Q3 2021 Holdings
Filed 2021-11-15 | 113 holdings | $3.3B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-06-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Falcon Minerals CorpA | CL A COM | 30607B109 | $1.7M | 360,037 | 0.1% |
| EOS Energy Enterprises Inc(EOSEW)A | *W EXP 05/06/202 | 29415C119 | $1.8M | 350,000 | 0.1% |
| Capital One Finl Corp(COF)A | COM | 14040H105 | $2.0M | 12,438 | 0.1% |
| Mesa AIR Group IncA | COM NEW | 590479135 | $2.0M | 264,723 | 0.1% |
| Dish Network CorporationA | NOTE 3.375% 8/1 | 25470MAB5 | $2.1M | 2,000,000 | 0.1% |
| Keycorp(KEY)A | COM | 493267108 | $2.2M | 103,393 | 0.1% |
| Kaleyra Inc(KLR1USD)A | COM | 483379103 | $2.3M | 210,336 | 0.1% |
| Danimer Scientific IncA | COM CL A | 236272100 | $2.5M | 150,000 | 0.1% |
| First Ctzns Bancshares Inc N(FCNCA)A | CL A | 31946M103 | $2.6M | 3,064 | 0.1% |
| SVB Financial Group(SIVBEUR)A | COM | 78486Q101 | $2.9M | 4,438 | 0.1% |
| Citizens Finl Group Inc(CFG)A | COM | 174610105 | $2.9M | 62,736 | 0.1% |
| Zions Bancorporation N A(ZION)A | COM | 989701107 | $3.0M | 48,134 | 0.1% |
| National Retail Properties I(NNN)A | COM | 637417106 | $3.2M | 74,200 | 0.1% |
| PNC Finl Svcs Group Inc(PNC)A | COM | 693475105 | $3.2M | 16,468 | 0.1% |
| M & T BK Corp(MTB)A | COM | 55261F104 | $3.3M | 21,850 | 0.1% |
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $3.3M | 1,215,662 | 0.1% |
| Citigroup Inc(C)A | COM NEW | 172967424 | $3.7M | 52,012 | 0.1% |
| Farfetch LTD(FTCHQ)A | ORD SH CL A | 30744W107 | $3.7M | 100,000 | 0.1% |
| Goldman Sachs Group Inc(GS)A | COM | 38141G104 | $4.0M | 10,610 | 0.1% |
| B Riley Principal 150 MergerA | UNIT 99/99/9999 | 05601V202 | $4.0M | 400,000 | 0.1% |
| Medtech Acquisition CorpA | UNIT 12/18/2025 | 58507N204 | $4.1M | 400,000 | 0.1% |
| CUE Health Inc(HLTHQ)A | COM | 229790100 | $4.7M | 395,248 | 0.1% |
| Precigen Inc(PGEN)A | COM | 74017N105 | $4.8M | 960,000 | 0.1% |
| Comerica Inc(CMA)A | COM | 200340107 | $4.9M | 61,000 | 0.1% |
| Fortive Corp(FTV)A | COM | 34959J108 | $4.9M | 70,000 | 0.1% |
| Churchill Capital Corp VIA | UNIT 99/99/9999 | 17143W200 | $5.0M | 500,000 | 0.2% |
| Finch Therapeutics Group IncA | COM | 31773D101 | $5.1M | 388,691 | 0.2% |
| Sarissa Capital Acquisitn CoA | UNIT 10/23/2027 | G7823W128 | $5.2M | 524,900 | 0.2% |
| Wells Fargo Co New(WFC)A | COM | 949746101 | $5.2M | 112,325 | 0.2% |
| Blue OWL Capital Inc(OWL)A | COM CL A | 09581B103 | $6.0M | 385,001 | 0.2% |
| JPMorgan Chase & Co(JPM)A | COM | 46625H100 | $6.1M | 37,500 | 0.2% |
| DMY Technology Group Inc IVA | UNIT 99/99/9999 | 23344K201 | $6.2M | 600,000 | 0.2% |
| Intrexon CorpA | NOTE 3.500% 7/0 | 46122TAA0 | $8.1M | 9,575,000 | 0.2% |
| Ishares TR(IWM)CallA | RUSSELL 2000 ETF | 464287655 | $8.8M | 40,000 | 0.3% |
| Stealthgas Inc(GASS)A | SHS | Y81669106 | $9.4M | 3,516,652 | 0.3% |
| Bridgetown Holdings LTDA | COM CL A | G1355U113 | $10.3M | 1,050,000 | 0.3% |
| Invesco Exch Traded FD TR II(BKLN)A | SR LN ETF | 46138G508 | $11.1M | 500,000 | 0.3% |
| Iheartmedia Inc(IHRT)A | COM CL A | 45174J509 | $12.4M | 493,794 | 0.4% |
| Chimerix Inc(CMRXEUR)A | COM | 16934W106 | $12.4M | 2,000,000 | 0.4% |
| Ziopharm Oncology IncCallA | COM | 98973P101 | $13.8M | 7,575,758 | 0.4% |
| Teledyne Technologies Inc(TDY)A | COM | 879360105 | $15.0M | 35,000 | 0.5% |
| DMY Technology Group Inc IIIA | COM CLASS A | 233278100 | $16.3M | 1,562,500 | 0.5% |
| Wabtec(WAB)A | COM | 929740108 | $19.4M | 224,556 | 0.6% |
| American Campus Cmntys Inc(ACCUSD)A | COM | 024835100 | $20.4M | 420,800 | 0.6% |
| Ziopharm Oncology IncA | COM | 98973P101 | $27.6M | 15,151,516 | 0.8% |
| T-Mobile US Inc(TMUS)A | COM | 872590104 | $29.3M | 229,011 | 0.9% |
| PLX Pharma IncA | COM | 72942A107 | $36.2M | 1,875,000 | 1.1% |
| Becton Dickinson & Co(BDX)A | COM | 075887109 | $37.0M | 150,628 | 1.1% |
| Grid Dynamics Hldgs Inc(GDYN)A | CL A | 39813G109 | $38.9M | 1,330,340 | 1.2% |
| Steris PLC(STE)A | SHS USD | G8473T100 | $40.7M | 199,264 | 1.2% |