Q3 2022 Holdings
Filed 2022-11-14 | 82 holdings | $89.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BlackRock Corpor HI YLD FD I | RIGHT 10/13/2022 | 09255L114 | $0 | 11,000 | 0.0% |
| Hancock John Invt TR | TAX ADV GLB SH | 41013P749 | $45 | 10,200 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $94 | 11,000 | 0.0% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $205 | 27,100 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $208 | 26,267 | 0.0% |
| Virtus Convertible & Inc FD | COM | 92838U108 | $213 | 75,500 | 0.0% |
| Pioneer Floating Rate Fund I(XPHDX) | COM | 72369J102 | $292 | 33,914 | 0.0% |
| Tortoise Energy Independenc | COM | 89148K200 | $317 | 11,189 | 0.0% |
| Cohen & Steers REIT & PFD &(XRNPX) | COM | 19247X100 | $339 | 17,500 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $364 | 74,000 | 0.0% |
| Voya Asia PAC High DIV EQT I(IAE) | COM | 92912J102 | $385 | 64,286 | 0.0% |
| Advent Conv & Income FD(AVK) | COM | 00764C109 | $396 | 37,300 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 18469Q207 | $400 | 15,200 | 0.0% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $400 | 16,000 | 0.0% |
| Saba Capital Income & Oprnt(BRW) | SHS NEW | 78518H202 | $478 | 60,399 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $602 | 48,100 | 0.0% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $678 | 77,791 | 0.0% |
| Abrdn Total Dynamic Dividend(XAODX) | COM SH BEN INT | 00326L100 | $715 | 100,200 | 0.0% |
| Delaware IVY High Income OPP | COM | 246107106 | $716 | 71,000 | 0.0% |
| Western Asset High Incom FD(HIX) | COM | 95766J102 | $980 | 224,885 | 0.0% |
| Teladoc Health Inc | NOTE 1.250% 6/0 | 87918AAF2 | $1.1K | $1,500,000 | 0.0% |
| Irhythm Technologies Inc(IRTC) | COM | 450056106 | $1.2K | 9,420 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $1.2K | 321,306 | 0.0% |
| Neuberger Berman Next Genera(NBXG) | COMMON STOCK | 64133Q108 | $1.2K | 129,500 | 0.0% |
| Cushing MLP & Infrastruct(SRV) | COM NEW | 231631300 | $1.2K | 38,000 | 0.0% |
| Rivernorth Doubleline Strate(OPP) | COM | 76882G107 | $1.4K | 157,498 | 0.0% |
| Hertz Global Hldgs Inc(HTZ) | COM NEW | 42806J700 | $1.7K | 101,580 | 0.0% |
| First TR Abrdn Emerging OPP | COM | 33731K102 | $1.7K | 185,834 | 0.0% |
| Servicenow Inc(NOW) | COM | 81762P102 | $1.7K | 4,485 | 0.0% |
| Vanguard Scottsdale FDS(VGSH) | SHORT TERM TREAS | 92206C102 | $1.7K | 30,200 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $1.9K | 57,768 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $1.9K | $1,978,000 | 0.0% |
| Zimmer Biomet Holdings Inc(ZBH) | COM | 98956P102 | $1.9K | 18,460 | 0.0% |
| BlackRock Innovation and GRW(BTX) | SHS BEN INT | 09260Q108 | $2.0K | 271,386 | 0.0% |
| Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | $2.0K | 121,480 | 0.0% |
| Delaware Invts Natl MUN Inco(VFL) | SH BEN INT | 24610T108 | $2.5K | 229,021 | 0.0% |
| Apellis Pharmaceuticals Inc(APLS) | COM | 03753U106 | $2.9K | 42,609 | 0.0% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $3.0K | 204,500 | 0.0% |
| Hologic Inc(HOLX) | COM | 436440101 | $3.0K | 47,190 | 0.0% |
| General Amern Invs Co Inc(GAM) | COM | 368802104 | $3.3K | 98,713 | 0.0% |
| Neuberger Berman High Yield(NHS) | COM | 64128C106 | $3.4K | 433,704 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $3.6K | 10,000 | 0.0% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $3.6K | $3,500,000 | 0.0% |
| Vertex Pharmaceuticals Inc(VRTX) | COM | 92532F100 | $4.3K | 14,681 | 0.0% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $4.3K | 471,600 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $5.0K | 403,300 | 0.0% |
| Cheniere Energy Inc(LNG) | COM NEW | 16411R208 | $5.4K | 32,275 | 0.0% |
| Hertz Global Hldgs Inc(HTZWW) | W EXP 06/30/205 | 42806J148 | $5.5K | 618,765 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $5.7K | $5,815,000 | 0.0% |
| Tenet Healthcare Corp(THC) | COM NEW | 88033G407 | $6.1K | 117,290 | 0.0% |