(CFRXUSD) | COM NEW | 212326300 | $5 | 29,498 | 0.0% |
| Creative Media & Cmnty TR | COM NEW | 125525584 | $5 | 794 | 0.0% |
| Victory Portfolios II(CILUSD) | VCSHS INTL VOLTY | 92647N840 | $5 | 168 | 0.0% |
| Blue Safari GRP Acquisitn Co | UNIT 06/10/2026 | G1195R122 | $5 | 451 | 0.0% |
| Burlington Stores Inc | NOTE 2.250% 4/1 | 122017AB2 | $5 | $5,000 | 0.0% |
| Clovis Oncology Inc(CLVSEUR) | COM | 189464100 | $5 | 4,239 | 0.0% |
| Invesco Actively Managed ETF | SELECT GROWT ETF | 46090A770 | $5 | 503 | 0.0% |
| Altimar Acquisition Corp III | SHS CL A | G0370U108 | $5 | 481 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $5 | 2,250 | 0.0% |
| Spindletop Health Acquisitio | UNIT 11/04/2026 | 84854Q202 | $5 | 450 | 0.0% |
| Vroom Inc | COM | 92918V109 | $5 | 4,260 | 0.0% |
| Aurora Technology Acquisitio | UNIT 01/27/2027 | G06984101 | $5 | 467 | 0.0% |
| Bionano Genomics Inc | *W EXP 08/21/202 | 09075F115 | $5 | 19,866 | 0.0% |
| Biomerica Inc(BMRAUSD) | COM NEW | 09061H307 | $5 | 1,358 | 0.0% |
| Greenpro Cap Corp | COM NEW | 39540F309 | $5 | 4,009 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $5 | 9,378 | 0.0% |
| HNR Acquisition Corp(EONR) | COM | 40472A102 | $5 | 547 | 0.0% |
| Archer Aviation Inc(ACHR/WS) | *W EXP 09/16/202 | 03945R110 | $5 | 8,991 | 0.0% |
| Clps Incorporation(CLPS) | COM | G31642104 | $5 | 3,526 | 0.0% |
| Mana Cap Acquisition Corp | COMMON STOCK | 56168P104 | $5 | 476 | 0.0% |
| Aziyo Biologics Inc(ELUT) | CL A COM | 05479K106 | $5 | 689 | 0.0% |
| Glenfarne Merger Corp | CLASS A COM | 378579106 | $5 | 532 | 0.0% |
| Diffusion Pharmaceuticals in | COM NEW | 253748404 | $5 | 856 | 0.0% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $5 | $6,000 | 0.0% |
| Open Lending Corp(LPRO) | COM CL A | 68373J104 | $5 | 635 | 0.0% |