Q4 2021 Holdings
Filed 2022-02-14 | 47 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $2.7M | 30,850 | 92.6% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $23.5K | $28,377,000 | 0.8% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $17.7K | $17,030,000 | 0.6% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $16.6K | $16,538,000 | 0.6% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $16.1K | $16,100,000 | 0.5% |
| Uber Technologies Inc | NOTE 12/1 | 90353TAJ9 | $15.3K | $15,500,000 | 0.5% |
| Inotiv Inc(NOTV) | COM | 45783Q100 | $12.5K | 296,097 | 0.4% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $12.2K | $13,054,000 | 0.4% |
| Nuvasive Inc | NOTE 1.000% 6/0 | 670704AL9 | $8.0K | $8,000,000 | 0.3% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $7.9K | $8,202,000 | 0.3% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $7.7K | $8,000,000 | 0.3% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $6.7K | $6,623,000 | 0.2% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $6.6K | $6,000,000 | 0.2% |
| Blackstone MTG TR Inc | NOTE 4.375% 5/0 | 09257WAB6 | $5.7K | $5,700,000 | 0.2% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $5.4K | $6,000,000 | 0.2% |
| Karyopharm Therapeutics Inc | NOTE 3.000% 10/1 | 48576UAA4 | $4.1K | $5,000,000 | 0.1% |
| Churchill Capital Corp VII | UNIT 99/99/9999 | 17144M201 | $4.0K | 400,000 | 0.1% |
| Churchill Capital Corp VI | UNIT 99/99/9999 | 17143W200 | $4.0K | 400,000 | 0.1% |
| Churchill Capital Corp V | COM CL A | 17144T107 | $3.9K | 400,000 | 0.1% |
| Teladoc Health Inc | NOTE 1.250% 6/0 | 87918AAF2 | $3.7K | $4,000,000 | 0.1% |
| Spirit Aerosystems Hldgs Inc(S9Q) | COM CL A | 848574109 | $3.0K | 70,220 | 0.1% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $3.0K | $3,000,000 | 0.1% |
| Zynga Inc | NOTE 12/1 | 98986TAD0 | $2.8K | $3,000,000 | 0.1% |
| Alteryx Inc | NOTE 1.000% 8/0 | 02156BAF0 | $2.7K | $3,000,000 | 0.1% |
| Granite PT MTG TR Inc | NOTE 6.375% 10/1 | 38741LAC1 | $2.6K | $2,500,000 | 0.1% |
| Brinks Co(BCO) | COM | 109696104 | $2.5K | 37,873 | 0.1% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $2.2K | $2,000,000 | 0.1% |
| O-I Glass Inc(OI) | COM | 67098H104 | $2.0K | 167,450 | 0.1% |
| Alteryx Inc | NOTE 0.500% 8/0 | 02156BAD5 | $1.9K | $2,000,000 | 0.1% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $1.8K | 348,278 | 0.1% |
| Kaman Corp(KAMNUSD) | COM | 483548103 | $1.8K | 40,574 | 0.1% |
| Evolent Health Inc | NOTE 3.500% 10/1 | 30050BAF8 | $1.7K | $1,050,000 | 0.1% |
| Selectquote Inc(SLQT) | COM | 816307300 | $1.5K | 170,731 | 0.1% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $1.5K | 40,750 | 0.1% |
| Championx Corporation(APY1EUR) | COM | 15872M104 | $1.2K | 58,850 | 0.0% |
| Gohealth Inc | COM CL A | 38046W105 | $1.2K | 312,709 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $922 | 197,800 | 0.0% |
| Multiplan Corporation(MPLNUSD) | COM | 62548M100 | $709 | 160,115 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375% 10/1 | 03762UAC9 | $379 | $375,000 | 0.0% |
| Radius Health Inc | COM NEW | 750469207 | $350 | 50,532 | 0.0% |
| Ehealth Inc(EHTH) | COM | 28238P109 | $248 | 9,737 | 0.0% |
| Lulus Fashion Lounge Holding(LVLU) | COM | 55003A108 | $246 | 24,000 | 0.0% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $189 | 91,500 | 0.0% |
| Churchill Capital Corp V | *W EXP 10/29/202 | 17144T115 | $98 | 100,000 | 0.0% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $96 | 75,000 | 0.0% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $81 | 405,500 | 0.0% |
| Skillsoft Corp | *W EXP 06/11/202 | 83066P119 | $63 | 33,332 | 0.0% |