Q3 2022 Holdings
Filed 2022-11-14 | 41 holdings | $256.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $25.3K | $31,377,000 | 9.9% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $20.5K | $22,550,000 | 8.0% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $16.2K | $17,030,000 | 6.3% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $15.5K | $16,100,000 | 6.0% |
| Uber Technologies Inc | NOTE 12/1 | 90353TAJ9 | $13.7K | $16,500,000 | 5.3% |
| Spotify USA Inc | NOTE 3/1 | 84921RAB6 | $13.0K | $16,400,000 | 5.1% |
| Mitek SYS Inc | NOTE 0.750% 2/0 | 606710AA9 | $12.8K | $15,533,000 | 5.0% |
| Jetblue Airways Corp | NOTE 0.500% 4/0 | 477143AP6 | $11.9K | $16,500,000 | 4.6% |
| Magnite Inc | NOTE 0.250% 3/1 | 55955DAB6 | $11.8K | $15,500,000 | 4.6% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $10.3K | $13,054,000 | 4.0% |
| The Realreal Inc | NOTE 1.000% 3/0 | 88339PAD3 | $9.2K | $20,218,000 | 3.6% |
| Aerie Pharmaceuticals Inc | NOTE 1.500% 10/0 | 00771VAB4 | $8.9K | $9,100,000 | 3.5% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $8.5K | $11,000,000 | 3.3% |
| Karyopharm Therapeutics Inc | NOTE 3.000% 10/1 | 48576UAA4 | $8.1K | $10,000,000 | 3.2% |
| Nuvasive Inc | NOTE 1.000% 6/0 | 670704AL9 | $7.8K | $8,000,000 | 3.0% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $7.0K | $8,030,000 | 2.7% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $6.3K | 430,000 | 2.4% |
| Starry Group Holdings Inc | CL A COM | 85572U102 | $6.2K | 670,939 | 2.4% |
| 1Life Healthcare Inc | NOTE 3.000% 6/1 | 68269GAB3 | $5.8K | $6,000,000 | 2.3% |
| Inotiv Inc(NOTV) | COM | 45783Q100 | $5.0K | 296,097 | 1.9% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $4.6K | 1,510,500 | 1.8% |
| Precigen Inc | NOTE 3.500% 7/1 | 46122TAA0 | $4.4K | $4,500,000 | 1.7% |
| The Realreal Inc | NOTE 3.000% 6/1 | 88339PAB7 | $3.1K | $5,000,000 | 1.2% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $2.7K | $3,000,000 | 1.0% |
| Evolent Health Inc | NOTE 3.500% 10/1 | 30050BAF8 | $2.2K | $1,050,000 | 0.8% |
| 8X8 Inc New | NOTE 0.500% 2/0 | 282914AB6 | $2.1K | $2,500,000 | 0.8% |
| Brinks Co(BCO) | COM | 109696104 | $1.8K | 37,873 | 0.7% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $1.8K | 300,000 | 0.7% |
| Kaman Corp(KAMNUSD) | COM | 483548103 | $1.8K | 63,874 | 0.7% |
| Lyft Inc | NOTE 1.500% 5/1 | 55087PAB0 | $1.7K | $2,000,000 | 0.7% |
| Spirit Aerosystems Hldgs Inc(S9Q) | COM CL A | 848574109 | $1.6K | 72,820 | 0.6% |
| Championx Corporation(APY1EUR) | COM | 15872M104 | $1.5K | 77,350 | 0.6% |
| Okta Inc | NOTE 0.375% 6/1 | 679295AF2 | $1.3K | $1,650,000 | 0.5% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $844 | $1,000,000 | 0.3% |
| Multiplan Corporation(MPLNUSD) | COM | 62548M100 | $578 | 202,115 | 0.2% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $420 | $500,000 | 0.2% |
| Multiplan Corporation | *W EXP 02/13/202 | 62548M118 | $18 | 75,000 | 0.0% |
| Churchill Capital Corp VI | *W EXP 10/17/202 | 17143W119 | $11 | 80,000 | 0.0% |
| Churchill Capital Corp VII | *W EXP 02/29/202 | 17144M110 | $11 | 80,000 | 0.0% |
| Churchill Capital Corp V | *W EXP 10/29/202 | 17144T115 | $9 | 100,000 | 0.0% |
| Skillsoft Corp | *W EXP 06/11/202 | 83066P119 | $7 | 33,332 | 0.0% |