| Biomarin Pharmaceutical Inc Conv | CON | 09061GAH4 | $0 | 1,090,002 | 0.0% |
| Biomarin Pharmaceutical Inc Conv | CON | 09061GAK7 | $0 | 311,000 | 0.0% |
| Blackline Inc(BL) | EQU | 09239B109 | $0 | 0 | 0.0% |
| Blackstone MTG TR Inc Conv Ratio | CON | 09257WAC4 | $0 | 270,100 | 0.0% |
| Bloom Energy Corporation(BE) | EQU | 093712107 | $0 | 10,029 | 0.0% |
| Bloomin Brands Inc(BLMN) | EQU | 094235108 | $0 | 662,882 | 0.0% |
| Booking Hldgs Inc Conv Ratio | CON | 09857LAN8 | $0 | 9,000 | 0.0% |
| Boston Scientific Corp(BSX) | EQU | 101137107 | $0 | 0 | 0.0% |
| Boyd Gaming Corp(BYD) | EQU | 103304101 | $0 | 386,933 | 0.0% |
| Brink's Co(BCO) | EQU | 109696104 | $0 | 45,624 | 0.0% |
| Veritas (Bureau)(BVVBY) | EQU | 12117P109 | $0 | 3,664 | 0.0% |
| Burlington Stores Inc Conv Ratio | CON | 122017AB2 | $0 | 187,000 | 0.0% |
| CHS Inc PFD SHS(CHSCL) | EQU | 12542R803 | $0 | 11,079 | 0.0% |
| CME Group Inc(CME) | EQU | 12572Q105 | $0 | 0 | 0.0% |
| CMS Energy Corp(CMS) | EQU | 125896100 | $0 | 4,348 | 0.0% |
| CMS Energy Corp 5.875 Fixed | EQU | 125896845 | $0 | 144,351 | 0.0% |
| CMS Energy Corp 5.875 of Junior | EQU | 125896852 | $0 | 19 | 0.0% |
| CNA Finl Corp(CNA) | EQU | 126117100 | $0 | 517,278 | 0.0% |
| CNO Finl Group Inc(CNO) | EQU | 12621E103 | $0 | 0 | 0.0% |
| CVB Financial Corp(CVBF) | EQU | 126600105 | $0 | 147,960 | 0.0% |
| Cabot Corp(CBT) | EQU | 127055101 | $0 | 270,126 | 0.0% |
| Cannae Hldgs Inc(CNNE) | EQU | 13765N107 | $0 | 720 | 0.0% |
| Capital One Finl Corp Glbl FLT | EQU | 14040H758 | $0 | 2 | 0.0% |
| Carrier Global Corporation COM(CARR) | EQU | 14448C104 | $0 | 0 | 0.0% |
| Casella Waste SYS Inc CL A(CWST) | EQU | 147448104 | $0 | 22,604 | 0.0% |
| Lazard LTD CL A(LAZ) | EQU | G54050102 | $0 | 214,573 | 0.0% |
| Cathay Bancorp Inc(CATY) | EQU | 149150104 | $0 | 20,256 | 0.0% |
| Cavco Industries Inc(CVCO) | EQU | 149568107 | $0 | 4,184 | 0.0% |
| Celanese Corp de COM SER A(CE) | EQU | 150870103 | $0 | 0 | 0.0% |
| Central Garden & PET Co(CENTA) | EQU | 153527205 | $0 | 14,556 | 0.0% |
| Century Cmntys Inc(CCS) | EQU | 156504300 | $0 | 85,192 | 0.0% |
| Invesco Venture Alpha Fund II LP | EQU | CHB057776 | $0 | 6,750,064 | 0.0% |
| Cheesecake Factory Inc Conv | CON | 163072AA9 | $0 | 90,000 | 0.0% |
| Chegg Inc Conv Ratio 9.2978 | CON | 163092AF6 | $0 | 400,000 | 0.0% |
| China RES Enterprise LTD | EQU | 16940R109 | $0 | 2 | 0.0% |
| Novaquest Private Equity Fund II | EQU | CHB056265 | $0 | 251,284 | 0.0% |
| Choice Hotels Intl Inc(CHH) | EQU | 169905106 | $0 | 223,413 | 0.0% |
| Church & Dwight Inc(CHD) | EQU | 171340102 | $0 | 141,808 | 0.0% |
| Cincinnati Financial Corp(CINF) | EQU | 172062101 | $0 | 364 | 0.0% |
| Citigroup Inc PFD Shares SER K | EQU | 172967341 | $0 | 59,736 | 0.0% |
| Alidade Capital Fund V LP | EQU | CHB055945 | $0 | 3,112,551 | 0.0% |
| Citigroup Cap Xiii TR PFD Secs | EQU | 173080201 | $0 | 76,437 | 0.0% |
| Clorox Co(CLX) | EQU | 189054109 | $0 | 0 | 0.0% |
| Coeur D Alene Mines Corp Idaho(CDE) | EQU | 192108504 | $0 | 1,829 | 0.0% |
| Cognex Corp(CGNX) | EQU | 192422103 | $0 | 0 | 0.0% |
| Colgate Palmolive Co(CL) | EQU | 194162103 | $0 | 0 | 0.0% |
| Collegium Pharmaceutical Inc | CON | 19459JAA2 | $0 | 402,000 | 0.0% |
| Columbia Banking System Inc(COLB) | EQU | 197236102 | $0 | 0 | 0.0% |
| Comerica Inc(CMA) | EQU | 200340107 | $0 | 756 | 0.0% |
| Commercial Metal Co(CMC) | EQU | 201723103 | $0 | 0 | 0.0% |