Q3 2021 Holdings
Filed 2021-11-15 | 52 holdings | $2.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $2.4M | 30,850 | 91.9% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $19.1K | $18,830,000 | 0.7% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $17.8K | $20,150,000 | 0.7% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $16.3K | $16,100,000 | 0.6% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $14.7K | $14,360,000 | 0.6% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $11.2K | $13,377,000 | 0.4% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $11.0K | $11,054,000 | 0.4% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $8.2K | $8,000,000 | 0.3% |
| Nuvasive Inc | NOTE 1.000% 6/0 | 670704AL9 | $7.8K | $8,000,000 | 0.3% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $7.3K | $6,000,000 | 0.3% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $6.7K | $6,623,000 | 0.3% |
| Stride Inc | NOTE 1.125% 9/0 | 86333MAA6 | $6.4K | $6,350,000 | 0.2% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $5.9K | $6,500,000 | 0.2% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $5.8K | $5,700,000 | 0.2% |
| Evolent Health Inc | NOTE 1.500% 10/1 | 30050BAD3 | $5.2K | $4,500,000 | 0.2% |
| Teladoc Health Inc | NOTE 1.250% 6/0 | 87918AAF2 | $4.0K | $4,000,000 | 0.2% |
| Churchill Capital Corp VI | UNIT 99/99/9999 | 17143W200 | $4.0K | 400,000 | 0.2% |
| Churchill Capital Corp VII | UNIT 99/99/9999 | 17144M201 | $4.0K | 400,000 | 0.2% |
| Churchill Capital Corp V | COM CL A | 17144T107 | $3.9K | 400,000 | 0.2% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $3.8K | $4,000,000 | 0.1% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $3.2K | $3,000,000 | 0.1% |
| Spirit Aerosystems Hldgs Inc(S9Q) | COM CL A | 848574109 | $2.9K | 65,720 | 0.1% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $2.8K | $2,500,000 | 0.1% |
| Alteryx Inc | NOTE 1.000% 8/0 | 02156BAF0 | $2.8K | $3,000,000 | 0.1% |
| Disney Walt Co(DIS) | COM | 254687106 | $2.6K | 15,650 | 0.1% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $2.6K | 12,000 | 0.1% |
| Granite PT MTG TR Inc | NOTE 6.375% 10/1 | 38741LAC1 | $2.5K | $2,500,000 | 0.1% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $2.3K | $2,000,000 | 0.1% |
| Selectquote Inc(SLQT) | COM | 816307300 | $2.2K | 170,731 | 0.1% |
| Brinks Co(BCO) | COM | 109696104 | $2.2K | 34,573 | 0.1% |
| O-I Glass Inc(OI) | COM | 67098H104 | $2.1K | 149,200 | 0.1% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $2.1K | 321,380 | 0.1% |
| Howard Hughes Corp(HHC*) | COM | 44267D107 | $1.9K | 21,935 | 0.1% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $1.9K | $2,000,000 | 0.1% |
| Evolent Health Inc | NOTE 3.500% 10/1 | 30050BAF8 | $1.9K | $1,050,000 | 0.1% |
| Liberty Media Corp del | DEB 2.250% 9/3 | 531229AE2 | $1.7K | $3,860,000 | 0.1% |
| Gohealth Inc | COM CL A | 38046W105 | $1.6K | 312,709 | 0.1% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $1.5K | 40,750 | 0.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $1.2K | 172,300 | 0.0% |
| Radius Health Inc | COM NEW | 750469207 | $1.1K | 86,032 | 0.0% |
| Multiplan Corporation(MPLNUSD) | COM | 62548M100 | $1.0K | 183,115 | 0.0% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $664 | 61,200 | 0.0% |
| Ehealth Inc(EHTH) | COM | 28238P109 | $394 | 9,737 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375% 10/1 | 03762UAC9 | $379 | $375,000 | 0.0% |
| Flexion Therapeutics Inc | COM | 33938J106 | $378 | 62,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $323 | 39,000 | 0.0% |
| Churchill Capital Corp V | *W EXP 10/29/202 | 17144T115 | $130 | 100,000 | 0.0% |
| Skillsoft Corp | *W EXP 06/11/202 | 83066P119 | $92 | 33,332 | 0.0% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $89 | 75,000 | 0.0% |
| Stride Inc(LRN)Put | COM | 86333M108 | $8 | 22,000 | 0.0% |